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					<dc:identifier>http://www.legislation.gov.uk/eur/2010/996/article/2</dc:identifier><dc:title>Regulation (EU) No 996/2010 of the European Parliament and of the Council of 20 October 2010 on the investigation and prevention of accidents and incidents in civil aviation and repealing Directive 94/56/EC (Text with EEA relevance)</dc:title><dct:alternative>Regulation (EU) No 996/2010 of the European Parliament and of the Council</dct:alternative><dc:description>Regulation (EU) No 996/2010 of the European Parliament and of the Council of 20 October 2010 on the investigation and prevention of accidents and incidents in civil aviation and repealing Directive 94/56/EC (Text with EEA relevance)</dc:description><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:source>https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02010R0996-20180911</dc:source><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:modified>2023-11-29</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2020-12-31</dct:valid>
					
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				</ukm:Metadata><EURetained><EUBody DocumentURI="http://www.legislation.gov.uk/eur/2010/996/body" IdURI="http://www.legislation.gov.uk/id/eur/2010/996/body" NumberOfProvisions="26" RestrictExtent="E+W+S+N.I." RestrictStartDate="2020-12-31"><P1group RestrictExtent="E+W+S+N.I." RestrictStartDate="2020-12-31"><Title>Definitions</Title><P1 DocumentURI="http://www.legislation.gov.uk/eur/2010/996/article/2" IdURI="http://www.legislation.gov.uk/id/eur/2010/996/article/2" id="article-2"><Pnumber>Article 2</Pnumber><P1para><Text>For the purposes of this Regulation, the following definitions shall apply:</Text></P1para><P1para><OrderedList Type="arabic" Decoration="parens"><ListItem NumberOverride="(1)"><Para><Text>‘accident’ means an occurrence associated with the operation of an aircraft which, in the case of a manned aircraft, takes place between the time any person boards the aircraft with the intention of flight until such time as all such persons have disembarked, or in the case of an unmanned aircraft, takes place between the time the aircraft is ready to move with the purpose of flight until such time it comes to rest at the end of the flight and the primary propulsion system is shut down, in which:</Text></Para><Para><OrderedList Type="alpha" Decoration="parens"><ListItem NumberOverride="(a)"><Para><Text>a person is fatally or seriously injured as a result of:</Text></Para><Para><UnorderedList Decoration="dash"><ListItem><Para><Text>being in the aircraft, or,</Text></Para></ListItem><ListItem><Para><Text>direct contact with any part of the aircraft, including parts which have become detached from the aircraft, or,</Text></Para></ListItem><ListItem><Para><Text>direct exposure to jet blast,</Text></Para></ListItem></UnorderedList></Para><Para><Text>except when the injuries are from natural causes, self-inflicted or inflicted by other persons, or when the injuries are to stowaways hiding outside the areas normally available to the passengers and crew; or</Text></Para></ListItem><ListItem NumberOverride="(b)"><Para><Text>the aircraft sustains damage or structural failure which adversely affects the structural strength, performance or flight characteristics of the aircraft, and would normally require major repair or replacement of the affected component, except for engine failure or damage, when the damage is limited to a single engine, (including its cowlings or accessories), to propellers, wing tips, antennas, probes, vanes, tires, brakes, wheels, fairings, panels, landing gear doors, windscreens, the aircraft skin (such as small dents or puncture holes) or minor damages to main rotor blades, tail rotor blades, landing gear, and those resulting from hail or bird strike, (including holes in the radome); or</Text></Para></ListItem><ListItem NumberOverride="(c)"><Para><Text>the aircraft is missing or is completely inaccessible;</Text></Para></ListItem></OrderedList></Para></ListItem><ListItem NumberOverride="(2)"><Para><Text>‘accredited representative’ means a person designated by a State, on the basis of his or her qualifications, for the purpose of participating in a safety investigation conducted by another State. An accredited