F2ANNEX IGOODS AND TECHNOLOGY REFERRED TO IN ARTICLES 2 AND 3

Annotations:
Amendments (Textual)

All goods and technology listed in Annex I to Regulation (EC) No 428/2009.

F9ANNEX IaGoods and technology referred to in articles 2 and 3

Annotations:
Amendments (Textual)

Other items, materials, equipment, goods and technology which could contribute to North Korea's nuclear-related, other weapons of mass destruction-related or ballistic missile-related programmes

1.

Unless otherwise stated, reference numbers used in the column entitled ‘Description’ refer to the descriptions of dual use items and technology set out in Annex I to Regulation (EC) No 428/200913.

2.

A reference number in the column entitled ‘Related item from Annex I to Regulation (EC) No 428/2009’ means that the characteristics of the item described in the column ‘Description’ lie outside the parameters set out in the description of the dual use entry referred to.

3.

Definitions of terms between ‘single quotation marks’ are given in a technical note to the relevant item.

4.

Definitions of terms between ‘double quotation marks’ can be found in Annex I to Regulation (EC) No 428/2009.

GENERAL NOTES

1.The object of the prohibitions contained in this Annex should not be defeated by the export of any non-prohibited goods (including plant) containing one or more prohibited components when the prohibited component or components are the principal element of the goods and can feasibly be removed or used for other purposes.

N.B.: In judging whether the prohibited component or components are to be considered the principal element, it is necessary to weigh the factors of quantity, value and technological know-how involved and other special circumstances which might establish the prohibited component or components as the principal element of the goods being procured.

2.

Goods specified in this Annex include both new and used goods.

GENERAL TECHNOLOGY NOTE (GTN)(To be read in conjunction with Part C.)

1.

The sale, supply, transfer or export of ‘technology’ which is ‘required’ for the ‘development’, ‘production’ or ‘use’ of goods the sale, supply, transfer or export of which is prohibited in Part A (Goods) below, is prohibited in accordance with the provisions of Part B.

2.

The ‘technology’‘required’ for the ‘development’, ‘production’ or ‘use’ of prohibited goods remains under prohibition even when applicable to non-prohibited goods.

3.

Prohibitions do not apply to that ‘technology’ which is the minimum necessary for the installation, operation, maintenance (checking) and repair of those goods which are not prohibited.

4.

Prohibitions on ‘technology’ transfer do not apply to information ‘in the public domain’, to ‘basic scientific research’ or to the minimum necessary information for patent applications.

A.GOODS

NUCLEAR MATERIALS, FACILITIES, AND EQUIPMENT

I.A0.Goods

No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.A0.001

Hollow cathode lamps as follows:

  1. a.

    Iodine hollow cathode lamps with windows in pure silicon or quartz;

  2. b.

    Uranium hollow cathode lamps.

I.A0.002

Faraday isolators in the wavelength range 500 nm – 650 nm.

I.A0.003

Optical gratings in the wavelength range 500 nm – 650 nm.

I.A0.004

Optical fibres in the wavelength range 500 nm – 650 nm coated with anti-reflecting layers in the wavelength range

500 nm – 650 nm and having a core diameter greater than 0,4 mm but not exceeding 2 mm.

I.A0.005

Nuclear reactor vessel components and testing equipment, other than those specified in 0A001, as follows:

  1. a.

    Seals;

  2. b.

    Internal components;

  3. c.

    Sealing, testing and measurement equipment.

0A001

I.A0.006

Nuclear detection systems, other than those specified in 0A001.j. or 1A004.c., for detection, identification or quantification of radioactive materials or radiation of nuclear origin and specially designed components thereof.

N.B: For personal equipment refer to I.A1.004 below.

0A001.j.

1A004.c.

I.A0.007

Bellows-sealed valves other than those specified in 0B001.c.6., 2A226 or 2B350, made of aluminium alloy or stainless steel type 304, 304L or 316L.

0B001.c.6.

2A226

2B350

I.A0.008

Laser mirrors, other than those specified in 6A005.e., consisting of substrates having a thermal expansion coefficient of 10-6 K-1 or less at 20 °C (e.g. fused silica or sapphire).

Note:

This item does not cover optical systems specially designed for astronomical applications, except if the mirrors contain fused silica.

0B001.g.5.

6A005.e.

I.A0.009

Laser lenses, other than those specified in 6A005.e.2, consisting of substrates having a thermal expansion coefficient of 10-6 K-1 or less at 20 °C (e.g. fused silica).

0B001.g.

6A005.e.2.

I.A0.010

Pipes, piping, flanges, fittings made of, or lined with nickel, or nickel alloy containing more than 40 % nickel by weight, other than those specified in 2B350.h.1.

2B350

I.A0.011

Vacuum pumps other than those specified in 0B002.f.2. or 2B231, as follows:

  1. a.

    Turbo-molecular pumps having a flow-rate equal to or greater than 400 l/s;

  2. b.

    Roots type vacuum roughing pumps having a volumetric aspiration flow-rate greater than 200 m3/h;

  3. c.

    Bellows-sealed, scroll, dry compressor, and bellows-sealed, scroll, dry vacuum pumps.

0B002.f.2.

2B231

I.A0.012

Shielded enclosures for the manipulation, storage and handling of radioactive substances (hot cells).

0B006

I.A0.013

‘Natural uranium’ or ‘depleted uranium’ or thorium in the form of metal, alloy, chemical compound or concentrate and any other material containing one or more of the foregoing, other than those specified in 0C001.

