Regulation (EC) No 1332/2008 of the European Parliament and of the Council
of 16 December 2008
on food enzymes and amending Council Directive 83/417/EEC, Council Regulation (EC) No 1493/1999, Directive 2000/13/EC, Council Directive 2001/112/EC and Regulation (EC) No 258/97
(Text with EEA relevance)
THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty establishing the European Community, and in particular Article 95 thereof,
Having regard to the proposal from the Commission,
Whereas:
The free movement of safe and wholesome food is an essential aspect of the internal market and contributes significantly to the health and well-being of citizens, and to their social and economic interests.
A high level of protection of human life and health should be assured in the pursuit of Community policies.
Food enzymes other than those used as food additives are not currently regulated or are regulated as processing aids under the legislation of the Member States. Differences between national laws, regulations and administrative provisions concerning the assessment and authorisation of food enzymes may hinder their free movement, creating conditions for unequal and unfair competition. It is therefore necessary to adopt Community rules harmonising national provisions relating to the use of enzymes in foods.
This Regulation should only cover enzymes that are added to food to perform a technological function in the manufacture, processing, preparation, treatment, packaging, transport or storage of such food, including enzymes used as processing aids (hereinafter referred to as food enzymes). The scope of this Regulation should therefore not extend to enzymes that are not added to food to perform a technological function but are intended for human consumption, such as enzymes for nutritional or digestive purposes. Microbial cultures traditionally used in the production of food such as cheese and wine, and which may incidentally produce enzymes but are not specifically used to produce them, should not be considered food enzymes.
Food enzymes should be approved and used only if they fulfil the criteria laid down in this Regulation. Food enzymes must be safe when used, there must be a technological need for their use and their use must not mislead the consumer. Misleading the consumer includes, but is not limited to, issues related to the nature, freshness, quality of ingredients used, the naturalness of a product or of the production process, or the nutritional quality of the product. The approval of food enzymes should also take into account other factors relevant to the matter under consideration including societal, economic, traditional, ethical and environmental factors, the precautionary principle and the feasibility of controls.
Food enzymes the use of which is permitted within the Community should appear in a Community list that should clearly describe the enzymes and specify any conditions governing their use, including where necessary information on their function in the final food. This list should be supplemented by specifications, in particular on their origin, including where relevant information about allergenic properties, and purity criteria.
A food enzyme already included in the Community list under this Regulation which is prepared by production methods or using starting materials significantly different from those included in the risk assessment of the Authority, or different from those covered by the authorisation and the specifications under this Regulation, should be submitted for evaluation by the Authority. ‘Significantly different’ could mean inter alia a change of the production method from extraction from a plant to production by fermentation using a micro-organism or a genetic modification of the original micro-organism, a change in starting materials, or a change in particle size.
Since many food enzymes are already on the Community market, provision should be made to ensure that the switchover to a Community list of food enzymes takes place smoothly and does not disturb the existing food enzyme market. Sufficient time should be allowed for applicants to make available the information necessary for the risk assessment of these products. An initial two-year period should therefore be allowed following the date of application of the implementing measures to be laid down in accordance with Regulation (EC) No 1331/2008 [establishing a common authorisation procedure for food additives, food enzymes and food flavourings], in order to give applicants sufficient time to submit the information on existing enzymes which may be included in the Community list to be drawn up under this Regulation. It should also be possible to submit applications for the authorisation of new enzymes during the initial two-year period. The Authority should evaluate without delay all applications for food enzymes for which sufficient information has been submitted during that period.
In order to ensure fair and equal conditions for all applicants, the Community list should be drawn up in a single step. That list should be established after completion of the risk assessment of all food enzymes for which sufficient information has been submitted during the initial two-year period. However, the risk assessments of the Authority for individual enzymes should be published as soon as they are completed.
A significant number of applications is expected to be submitted during the initial two-year period. A lengthy period may therefore be needed before the risk assessment of these has been completed and the Community list is drawn up. In order to ensure equal access to the market for new food enzymes after the initial two-year period, a transitional period should be provided for during which food enzymes and food using food enzymes may be placed on the market and used, in accordance with the existing national rules in the Member States, until the Community list has been drawn up.
Food enzymes are covered by the definition of food in Regulation (EC) No 178/2002 and are therefore, when used in food, required to be indicated as ingredients in the labelling of the food in compliance with Directive 2000/13/EC. Food enzymes should be designated by their technological function in food, followed by the specific name of the food enzyme. However, provision should be made for a derogation from the provisions on labelling in cases where the enzyme performs no technological function in the final product but is present in the foodstuff only as a result of carry-over from one or more of the ingredients of the foodstuff or where it is used as a processing aid. Directive 2000/13/EC should be amended accordingly.