representative designated by <Substitution ChangeId="key-cb21bb304a018a5bf88e662a7ac7fcd9-1700839590001" CommentaryRef="key-cb21bb304a018a5bf88e662a7ac7fcd9">the Secretary of State</Substitution> shall be from a safety investigation authority;</Text></Para></ListItem><ListItem NumberOverride="(3)"><Para><Text>‘adviser’ means a person appointed by a State, on the basis of his or her qualifications, for the purpose of assisting its accredited representative in a safety investigation;</Text></Para></ListItem><ListItem NumberOverride="(4)"><Para><Text>‘causes’ means actions, omissions, events, conditions, or a combination thereof, which led to the accident or incident; the identification of causes does not imply the assignment of fault or the determination of administrative, civil or criminal liability;</Text></Para></ListItem><ListItem NumberOverride="(5)"><Para><Text>‘fatal injury’ means an injury which is sustained by a person in an accident and which results in his or her death within 30 days of the date of the accident;</Text></Para></ListItem><ListItem NumberOverride="(6)"><Para><Text>‘flight recorder’ means any type of recorder installed in the aircraft for the purpose of facilitating accident/incident safety investigations;</Text></Para></ListItem><ListItem NumberOverride="(7)"><Para><Text>‘incident’ means an occurrence, other than an accident, associated with the operation of an aircraft which affects or could affect the safety of operation;</Text></Para></ListItem><ListItem NumberOverride="(8)"><Para><Text>‘international standards and recommended practices’ means international standards and recommended practices for aircraft accident and incident investigation adopted in accordance with Article 37 of the Chicago Convention;</Text></Para></ListItem><ListItem NumberOverride="(9)"><Para><Text>‘investigator-in-charge’ means a person charged, on the basis of his or her qualifications, with responsibility for the organisation, conduct and control of a safety investigation;</Text></Para></ListItem><ListItem NumberOverride="(10)"><Para><Text>‘operator’ means any natural or legal person, operating or proposing to operate one or more aircraft;</Text></Para></ListItem><ListItem NumberOverride="(11)"><Para><Text>‘person involved’ means the owner, a member of the crew, the operator of the aircraft involved in an accident or serious incident; any person involved in the maintenance, design, manufacture of that aircraft or in the training of its crew; any person involved in the provision of air traffic control, flight information or aerodrome services, who have provided services for the aircraft; <Substitution ChangeId="key-bb8a8b8704bb5489f24554badc721c15-1700839590002" CommentaryRef="key-bb8a8b8704bb5489f24554badc721c15">or staff of the CAA</Substitution>;</Text></Para></ListItem><ListItem NumberOverride="(12)"><Para><Text>‘preliminary report’ means the communication used for the prompt dissemination of data obtained during the early stages of the investigation;</Text></Para></ListItem><ListItem NumberOverride="(13)"><Para><Text>‘relatives’ means the immediate family and/or next of kin and/or other person closely connected with the victim of an accident, as defined under the national law of the victim;</Text></Para></ListItem><ListItem NumberOverride="(14)"><Para><Text>‘safety investigation’ means a process conducted by a safety investigation authority for the purpose of accident and incident prevention which includes the gathering and analysis of information, the drawing of conclusions, including the determination of cause(s) and/or contributing factors and, when appropriate, the making of safety recommendations;</Text></Para></ListItem><ListItem NumberOverride="(15)"><Para><Text>‘safety recommendation’ means a proposal of a safety investigation authority, based on information derived from a safety investigation or other sources such as safety studies, made with the intention of preventing accidents and incidents;</Text></Para></ListItem><ListItem NumberOverride="(16)"><Para><Text>‘serious incident’ means an incident involving circumstances indicating that there was a high probability of an accident and is associated with the operation of an aircraft, which in the case of a manned aircraft, takes place between the time any person boards the aircraft with