0C001

I.A0.014

Detonation chambers having a capacity of explosion absorption of more than 2,5 kg TNT equivalent.

SPECIAL MATERIALS AND RELATED EQUIPMENT

I.A1.Goods

No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.A1.001

Bis(2-ethylhexyl) phosphoric acid (HDEHP or D2HPA) Chemical Abstract Number (CAS): [CAS 298-07-7] solvent in any quantity, with a purity greater than 90 %.

I.A1.002

Fluorine gas CAS: [7782-41-4], with a purity of at least 95 %.

I.A1.003

Ring-shaped seals and gaskets, having an inner diameter of 400 mm or less, made of any of the following materials:

  1. a.

    Copolymers of vinylidene fluoride having 75 % or more beta crystalline structure without stretching;

  2. b.

    Fluorinated polyimides containing 10 % by weight or more of combined fluorine;

  3. c.

    Fluorinated phosphazene elastomers containing 30 % by weight or more of combined fluorine;

  4. d.

    Polychlorotrifluoroethylene (PCTFE, e.g. Kel-F ®);

  5. e.

    Fluoro-elastomers (e.g. Viton ®, Tecnoflon ®);

  6. f.

    Polytetrafluoroethylene (PTFE).

1A001

I.A1.004

Personal equipment for detecting radiation of nuclear origin, other than that specified in 1A004.c., including personal dosimeters.

1A004.c.

I.A1.005

Electrolytic cells for fluorine production, other than those specified in 1B225, with an output capacity greater than 100 g of fluorine per hour.

1B225

I.A1.006

Catalysts, other than those specified in 1A225 or 1B231, containing platinum, palladium or rhodium, usable for promoting the hydrogen isotope exchange reaction between hydrogen and water for the recovery of tritium from heavy water or for the production of heavy water.

1A225

1B231

I.A1.007

Aluminium and its alloys, other than those specified in 1C002.b.4. or 1C202.a., in crude or semi-fabricated form having either of the following characteristics:

  1. a.

    ‘Capable of’ an ultimate tensile strength of 460 MPa or more at 293 K (20 °C); or

  2. b.

    Having a tensile strength of 415 MPa or more at 298 K (25 °C).

Technical note:

The phrase alloys ‘capable of’ encompasses alloys before or after heat treatment.

1C002.b.4.

1C202.a.

I.A1.008

Magnetic metals, of all types and of whatever form, other than those specified in 1C003.a. having an ‘initial relative permeability’ of 120 000 or more and a thickness between 0,05 mm and 0,1 mm.

Technical note:

Measurement of ‘initial relative permeability’ must be performed on fully annealed materials.

1C003.a.

I.A1.009

‘Fibrous or filamentary materials’ or prepregs, other than those specified in 1C010.a., 1C010.b., 1C210.a. or 1C210.b., as follows:

  1. a.

    Aramid ‘fibrous or filamentary materials’ having either of the following characteristics:

    1. 1.A

      ‘specific modulus’ exceeding 10 × 106 m; or

    2. 2.A

      ‘specific tensile strength’ exceeding 17 × 104 m;

  2. b.

    Glass ‘fibrous or filamentary materials’ having either of the following characteristics:

    1. 1.A

      ‘specific modulus’ exceeding 3,18 × 106 m; or

    2. 2.A

      ‘specific tensile strength’ exceeding 76,2 × 103 m;

  3. c.

    Thermoset resin-impregnated continuous ‘yarns’, ‘rovings’, ‘tows’ or ‘tapes’ with a width of 15 mm or less (once prepregs), made from glass ‘fibrous or filamentary materials’ other than those specified in I.A1.010.a. below;

  4. d.

    Carbon ‘fibrous or filamentary materials’;

  5. e.

    Thermoset resin-impregnated continuous ‘yarns’, ‘rovings’, ‘tows’, or ‘tapes’, made from carbon ‘fibrous or filamentary materials’;

  6. f.

    Polyacrylonitrile (PAN) continuous ‘yarns’, ‘rovings’, ‘tows’ or ‘tapes’;

  7. g.

    Para-aramid ‘fibrous or filamentary materials’ (Kevlar® and other Kevlar®-like fibres).

1C010.a.

1C010.b.

1C210.a.

1C210.b.

I.A1.010

Resin-impregnated or pitch-impregnated fibres (prepregs), metal or carbon-coated fibres (preforms) or ‘carbon fibre preforms’, as follows:

  1. a.

    Made from ‘fibrous or filamentary materials’ specified in I.A1.009 above;

  2. b.

    Epoxy resin ‘matrix’ impregnated carbon ‘fibrous or filamentary materials’ (prepregs), specified in 1C010.a., 1C010.b. or 1C010.c., for the repair of aircraft structures or laminates, of which the size of individual sheets does not exceed 50 cm × 90 cm;

  3. c.

    Prepregs specified in 1C010.a., 1C010.b. or 1C010.c., when impregnated with phenolic or epoxy resins having a glass transition temperature (Tg) less than 433 K (160 °C) and a cure temperature lower than the glass transition temperature.

1C010

1C210

I.A1.011

Reinforced silicon carbide ceramic composites usable for nose tips, re-entry vehicles, nozzle flaps, usable in ‘missiles’, other than those specified in 1C107.

1C107

I.A1.012

Not used.