Food enzymes should be kept under continuous observation and should be re-evaluated whenever necessary in the light of changing conditions governing their use and new scientific information.
In particular the Commission should be empowered to adopt appropriate transitional measures. Since those measures are of general scope and are designed to amend non-essential elements of this Regulation, inter alia, by supplementing it with new non-essential elements, they must be adopted in accordance with the regulatory procedure with scrutiny provided for in Article 5a of Decision 1999/468/EC.
Member States are to carry out official controls in order to enforce compliance with this Regulation in accordance with Regulation (EC) No 882/2004.
Since the objective of this Regulation, namely to lay down Community rules on food enzymes, cannot be sufficiently achieved by the Member States and can therefore, in the interests of market unity and a high level of consumer protection, be better achieved at Community level, the Community may adopt measures, in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty. In accordance with the principle of proportionality, as set out in that Article, this Regulation does not go beyond what is necessary in order to achieve that objective,
HAVE ADOPTED THIS REGULATION:
CHAPTER ISUBJECT MATTER, SCOPE AND DEFINITIONS
Article 1Subject matter
This Regulation lays down rules on food enzymes used in foods, including such enzymes used as processing aids, with a view to ensuring the effective functioning of the F1... market whilst ensuring a high level of protection of human health and a high level of consumer protection, including the protection of consumer interests and fair practices in food trade, taking into account, where appropriate, the protection of the environment.
For those purposes, this Regulation provides for:
- (a)
F2the authorisation of food enzymes in accordance with this Regulation and Regulation (EC) No 1331/2008;
- (b)
conditions of use of food enzymes in foods;
- (c)
rules on the labelling of food enzymes sold as such.
Article 2Scope
1.
This Regulation shall apply to food enzymes as defined in Article 3.
2.
This Regulation shall not apply to food enzymes when and insofar as they are used in the production of:
(a)
food additives falling within the scope of Regulation (EC) No 1333/2008 [on food additives];
(b)
processing aids.
3.
This Regulation shall apply without prejudice to any specific F3... rules concerning the use of food enzymes:
(a)
in specific foods;
(b)
for purposes other than those covered by this Regulation.
4.
This Regulation shall not apply to microbial cultures that are traditionally used in the production of food and which may incidentally produce enzymes, but which are not specifically used to produce them.
Article 3Definitions
1.
For the purposes of this Regulation, the definitions laid down in Regulation (EC) No 178/2002, Regulation (EC) No 1829/2003 and Regulation (EC) No 1333/2008 [on food additives] shall apply.
2.
The following definitions shall also apply:
(a)
‘food enzyme’ means a product obtained from plants, animals or micro-organisms or products thereof including a product obtained by a fermentation process using micro-organisms:
- (i)
containing one or more enzymes capable of catalyzing a specific biochemical reaction; and
- (ii)
added to food for a technological purpose at any stage of the manufacturing, processing, preparation, treatment, packaging, transport or storage of foods;
(b)
‘food enzyme preparation’ means a formulation consisting of one or more food enzymes in which substances such as food additives and/or other food ingredients are incorporated to facilitate their storage, sale, standardisation, dilution or dissolution.
F4(c)
“Authority” means—
(i)
as regards England and Wales, the Food Standards Agency;
(ii)
as regards Scotland, Food Standards Scotland;
CHAPTER IIF5AUTHORISATION OF FOOD ENZYMES
Article 4F6Requirement for authorisation
Article 5Prohibition of non-compliant food enzymes and/or non-compliant food
No person shall place on the market a food enzyme or any food in which such a food enzyme has been used if the use of the food enzyme does not comply with this Regulation and its implementing measures.
Article 6General conditions for F10authorisation of food enzymes
A food enzyme may be F11authorised only if it meets the following conditions and, where relevant, other legitimate factors:
- (a)
it does not, on the basis of the scientific evidence available, pose a safety concern to the health of the consumer at the level of use proposed;
- (b)
there is a reasonable technological need, and
- (c)
its use does not mislead the consumer. Misleading the consumer includes, but is not limited to, issues related to the nature, freshness and quality of the ingredients used, the naturalness of a product or of the production process, or the nutritional quality of the product.
Article 7The content of F12an authorisation of a food enzyme
1.