the intention of flight until such time as all such persons have disembarked, or in the case of an unmanned aircraft, takes place between the time the aircraft is ready to move with the purpose of flight until such time it comes to rest at the end of the flight and the primary propulsion system is shut down. A list of examples of serious incidents is set out in the Annex;</Text></Para></ListItem><ListItem NumberOverride="(17)"><Para><Text>‘serious injury’ means an injury which is sustained by a person in an accident and which involves one of the following:</Text></Para><Para><OrderedList Type="alpha" Decoration="parens"><ListItem NumberOverride="(a)"><Para><Text>hospitalisation for more than 48 hours, commencing within 7 days from the date the injury was received;</Text></Para></ListItem><ListItem NumberOverride="(b)"><Para><Text>a fracture of any bone (except simple fractures of fingers, toes, or nose);</Text></Para></ListItem><ListItem NumberOverride="(c)"><Para><Text>lacerations which cause severe haemorrhage, nerve, muscle or tendon damage;</Text></Para></ListItem><ListItem NumberOverride="(d)"><Para><Text>injury to any internal organ;</Text></Para></ListItem><ListItem NumberOverride="(e)"><Para><Text>second or third degree burns, or any burns affecting more than 5 % of the body surface;</Text></Para></ListItem><ListItem NumberOverride="(f)"><Para><Text>verified exposure to infectious substances or harmful radiation;</Text></Para></ListItem></OrderedList></Para></ListItem><ListItem NumberOverride="(18)"><Para><Text><Addition ChangeId="key-c2afd0615f03c3eb6fe5a9d5d7600b5c-1700839690298" CommentaryRef="key-c2afd0615f03c3eb6fe5a9d5d7600b5c">‘the CAA’ means the Civil Aviation Authority;</Addition></Text></Para></ListItem><ListItem NumberOverride="(19)"><Para><Text><Addition ChangeId="key-c2afd0615f03c3eb6fe5a9d5d7600b5c-1700839690298" CommentaryRef="key-c2afd0615f03c3eb6fe5a9d5d7600b5c">‘third country’ means any country or territory other than the United Kingdom.</Addition></Text></Para></ListItem></OrderedList></P1para></P1></P1group></EUBody></EURetained><Commentaries><Commentary id="key-cb21bb304a018a5bf88e662a7ac7fcd9" Type="F"><Para><Text>Words in <CitationSubRef id="c6z11kyo5-00022" SectionRef="article-2-2" URI="http://www.legislation.gov.uk/id/eur/2010/996/article/2/2">Art. 2(2)</CitationSubRef> substituted (31.12.2020) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2019/645" id="c6z11kyo5-00023" Class="UnitedKingdomStatutoryInstrument" Year="2019" Number="645" Title="The Aviation Safety (Amendment etc.) (EU Exit) Regulations 2019">The Aviation Safety (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/645)</Citation>, <CitationSubRef CitationRef="c6z11kyo5-00023" id="c6z11kyo5-00024" SectionRef="regulation-1" URI="http://www.legislation.gov.uk/id/uksi/2019/645/regulation/1">regs. 1</CitationSubRef>, <CitationSubRef CitationRef="c6z11kyo5-00023" id="c6z11kyo5-00025" SectionRef="regulation-36-2" URI="http://www.legislation.gov.uk/id/uksi/2019/645/regulation/36/2" Operative="true">36(2)</CitationSubRef> (with <CitationSubRef CitationRef="c6z11kyo5-00023" id="c6z11kyo5-00026" SectionRef="schedule-3" URI="http://www.legislation.gov.uk/id/uksi/2019/645/schedule/3">Sch. 3</CitationSubRef>) (as amended by <Citation URI="http://www.legislation.gov.uk/id/uksi/2019/1098" id="c6z11kyo5-00027" Class="UnitedKingdomStatutoryInstrument" Year="2019" Number="1098">S.I. 2019/1098</Citation>, <CitationSubRef CitationRef="c6z11kyo5-00027" id="c6z11kyo5-00028" SectionRef="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/1098/regulation/1/3">regs. 1(3)</CitationSubRef>, <CitationSubRef CitationRef="c6z11kyo5-00027" id="c6z11kyo5-00029" SectionRef="regulation-12" URI="http://www.legislation.gov.uk/id/uksi/2019/1098/regulation/12">12</CitationSubRef>); <Citation URI="http://www.legislation.gov.uk/id/ukpga/2020/1" id="c6z11kyo5-00030" Year="2020" Class="UnitedKingdomPublicGeneralAct" Number="1">2020 c. 1</Citation>, <CitationSubRef CitationRef="c6z11kyo5-00030" id="c6z11kyo5-00031" SectionRef="schedule-5-paragraph-1-1" URI="http://www.legislation.gov.uk/id/ukpga/2020/1/schedule/5/paragraph/1/1">Sch. 5 para. 1(1)</CitationSubRef></Text></Para></Commentary><Commentary id="key-bb8a8b8704bb5489f24554badc721c15" Type="F"><Para><Text>Words in <CitationSubRef