I.A1.013

Tantalum, tantalum carbide, tungsten, tungsten carbide and alloys thereof, other than those specified in 1C226, having both of the following characteristics:

  1. a.

    In forms having a hollow cylindrical or spherical symmetry (including cylinder segments) with an inside diameter between 50 mm and 300 mm; and

  2. b.

    A mass greater than 5 kg.

1C226

I.A1.014

‘Elemental powders’ of cobalt, neodymium or samarium or alloys or mixtures thereof containing at least 20 % by weight of cobalt, neodymium or samarium, with a particle size less than 200 μm.

Technical note:

‘Elemental powder’ means a high purity powder of one element.

I.A1.015

Pure tributyl phosphate (TBP) [CAS No 126-73-8] or any mixture having a TBP content of more than 5 % by weight.

I.A1.016

Maraging steel, other than those specified by 1C116 or 1C216.

Technical notes:

1.

The phrase maraging steel ‘capable of’ encompasses maraging steel before or after heat treatment.

2.

Maraging steels are iron alloys generally characterised by high nickel, very low carbon content and the use of substitutional elements or precipitates to produce strengthening and age-hardening of the alloy.

1C116

1C216

I.A1.017

Metals, metal powders and material as follows:

  1. a.

    Tungsten and tungsten alloys, other than those specified in 1C117, in the form of uniform spherical or atomized particles of 500 μm (micrometre) diameter or less with a tungsten content of 97 % by weight or more;

  2. b.

    Molybdenum and molybdenum alloys, other than those specified in 1C117, in the form of uniform spherical or atomized particles of 500 μm diameter or less with a molybdenum content of 97 % by weight or more;

  3. c.

    Tungsten materials in the solid form, other than those specified in 1C226 having material compositions as follows:

    1. 1.

      Tungsten and alloys containing 97 % by weight or more of tungsten;

    2. 2.

      Copper infiltrated tungsten containing 80 % by weight or more of tungsten; or

    3. 3.

      Silver infiltrated tungsten containing 80 % by weight or more of tungsten.

1C117

1C226

I.A1.018

Soft magnetic alloys, other than those specified in 1C003, having a chemical composition as follows:

  1. a.

    Iron content between 30 % and 60 %; and

  2. b.

    Cobalt content between 40 % and 60 %.

1C003

I.A1.019

Not used.

I.A1.020

Graphite, other than that specified in 0C004 or 1C107.a., designed or specified for use in Electrical Discharge Machining (EDM) machines.

0C004

1C107.a.

F8I.A1.021

Steel alloys in sheet or plate form, having any of the following characteristics:

  1. (a)

    Steel alloys ‘capable of’ ultimate tensile strength of 1 200 MPa or more, at 293 K (20 °C); or

  2. (b)

    Nitrogen-stabilised duplex stainless steel.

Note: the phrase alloys ‘capable of’ encompasses alloys before or after heat treatment.

Technical note: ‘nitrogen-stabilised duplex stainless steel’ has a two-phase microstructure consisting of grains of ferritic and austenitic steel with the addition of nitrogen to stabilise the microstructure.

1C116

1C216

I.A1.022

Carbon-Carbon Composite material.

1A002.b.1

I.A1.023

Nickel alloys in crude or semi-fabricated form, containing 60 % by weight or more nickel.

1C002.c.1.a

I.A1.024

Titanium alloys in sheet or plate form ‘capable of’ an ultimate tensile strength of 900 MPa or more at 293 K (20 °C).

Note: the phrase alloys ‘capable of’ encompasses alloys before or after heat treatment.

1C002.b.3

F4I.A1.025

Titanium alloys, other than those specified in 1C002 and 1C202.

1C002

1C202

I.A1.026

Zirconium and zirconium alloys, other than those specified in 1C011, 1C111 and 1C234.

1C011

1C111

1C234

I.A1.027

Explosive materials other than those specified in 1C239, or materials or mixtures containing more than 2 % by weight of such explosive materials, with a crystalline density higher than 1,5 g/cm3 and with a detonation speed higher than 5 000 m/s.

1C239

MATERIALS PROCESSING

I.A2.Goods

No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.A2.001

Vibration test systems, equipment and components thereof, other than those specified in 2B116:

  1. a.

    Vibration test systems employing feedback or closed loop techniques and incorporating a digital controller, capable of vibrating a system at an acceleration equal to or greater than 0,1 g rms between 0,1 Hz and 2 kHz and imparting forces equal to or greater than 50 kN, measured ‘bare table’;

  2. b.

    Digital controllers, combined with specially designed vibration test ‘software’, with a ‘real-time control bandwidth’ greater than 5 kHz designed for use with vibration test systems specified in a.;

    Technical note:

    ‘Real-time control bandwidth’ is defined as the maximum rate at which a controller can execute complete cycles of sampling, processing data and transmitting control signals.

  3. c.

    Vibration thrusters (shaker units), with or without associated amplifiers, capable of imparting a force equal to or greater than 50 kN, measured ‘bare table’, and usable in vibration test systems specified in a.;

  4. d.

    Test piece support structures and electronic units designed to combine multiple shaker units in a system capable of providing an effective combined force equal to or greater than 50 kN, measured ‘bare table’, and usable in vibration systems specified in a.

Technical note:

‘bare table’ means a flat table, or surface, with no fixture or fittings.