A food enzyme which complies with the conditions set out in Article 6 may, in accordance with the procedure referred to in Regulation (EC) No 1331/2008 [establishing a common authorisation procedure for food additives, food enzymes and food flavourings], be F13authorised.
2.
(a)
the name of the food enzyme;
(b)
the specifications of the food enzyme, including its origin, purity criteria and any other necessary information;
(c)
the foods to which the food enzyme may be added;
(d)
the conditions under which the food enzyme may be used; where appropriate, no maximum level shall be fixed for a food enzyme. In that case, the food enzyme shall be used in accordance with the quantum satis principle;
(e)
if appropriate, whether there are any restrictions on the sale of the food enzyme directly to the final consumer;
(f)
where necessary, specific requirements in respect of the labelling of food in which the food enzymes have been used in order to ensure that the final consumer is informed of the physical condition of the food or the specific treatment it has undergone.
3.
Article 8Food enzyme falling within the scope of Regulation (EC) No 1829/2003 F18or, in relation to England, the Genetic Technology (Precision Breeding) Act 2023
1.
A food enzyme falling within the scope of Regulation (EC) No 1829/2003 may be F19authorised in accordance with this Regulation only when it is covered by an authorisation in accordance with Regulation (EC) No 1829/2003.
2.
When a food enzyme F20that is already authorised is produced from a different source falling within the scope of Regulation (EC) No 1829/2003, it will not require a new authorisation under this Regulation, as long as the new source is covered by an authorisation in accordance with Regulation (EC) No 1829/2003 and the food enzyme complies with the specifications established under this Regulation.
F213.
In relation to England, a food enzyme falling within the scope of the Genetic Technology (Precision Breeding) Act 2023 may be authorised in accordance with this Regulation only when it is covered by a food and feed marketing authorisation under Part 3 of that Act.
4.
In relation to England, when a food enzyme that is already authorised is produced from a different source falling within the scope of the Genetic Technology (Precision Breeding) Act 2023, it will not require a new authorisation under this Regulation, as long as the new source is covered by a food and feed marketing authorisation under Part 3 of that Act and the food enzyme complies with the specifications established under this Regulation.
F22Article 8ADetails to be included in the domestic list
The Authority must include the details described in Article 7(2) in the domestic list published and maintained under Regulation (EC) No 1331/2008.
F23Article 9Interpretation decisions
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
CHAPTER IIILABELLING
Article 10Labelling of food enzymes and food enzyme preparations not intended for sale to the final consumer
1.
Food enzymes and food enzyme preparations not intended for sale to the final consumer, whether sold singly or mixed with each other and/or other food ingredients, as defined in Article 6(4) of Directive 2000/13/EC, may only be marketed with the labelling provided for in Article 11 of this Regulation, which must be easily visible, clearly legible and indelible. The information provided for in Article 11 shall be in F24English, or in English and Welsh.
F252.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 11General labelling requirements for food enzymes and food enzyme preparations not intended for sale to the final consumer
1.
Where food enzymes and food enzyme preparations not intended for sale to the final consumer are sold singly or mixed with each other and/or other food ingredients, their packaging or containers shall bear the following information:
(a)
the name laid down under this Regulation in respect of each food enzyme or a sales description which includes the name of each food enzyme or in the absence of such a name, the accepted name laid down in the nomenclature of the International Union of Biochemistry and Molecular Biology (IUBMB);
(b)
the statement ‘for food’ or the statement ‘restricted use in food’ or a more specific reference to its intended food use;
(c)
if necessary, the special conditions of storage and/or use;
(d)
a mark identifying the batch or lot;
(e)
instructions for use, if the omission thereof would preclude appropriate use of the food enzyme;
(f)
the name or business name and address of the manufacturer, packager or seller;
(g)
an indication of the maximum quantity of each component or group of components subject to quantitative limitation in food and/or appropriate information in clear and easily understandable terms enabling the purchaser to comply with this Regulation or other relevant F26assimilated law; where the same limit on quantity applies to a group of components used singly or in combination, the combined percentage may be given as a single figure; the limit on quantity shall be expressed either numerically or by the quantum satis principle;
(h)
the net quantity;
(i)
the activity of the food enzyme(s);
(j)
the date of minimum durability or use-by-date;
(k)
where relevant, information on a food enzyme or other substances as referred to in this Article and listed in Annex IIIa to Directive 2000/13/EC.
2.