id="c6z11kyo5-00037" SectionRef="article-2-11" URI="http://www.legislation.gov.uk/id/eur/2010/996/article/2/11">Art. 2(11)</CitationSubRef> substituted (31.12.2020) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2019/645" id="c6z11kyo5-00038" Class="UnitedKingdomStatutoryInstrument" Year="2019" Number="645" Title="The Aviation Safety (Amendment etc.) (EU Exit) Regulations 2019">The Aviation Safety (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/645)</Citation>, <CitationSubRef CitationRef="c6z11kyo5-00038" id="c6z11kyo5-00039" SectionRef="regulation-1" URI="http://www.legislation.gov.uk/id/uksi/2019/645/regulation/1">regs. 1</CitationSubRef>, <CitationSubRef CitationRef="c6z11kyo5-00038" id="c6z11kyo5-00040" SectionRef="regulation-36-3" URI="http://www.legislation.gov.uk/id/uksi/2019/645/regulation/36/3" Operative="true">36(3)</CitationSubRef> (with <CitationSubRef CitationRef="c6z11kyo5-00038" id="c6z11kyo5-00041" SectionRef="schedule-3" URI="http://www.legislation.gov.uk/id/uksi/2019/645/schedule/3">Sch. 3</CitationSubRef>) (as amended by <Citation URI="http://www.legislation.gov.uk/id/uksi/2019/1098" id="c6z11kyo5-00042" Class="UnitedKingdomStatutoryInstrument" Year="2019" Number="1098">S.I. 2019/1098</Citation>, <CitationSubRef CitationRef="c6z11kyo5-00042" id="c6z11kyo5-00043" SectionRef="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/1098/regulation/1/3">regs. 1(3)</CitationSubRef>, <CitationSubRef CitationRef="c6z11kyo5-00042" id="c6z11kyo5-00044" SectionRef="regulation-12" URI="http://www.legislation.gov.uk/id/uksi/2019/1098/regulation/12">12</CitationSubRef>); <Citation URI="http://www.legislation.gov.uk/id/ukpga/2020/1" id="c6z11kyo5-00045" Year="2020" Class="UnitedKingdomPublicGeneralAct" Number="1">2020 c. 1</Citation>, <CitationSubRef CitationRef="c6z11kyo5-00045" id="c6z11kyo5-00046" SectionRef="schedule-5-paragraph-1-1" URI="http://www.legislation.gov.uk/id/ukpga/2020/1/schedule/5/paragraph/1/1">Sch. 5 para. 1(1)</CitationSubRef></Text></Para></Commentary><Commentary id="key-c2afd0615f03c3eb6fe5a9d5d7600b5c" Type="F"><Para><Text><CitationSubRef id="c6z11kyo5-00006" SectionRef="article-2-18" URI="http://www.legislation.gov.uk/id/eur/2010/996/article/2/18">Art. 2(18)</CitationSubRef><CitationSubRef id="c6z11kyo5-00007" SectionRef="article-2-19" URI="http://www.legislation.gov.uk/id/eur/2010/996/article/2/19">(19)</CitationSubRef> inserted (31.12.2020) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2019/645" id="c6z11kyo5-00008" Class="UnitedKingdomStatutoryInstrument" Year="2019" Number="645" Title="The Aviation Safety (Amendment etc.) (EU Exit) Regulations 2019">The Aviation Safety (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/645)</Citation>, <CitationSubRef CitationRef="c6z11kyo5-00008" id="c6z11kyo5-00009" SectionRef="regulation-1" URI="http://www.legislation.gov.uk/id/uksi/2019/645/regulation/1">regs. 1</CitationSubRef>, <CitationSubRef CitationRef="c6z11kyo5-00008" id="c6z11kyo5-00010" SectionRef="regulation-36-4" URI="http://www.legislation.gov.uk/id/uksi/2019/645/regulation/36/4" Operative="true">36(4)</CitationSubRef> (with <CitationSubRef CitationRef="c6z11kyo5-00008" id="c6z11kyo5-00011" SectionRef="schedule-3" URI="http://www.legislation.gov.uk/id/uksi/2019/645/schedule/3">Sch. 3</CitationSubRef>) (as amended by <Citation URI="http://www.legislation.gov.uk/id/uksi/2019/1098" id="c6z11kyo5-00012" Class="UnitedKingdomStatutoryInstrument" Year="2019" Number="1098">S.I. 2019/1098</Citation>, <CitationSubRef CitationRef="c6z11kyo5-00012" id="c6z11kyo5-00013" SectionRef="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/1098/regulation/1/3">regs. 1(3)</CitationSubRef>, <CitationSubRef CitationRef="c6z11kyo5-00012" id="c6z11kyo5-00014" SectionRef="regulation-12" URI="http://www.legislation.gov.uk/id/uksi/2019/1098/regulation/12">12</CitationSubRef>); <Citation URI="http://www.legislation.gov.uk/id/ukpga/2020/1" id="c6z11kyo5-00015" Year="2020" Class="UnitedKingdomPublicGeneralAct" Number="1">2020 c. 1</Citation>, <CitationSubRef CitationRef="c6z11kyo5-00015" id="c6z11kyo5-00016" SectionRef="schedule-5-paragraph-1-1" URI="http://www.legislation.gov.uk/id/ukpga/2020/1/schedule/5/paragraph/1/1">Sch. 5 para. 1(1)</CitationSubRef></Text></Para></Commentary></Commentaries></Legislation>