2B116

F3I.A2.002

Machine tools, other than those specified in 2B001 or 2B201 and any combination thereof, for removing (or cutting) metals, ceramics, or ‘composites’ that, according to the manufacturer’s technical specification, can be equipped with electronic devices for ‘numerical control’, having positioning accuracies of equal to or less (better) than 30 μm according to ISO 230/2 (1988)31 or national equivalents along any linear axis.

2B001

2B201

I.A2.002a

Components and numerical controls, specially designed for machine tools specified in 2B001, 2B201 or I.A2.002 above.

I.A2.003

Balancing machines and related equipment as follows:

  1. a.

    Balancing machines, designed or modified for dental or other medical equipment, having all the following characteristics:

    1. 1.

      Not capable of balancing rotors/assemblies having a mass greater than 3 kg;

    2. 2.

      Capable of balancing rotors/assemblies at speeds greater than 12 500 rpm;

    3. 3.

      Capable of correcting unbalance in two planes or more; and

    4. 4.

      Capable of balancing to a residual specific unbalance of 0,2 g × mm per kg of rotor mass;

  2. b.

    ‘Indicator heads’ designed or modified for use with machines specified in a. above.

Technical note:

‘Indicator heads’ are sometimes known as balancing instrumentation.

2B119

I.A2.004

Remote manipulators that can be used to provide remote actions in radiochemical separation operations or hot cells, other than those specified in 2B225, having either of the following characteristics:

  1. a.

    A capability of penetrating a hot cell wall of 0,3 m or more (through the wall operation); or

  2. b.

    A capability of bridging over the top of a hot cell wall with a thickness of 0,3 m or more (over the wall operation).

Technical note:

Remote manipulators provide translation of human operator actions to a remote operating arm and terminal fixture. They may be of master/slave type or operated by joystick or keypad.

2B225

I.A2.005

Controlled atmosphere heat treatment furnaces or oxidation furnaces capable of operation at temperatures above 400 °C.

Note:

This item does not cover tunnel kilns with roller or car conveyance, tunnel kilns with conveyor belt, pusher type kilns or shuttle kilns, specially designed for the production of glass, tableware ceramics or structural ceramics.

2B226

2B227

I.A2.006

Not used.

I.A2.007

‘Pressure transducers’, other than those defined in 2B230, capable of measuring absolute pressures at any point in the range 0 to 200 kPa and having both of the following characteristics:

  1. a.

    Pressure sensing elements made of or protected by ‘Materials resistant to corrosion by uranium hexafluoride (UF6)’; and

  2. b.

    Having either of the following characteristics:

    1. 1.

      A full scale of less than 200 kPa and an ‘accuracy’ of better than ± 1 % of full scale; or

    2. 2.

      A full scale of 200 kPa or greater and an ‘accuracy’ of better than 2 kPa.

Technical note:

For the purposes of 2B230 ‘accuracy’ includes non-linearity, hysteresis and repeatability at ambient temperature.

2B230

I.A2.008

Liquid-liquid contacting equipment (mixer-settlers, pulsed columns, plate columns, centrifugal contactors); and liquid distributors, vapour distributors or liquid collectors designed for such equipment, where all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:

  1. a.

    Alloys with more than 25 % nickel and 20 % chromium by weight;

  2. b.

    Fluoropolymers;

  3. c.

    Glass (including vitrified or enamelled coating or glass lining);

  4. d.

    Graphite or ‘carbon graphite’;

  5. e.

    Nickel or alloys with more than 40 % nickel by weight;

  6. f.

    Tantalum or tantalum alloys;

  7. g.

    Titanium or titanium alloys;

  8. h.

    Zirconium or zirconium alloys; or

  9. i.

    Stainless steel.

Technical note:

‘Carbon graphite’ is a composition consisting of amorphous carbon and graphite, in which the graphite content is 8 % or more by weight.

2B350.e.

I.A2.009

Industrial equipment and components, other than those specified in 2B350.d., as follows:

Heat exchangers or condensers with a heat transfer surface area greater than 0,05 m2, and less than 30 m2; and tubes, plates, coils or blocks (cores) designed for such heat exchangers or condensers, where all surfaces that come in direct contact with the fluid(s) are made from any of the following materials:

  1. a.

    Alloys with more than 25 % nickel and 20 % chromium by weight;

  2. b.

    Fluoropolymers;

  3. c.

    Glass (including vitrified or enamelled coating or glass lining);

  4. d.

    Graphite or ‘carbon graphite’;

  5. e.

    Nickel or alloys with more than 40 % nickel by weight;

  6. f.

    Tantalum or tantalum alloys;

  7. g.

    Titanium or titanium alloys;

  8. h.

    Zirconium or zirconium alloys;

  9. i.

    Silicon carbide;

  10. j.

    Titanium carbide; or

  11. k.

    Stainless steel.

Note:

This item does not cover vehicle radiators.

Technical note:

The materials used for gaskets and seals and other implementation of sealing functions do not determine the status of control of the heat exchanger.

2B350.d.

I.A2.010

Multiple-seal, and seal-less pumps, other than those specified in 2B350.i, suitable for corrosive fluids, or vacuum pumps and casings (pump bodies), preformed casing liners, impellers, rotors or jet pump nozzles designed for such pumps, in which all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:

  1. a.

    Alloys with more than 25 % nickel and 20 % chromium by weight;

  2. b.

    Ceramics;

  3. c.

    Ferrosilicon;

  4. d.

    Fluoropolymers;

  5. e.

    Glass (including vitrified or enamelled coatings or glass lining);

  6. f.

    Graphite or ‘carbon graphite’;

  7. g.