Where food enzymes and/or food enzyme preparations are sold mixed with each other and/or with other food ingredients, their packaging or containers shall bear a list of all ingredients in descending order of their percentage by weight of the total.
3.
The packaging or containers of food enzyme preparations shall bear a list of all components in descending order of their percentage by weight of the total.
4.
By way of derogation from paragraphs 1, 2 and 3, the information required in paragraph 1 points (e) to (g) and in paragraphs 2 and 3 may appear merely on the documents relating to the consignment which are to be supplied with or prior to the delivery, provided that the indication ‘not for retail sale’ appears on an easily visible part of the packaging or container of the product in question.
5.
By way of derogation from paragraphs 1, 2 and 3, where food enzymes and food enzyme preparations are supplied in tankers all of the information may appear merely on the accompanying documents relating to the consignment which are to be supplied with the delivery.
Article 12Labelling of food enzymes and food enzyme preparations intended for sale to the final consumer
1.
(a)
the name laid down under this Regulation in respect of each food enzyme or a sales description which includes the name of each food enzyme or in the absence of such a name, the accepted name laid down in the nomenclature of the IUBMB;
(b)
the statement ‘for food’ or the statement ‘restricted use in food’ or a more specific reference to its intended food use.
2.
For the information provided for in paragraph 1 of this Article, Article 13(2) of Directive 2000/13/EC shall apply accordingly.
Article 13Other labelling requirements
Articles 10 to 12 shall be without prejudice to more detailed or more extensive laws, regulations or administrative provisions regarding weights and measures or applying to the presentation, classification, packaging and labelling of dangerous substances and preparations or applying to the transport of such substances and preparations.
CHAPTER IVPROCEDURAL PROVISIONS AND IMPLEMENTATION
Article 14Information obligation
1.
A producer or user of a food enzyme shall inform the F27Authority immediately of any new scientific or technical information which might affect the assessment of the safety of the food enzyme.
2.
For a food enzyme already F28authorised under this Regulation which is prepared by production methods or using starting materials significantly different from those included in the risk assessment of the F29Authority, a producer or user shall, before marketing the food enzyme, submit to the F30Authority the necessary data to allow an evaluation of the food enzyme with regard to the modified production method or characteristics to be undertaken by the Authority.
3.
F33Article 15Committee
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F34Article 15ARegulations and devolved powers
1.
Any power to make regulations under this Regulation—
(a)
so far as exercisable by a Minister of the Crown, is exercisable by statutory instrument;
(b)
so far as exercisable by the Welsh Ministers, is exercisable by statutory instrument;
2.
Any power to make regulations under this Regulation includes power—
(a)
to make different provision in relation to different cases or classes of case (including different provision for different areas or different classes of business);
(b)
to provide for such exceptions, limitations and conditions, and to make such supplementary, incidental, consequential or transitional provisions, as the appropriate authority considers necessary or expedient.
3.
Any statutory instrument or Scottish statutory instrument containing regulations under this Regulation is subject to annulment in pursuance of a resolution—
(a)
in the case of England, of either House of Parliament;
(b)
in the case of Wales, of Senedd Cymru;
(c)
in the case of Scotland, of the Scottish Parliament;
4.
In this Regulation, any power—
(a)
of the Secretary of State to make regulations is limited to regulations which apply in relation to England only;
(b)
of the Welsh Ministers to make regulations is limited to regulations which apply in relation to Wales only;
(c)
of the Scottish Ministers to make regulations is limited to regulations which apply in relation to Scotland only;
F35Article 16Community financing of harmonised policies
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
CHAPTER VTRANSITIONAL AND FINAL PROVISIONS
Article 17F36Initial authorisation of food enzymes
F371.
This Article applies for the purpose of the authorisation (“initial authorisation”) of food enzymes which are to be included in the domestic list of food enzymes published and maintained under Regulation (EC) No 1331/2008 when it is first established by the Authority. The initial authorisation of food enzymes must be made in accordance with this Article.
2.
3.
The F41Authority shall establish a Register of all food enzymes to be considered for F42initial authorisation in respect of which an application complying with the validity criteria to be laid down in accordance with Article 9(1) of Regulation (EC) No 1331/2008 [establishing a common authorisation procedure for food additives, food enzymes and food flavourings] has been submitted in accordance with paragraph 2 of this Article (F43referred to in this Regulation as the ‘Register’). The Register shall be made available to the public.
The F44appropriate authority shall submit the applications to the Authority for its opinion.
4.