    Nickel or alloys with more than 40 % nickel by weight;

  8. h.

    Tantalum or tantalum alloys;

  9. i.

    Titanium or titanium alloys;

  10. j.

    Zirconium or zirconium alloys;

  11. k.

    Niobium (columbium) or niobium alloys;

  12. l.

    Stainless steel;

  13. m.

    Aluminium alloys; or

  14. n.

    Rubber.

Technical notes:

The materials used for gaskets and seals and other implementations of sealing functions do not determine the status of control of the pump.

The term ‘rubber’ encompasses all kinds of natural and synthetic rubbers.

2B350.i.

I.A2.011

‘Centrifugal separators’, other than those specified in 2B352.c., capable of continuous separation without the propagation of aerosols and manufactured from:

  1. a.

    Alloys with more than 25 % nickel and 20 % chromium by weight;

  2. b.

    Fluoropolymers;

  3. c.

    Glass (including vitrified or enamelled coating or glass lining);

  4. d.

    Nickel or alloys with more than 40 % nickel by weight;

  5. e.

    Tantalum or tantalum alloys;

  6. f.

    Titanium or titanium alloys; or

  7. g.

    Zirconium or zirconium alloys.

Technical note:

‘Centrifugal separators’ include decanters.

2B352.c.

I.A2.012

Sintered metal filters, other than those specified in 2B352.d., made of nickel or nickel alloy with more than 40 % nickel by weight.

2B352.d.

I.A2.013

Spin-forming machines and flow-forming machines, other than those specified by 2B009, 2B109 or 2B209 and specially designed components therefor.

Technical note:

For the purpose of this item, machines combining the functions of spin-forming and flow-forming are regarded as flow-forming machines.

2B009

2B109

2B209

I.A2.014

Equipment and reagents, other than those specified in 2B350 or 2B352, as follows:

  1. a.

    Fermenters capable of cultivation of pathogenic ‘micro-organisms’ or viruses, or capable of toxin production, without the propagation of aerosols, and having a total capacity of 10 l or more;

  2. b.

    Agitators for fermenters as mentioned in a.above;

    Technical Note:

    Fermenters include bioreactors, chemostats and continuous-flow systems.

  3. c.

    Laboratory equipment as follows:

    1. 1.

      Polymerase chain reaction (PCR)-equipment

    2. 2.

      Genetic sequencing equipment;

    3. 3.

      Genetic synthesizers;

    4. 4.

      Electroporation equipment;

    5. 5.

      Specific reagents associated with the equipment in I.A2.014.c. numbers 1. to 4. above;

  4. d.

    Filters, micro-filters, nano-filters or ultra-filters usable in industrial or laboratory biology for continuous filtering, except filters specially designed or modified for medical or clear water production purposes and to be used in the framework of EU or UN officially supported projects;

  5. e.

    Ultracentrifuges, rotors and adaptors for ultracentrifuges;

  6. f.

    Freeze drying equipment.

2B350

2B352

I.A2.015

Equipment, other than that specified in 2B005, 2B105 or 3B001.d., for the deposition of metallic overlays as follows, and specially designed components and accessories therefor:

  1. a.

    Chemical vapour deposition (CVD) production equipment;

  2. b.

    Physical vapour deposition (PVD) production equipment;

  3. c.

    Production equipment for deposition by means of inductive or resistance heating.

2B005

2B105

3B001.d.

I.A2.016

Open tanks or containers, with or without agitators, with a total internal (geometric) volume greater than 0.5 m3 (500 litres), where all surfaces that come in direct contact with the chemical(s) being processed or contained are made from any of the following materials:

  1. a.

    Alloys with more than 25 % nickel and 20 % chromium by weight;

  2. b.

    Fluoropolymers;

  3. c.

    Glass (including vitrified or enamelled coatings or glass lining);

  4. d.

    Nickel or alloys with more than 40 % nickel by weight;

  5. e.

    Tantalum or tantalum alloys;

  6. f.

    Titanium or titanium alloys;

  7. g.

    Zirconium or zirconium alloys;

  8. h.

    Niobium (columbium) or niobium alloys;

  9. i.

    Stainless steel;

  10. j.

    Wood; or

  11. k.

    Rubber.

Technical note:

The term ‘rubber’ encompasses all kinds of natural and synthetic rubbers.

2B350

Manufacturers calculating positioning accuracy in accordance with ISO 230/2 (1997) should consult the competent authorities of the Member State in which they are established.

ELECTRONICS

I.A3.Goods

No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.A3.001

High voltage direct current power supplies, other than those specified in 0B001.j.5. or 3A227, having both of the following characteristics:

  1. a.

    Capable of continuously producing, over a time period of eight hours, 10 kV or more, with output power of 5 kW or more with or without sweeping; and

  2. b.

    Current or voltage stability better than 0,1 % over a time period of four hours.

0B001.j.5.

3A227

I.A3.002

Mass spectrometers, other than those specified in 0B002.g. or 3A233, capable of measuring ions of 200 atomic mass units or more and having a resolution of better than 2 parts in 200, as follows, and ion sources therefor:

  1. a.

    Inductively coupled plasma mass spectrometers (ICP/MS);

  2. b.

    Glow discharge mass spectrometers (GDMS);

  3. c.

    Thermal ionisation mass spectrometers (TIMS);

  4. d.

    Electron bombardment mass spectrometers which have a source chamber constructed from, lined with or plated with ‘materials resistant to corrosion by uranium hexafluoride UF6’;

  5. e.

    Molecular beam mass spectrometers having either of the following characteristics:

    1. 1.

      A source chamber constructed from, lined with or plated with stainless steel or molybdenum and equipped with a cold trap capable of cooling to 193 K (– 80 °C) or less; or

    2. 2.

      A source chamber constructed from, lined with or plated with materials resistant to UF6;

  6. f.

    Mass spectrometers equipped with a micro-fluorination ion source designed for actinides or actinide fluorides.

0B002.g.

3A233

I.A3.003

Frequency changers or generators, other than those specified by 0B001.b.13. or 3A225, having all of the following characteristics, and specially designed components and software therefor:

  1. a.

    Multiphase output capable of providing a power of 40 W or greater;

  2. b.

    Capable of operating in the frequency range between 600 and 2 000 Hz; and

  3. c.

    Frequency control better (less) than 0,1 %.

Technical notes:

1.

Frequency changers are also known as converters, inverters, generators, electronic test equipment, AC power supplies, variable speed motor drives or variable frequency drives.

2.

The functionality specified in this item may be met by certain equipment marketed as: electronic test equipment, AC power supplies, variable speed motor drives or variable frequency drives.

0B001.b.13.

3A225

I.A3.004

Spectrometers and diffractometers, designed for the indicative test or quantitative analysis of the elemental composition of metals or alloys without chemical decomposition of the material.

SENSORS AND LASERS

I.A6.Goods

No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.A6.001

Yttrium aluminium garnet (YAG) rods.

I.A6.002

Optical equipment and components, other than those specified in 6A002 or 6A004.b. as follows:

Infrared optics in the wavelength range 9 μm– 17 μm and components thereof, including cadmium telluride (CdTe) components.

6A002

6A004.b.

I.A6.003

Wave front corrector systems, other than mirrors specified in 6A004.a., 6A005.e. or 6A005.f., for use with a laser beam having a diameter exceeding 4 mm, and specially designed components thereof, including control systems, phase front sensors and ‘deformable mirrors’ including bimorph mirrors.

6A004.a.

6A005.e.

6A005.f.

I.A6.004

Argon ion ‘lasers’, other than those specified in 0B001.g.5., 6A005.a.6. and/or 6A205.a., having an average output power equal to or greater than 5 W.

0B001.g.5.

6A005.a.6.

6A205.a.

I.A6.005

Semiconductor ‘lasers’, other than those specified in 0B001.g.5., 0B001.h.6. or 6A005.b., and components thereof, as follows:

  1. a.

    Individual semiconductor ‘lasers’ with an output power greater than 200 mW each, in quantities larger than 100;

  2. b.

    Semiconductor ‘laser’ arrays having an output power greater than 20 W.

Notes:

1.

Semiconductor ‘lasers’ are commonly called ‘laser’ diodes.

2.

This item does not cover ‘laser’ diodes with a wavelength in the range 1,2 μm – 2,0 μm.

0B001.g.5.

0B001.h.6.

6A005.b.

I.A6.006

Tunable semiconductor ‘lasers’ and tunable semiconductor ‘laser’ arrays, other than those specified in 0B001.h.6. or 6A005.b., of a wavelength between 9 μm and 17 μm, as well as array stacks of semiconductor ‘lasers’ containing at least one tunable semiconductor ‘laser’ array of such wavelength.

Note:

Semiconductor ‘lasers’ are commonly called ‘laser’ diodes.

0B001.h.6.

6A005.b.

I.A6.007

Solid state ‘tunable’‘lasers’, other than those specified in 0B001.g.5., 0B001.h.6. or 6A005.c.1., and specially designed components thereof, as follows:

  1. a.

    Titanium-sapphire lasers,

  2. b.

    Alexandrite lasers.

0B001.g.5.

0B001.h.6.

6A005.c.1.

I.A6.008

Neodymium-doped (other than glass) ‘lasers’, other than those specified in 6A005.c.2.b., having an output wavelength greater than 1,0 μm but not exceeding 1,1 μm and output energy exceeding 10 J per pulse.

6A005.c.2.b.

I.A6.009

Components of acousto-optics, as follows:

  1. a.

    Framing tubes and solid-state imaging devices having a recurrence frequency equal to or exceeding 1 kHz;

  2. b.

    Recurrence frequency supplies;

  3. c.

    Pockels cells.

6A203.b.4.

I.A6.010

Radiation-hardened cameras, or lenses thereof, other than those specified in 6A203.c., specially designed, or rated as radiation-hardened, to withstand a total radiation dose greater than 50 × 103 Gy (silicon) (5 × 106 rad (silicon)) without operational degradation.

Technical note:

The term Gy (silicon) refers to the energy in Joules per kilogram absorbed by an unshielded silicon sample when exposed to ionising radiation.

6A203.c.

I.A6.011

Tunable pulsed dye laser amplifiers and oscillators, other than those specified in 0B001.g.5., 6A005 and or 6A205.c., having all of the following characteristics:

  1. a.

    Operating at wavelengths between 300 nm and 800 nm;

  2. b.

    An average output power greater than 10 W but not exceeding 30 W;

  3. c.

    A repetition rate greater than 1 kHz; and

  4. d.

    Pulse width less than 100 ns.

Note:

This item does not cover single mode oscillators.

0B001.g.5.

6A005

6A205.c.