F45In accordance with the procedure laid down in Regulation (EC) No 1331/2008 [establishing a common authorisation procedure for food additives, food enzymes and food flavourings], F46the appropriate authority must determine the authorisation status of all of the applications for initial authorisation entered in the Register once the Authority has issued an opinion on each food enzyme included in the Register.
However, by way of derogation from that procedure:
(a)
Article 5(1) of Regulation (EC) No 1331/2008 [establishing a common authorisation procedure for food additives, food enzymes and food flavourings] shall not apply to the Authority's adoption of its opinion;
F47(b)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F48(4A.
This Article, and the Register, shall cease to have effect at the start of the day after the day on which the appropriate authority has determined the authorisation status of all initial authorisation applications in the Register.
5.
If necessary, any appropriate transitional measures for the purposes of this Article which are designed to amend non-essential elements of this Regulation, inter alia, by supplementing it, F49are to be prescribed by the appropriate authority.
Article 18Transitional measures
1.
Notwithstanding Articles 7 and 17 of this Regulation, F50... the following food enzymes F51are, immediately after the end of the day on which the appropriate authority determines the authorisation status of all the applications for initial authorisation in the Register in accordance with Article 17, to be deemed to be authorised for the purposes of this Regulation:
(a)
E 1103 Invertase and E 1105 Lysozyme, F52in accordance with any conditions of use set out in authorisations under Regulation (EC) No 1333/2008;
(b)
Urease, beta-glucanase and lysozyme for use in wine in accordance with Regulation (EC) No 1493/1999 and the implementing rules for that Regulation.
2.
Food enzymes, food enzyme preparations and food containing food enzymes placed on the market or labelled before 20 January 2010 which do not comply with the provisions of Articles 10 to 12 may be marketed until their date of minimum durability or use-by-date.
Article 19Amendments to Directive 83/417/EEC
In Directive 83/417/EEC, in Annex I, Section III(d), the indents shall be replaced by the following:
- ‘—
rennet meeting the requirements of Regulation (EC) No 1332/2008 of the European Parliament and of the Council of 16 December 2008 on food enzymes18;- —
other milk-coagulating enzymes meeting the requirements of Regulation (EC) No 1332/2008.’
Article 20Amendment to Regulation (EC) No 1493/1999
In Regulation (EC) No 1493/1999, the following paragraph shall be added to Article 43:
‘3.
Enzymes and enzymatic preparations used in the authorised oenological practices and processes listed in Annex IV shall meet the requirements of Regulation (EC) No 1332/2008 of the European Parliament and of the Council of 16 December 2008 on food enzymes19.’
Article 21Amendments to Directive 2000/13/EC
Directive 2000/13/EC is hereby amended as follows:
- 1.
Article 6(4) shall be amended as follows:
- (a)
point (a) shall be replaced by the following:
- ‘(a)
“Ingredient” shall mean any substance, including additives and enzymes, used in the manufacture or preparation of a foodstuff and still present in the finished product, even if in altered form.’;
- ‘(a)
- (b)
in point (c)(ii), the introductory word ‘additives’ shall be replaced by ‘additives and enzymes’;
- (c)
in point (c)(iii), the words ‘additives or flavouring’ shall be replaced by ‘additives or enzymes or flavourings’;
- (a)
- 2.
the following indent shall be added to Article 6(6):
- ‘—
enzymes other than as referred to in paragraph 4(c)(ii) shall be designated by the name of one of the categories of ingredients listed in Annex II, followed by their specific name,’.
- ‘—
Article 22Amendments to Directive 2001/112/EC
In Directive 2001/112/EC, in Annex I, Section II(2), the fourth, fifth and sixth indents shall be replaced by the following:
- ‘—
Pectolytic enzymes meeting the requirements of Regulation (EC) No 1332/2008 of the European Parliament and of the Council of 16 December 2008 on food enzymes20;- —
Proteolytic enzymes meeting the requirements of Regulation (EC) No 1332/2008;
- —
Amylolytic enzymes meeting the requirements of Regulation (EC) No 1332/2008.’
F53Article 23Amendment to Regulation (EC) No 258/97
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 24Entry into force
This Regulation shall enter into force on the 20th day following that of its publication in the Official Journal of the European Union.
Article 4 shall apply from the F54start of the day after the day on which the appropriate authority has determined the authorisation status of all initial authorisation applications in the Register in accordance with Article 17. Until that date, national provisions in force concerning the placing on the market and use of food enzymes and food produced with food enzymes shall continue to apply F55....
Articles 10 to 13 shall apply from 20 January 2010.
F56...