I.A6.012

Pulsed carbon dioxide ‘lasers’, other than those specified in, 0B001.h.6., 6A005.d. or 6A205.d., having all of the following characteristics:

  1. a.

    Operating at wavelengths between 9 μm and 11 μm;

  2. b.

    A repetition rate greater than 250 Hz;

  3. c.

    An average output power greater than 100 W but not exceeding 500 W; and

  4. d.

    Pulse width less than 200 ns.

0B001.h.6.

6A005.d.

6A205.d.

F4I.A6.013

Lasers, other than those specified in 6A005 or 6A205.

6A005

6A205

NAVIGATION AND AVIONICS

I.A7.Goods

No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.A7.001

Inertial navigation systems and specially designed components thereof, as follows:

  1. a.

    Inertial navigation systems which are certified for use on ‘civil aircraft’ by civil authorities of a State participating in the Wassenaar Arrangement, and specially designed components thereof, as follows:

    1. 1.

      Inertial navigation systems (INS) (gimballed or strapdown) and inertial equipment designed for ‘aircraft’, land vehicle, vessels (surface or underwater) or ‘spacecraft’ for attitude, guidance or control, having any of the following characteristics, and specially designed components thereof:

      1. a.

        Navigation error (free inertial) subsequent to normal alignment of 0,8 nautical mile per hour (nm/hr) ‘Circular Error Probable’ (CEP) or less (better); or

      2. b.

        Specified to function at linear acceleration levels exceeding 10 g;

    2. 2.

      Hybrid Inertial Navigation Systems embedded with Global Navigation Satellite Systems(s) (GNSS) or with ‘Data-Based Referenced Navigation’ (‘DBRN’) System(s) for attitude, guidance or control, subsequent to normal alignment, having an INS navigation position accuracy, after loss of GNSS or ‘DBRN’ for a period of up to four minutes, of less (better) than 10 metres ‘Circular Error Probable’ (CEP);

    3. 3.

      Inertial Equipment for Azimuth, Heading, or North Pointing having any of the following characteristics, and specially designed components thereof:

      1. a.

        Designed to have an Azimuth, Heading, or North Pointing accuracy equal to, or less (better) than 6 arc minutes RMS at 45 degrees latitude; or

      2. b.

        Designed to have a non-operating shock level of at least 900 g at a duration of at least 1 msec.

  2. b.

    Theodolite systems incorporating inertial equipment specially designed for civil surveying purposes and designed to have an Azimuth, Heading, or North Pointing accuracy equal to, or less (better) than 6 arc minutes RMS at 45 degrees latitude, and specially designed components thereof.

  3. c.

    Inertial or other equipment using accelerometers specified in 7A001 or 7A101, where such accelerometers are specially designed and developed as MWD (Measurement While Drilling) sensors for use in down-hole well services operations.v

Note:

The parameters of a.1. and a.2. are applicable with any of the following environmental conditions:

  1. 1.

    Input random vibration with an overall magnitude of 7,7 g rms in the first half hour and a total test duration of one and a half hours per axis in each of the three perpendicular axes, when the random vibration meets the following:

    1. a.

      A constant power spectral density (PSD) value of 0,04 g2/Hz over a frequency interval of 15 to 1 000 Hz; and

    2. b.

      The PSD attenuates with a frequency from 0,04 g2/Hz to 0,01 g2/Hz over a frequency interval from 1 000 to 2 000 Hz;

  2. 2.

    A roll and yaw rate equal to or greater than + 2,62 radian/s (150 deg/s); or

  3. 3.

    According to national standards equivalent to 1. or 2. above.

Technical notes:

1.

a.2. refers to systems in which an INS and other independent navigation aids are built into a single unit (embedded) in order to achieve improved performance.

2.

‘Circular Error Probable’ (CEP) – In a circular normal distribution, the radius of the circle containing 50 percent of the individual measurements being made, or the radius of the circle within which there is a 50 percent probability of being located.

7A001

7A003

7A101

7A103

AEROSPACE AND PROPULSION

I.A9.Goods

No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.A9.001

Explosive bolts.

I.A9.002

Internal combustion engines (i.e. axial piston or rotary piston type), designed or modified for propelling ‘aircrafts’ or ‘lighter-than-air-vehicles’ and specially designed components therefor.

I.A9.003

Trucks, other than those specified in 9A115, having more than one motorised axle and a payload exceeding 5 tonnes.

Note:

This item includes flatbed trailers, semi trailers and other trailers.

9A115

B.SOFTWARE

No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.B.001

Software required for the development, production or use of the items in Part A. (Goods).

C.TECHNOLOGY

No

Description

Related item from Annex I to Regulation (EC) No 428/2009

I.C.001

Technology required for the development, production or use of the items in Part A. (Goods).

F8ANNEX Ib

Goods referred to in the third subparagraph of Article 2(2)

7601

Unwrought aluminium

7602

Aluminium waste and scrap

7603

Aluminium powders and flakes

7604

Aluminium bars, rods and profiles

7605

Aluminium wire

7606

Aluminium plates, sheets and strip, of a thickness exceeding 0,2 mm

7608

Aluminium tubes and pipes

7609

Aluminium tube or pipe fittings (for example, couplings, elbows, sleeves)

7614

Stranded wire, cables, plaited bands and the like, of aluminium, not electrically insulated

F7ANNEX IcGold, titanium ore, vanadium ore and rare earth minerals referred to in Article 2(4)

Annotations:
Amendments (Textual)

Code

Description

ex 2530 90 00

Ores of the rare earth metals

ex 2612

Monazites and other ores used solely or principally for the extraction of uranium or thorium

ex 2614 00 00

Titanium ore

ex 2615 90 00

Vanadium ore

ex 2616 90 00

Gold

F7ANNEX IdCoal, iron and iron ore referred to in Article 2(4)

Code

Description

ex 2601

Iron ore

2701

Coal, briquettes, ovoids and similar solid fuels manufactured from coal

2702

Lignite, whether or not agglomerated, excluding jet

2703

Peat (including peat litter), whether or not agglomerated

2704

Coke and semi-coke of coal, of lignite or of peat, whether or not agglomerated; retort carbon

7201

Pig iron and spiegeleisen in pigs, blocks or other primary forms

7202

Ferro-alloy

7203

Ferrous products obtained by direct reduction of iron ore and other spongy ferrous products, in lumps, pellets or similar forms; iron having a minimum purity by weight of 99,94 %, in lumps, pellets or similar forms

7204 10 00

Waste and scrap of cast iron

ex 7204 30 00

Waste and scrap of tinned iron or steel

ex 7204 41

Other waste and scrap: Turnings, shavings, chips, milling waste, sawdust, filings, trimmings and stampings, whether or not in bundles

ex 7204 49

Other waste and scrap: Other

ex 7204 50 00

Other waste and scrap: Remelting scrap ingot

ex 7205 10 00

Granules

ex 7205 29 00

Powders, other than of alloy steel

ex 7206 10 00

Ingots

ex 7206 90 00

Other

ex 7207

Semi-finished products of iron or non-alloy steel:

ex 7208

Flat-rolled products of iron or non-alloy steel, of a width of 600 mm or more, hot-rolled, not clad, plated or coated:

ex 7209

Flat-rolled products of iron or non-alloy steel, of a width of 600 mm or more, cold-rolled (cold-reduced), not clad, plated or coated:

ex 7210

Flat-rolled products of iron or non-alloy steel, of a width of 600 mm or more, clad, plated or coated:

ex 7211

Flat-rolled products of iron or non-alloy steel, of a width of less than 600 mm, not clad, plated or coated:

ex 7212

Flat-rolled products of iron or non-alloy steel, of a width of less than 600 mm, clad, plated or coated:

ex 7214

Other bars and rods of iron or non-alloy steel, not further worked than forged, hot-rolled, hot-drawn or hot-extruded, but including those twisted after rolling:

ex 7215

Other bars and rods of iron or non-alloy steel:

ex 7216

Angles, shapes and sections of iron or non-alloy steel:

ex 7217

Wire of iron or non-alloy steel:

F7ANNEX IeAviation fuel referred to in Article 2(1)(b)

Code

Description

from 2710 12 31 till 2710 12 59

Gasoline

2710 12 70

Naptha-type jet fuel

2710 19 21 00

Kerosene-type jet fuel

2710 19 25 00

Kerosene-type rocket fuel

F5ANNEX IfPetroleum products referred to in Article 2(4)

Annotations:
Amendments (Textual)

2707

Oils and other products of the distillation of high temperature coal tar; similar products in which the weight of the aromatic constituents exceeds that of the non-aromatic constituents

2709

Petroleum oils and oils obtained from bituminous minerals, crude

2710

Petroleum oils and oils obtained from bituminous minerals, other than crude; preparations not elsewhere specified or included, containing by weight 70 % or more of petroleum oils or of oils obtained from bituminous minerals, these oils being the basic constituents of the preparations; waste oils

2711

Petroleum gases and other gaseous hydrocarbons

2712 10

–

Petroleum jelly

2712 20

–

Paraffin wax containing by weight less than 0,75 % of oil

Ex

2712 90

–

Other

2713

Petroleum coke, petroleum bitumen and other residues of petroleum oils or of oils obtained from bituminous minerals

Ex

2714

Bitumen and asphalt, natural; bituminous or oil-shale and tar sands; asphaltites and asphaltic rocks

Ex

2715

Bituminous mixtures based on natural asphalt, on natural bitumen, on petroleum bitumen, on mineral tar or on mineral tar pitch (for example, bituminous mastics, cut-backs)

–

Containing petroleum oils or oils obtained from bituminous minerals

3403 11

– –

Preparations for the treatment of textile materials, leather, furskins or other materials

3403 19

– –

Other

–

Other

Ex

3403 91

– –

Preparations for the treatment of textile materials, leather, furskins or other materials

Ex

3403 99

– –

Other

– – – –

Chemical products or preparations, predominantly composed of organic compounds, not elsewhere specified or included

Ex

3824 90 92

– – – – –

In the form of a liquid at 20 °C

Ex

3824 90 93

– – – – –

Other

Ex

3824 90 96

– – – –

Other

3826 00 10

–

Fatty-acid mono-alkyl esters, containing by volume 96,5 % or more of esters (FAMAE)

3826 00 90

–

Other

F6ANNEX IgGoods and technology referred to in Articles 2, 3 and 658

Annotations:
Amendments (Textual)

F10ANNEX II

Annotations:
Amendments (Textual)

Websites for information on the competent authorities referred to in Articles 5, 7, 8, 10 and 15, and address for notifications to the European Commission

BELGIUM

http://www.diplomatie.be/eusanctions

BULGARIA

http://www.mfa.bg/en/pages/135/index.html

CZECH REPUBLIC

http://www.mfcr.cz/mezinarodnisankce

DENMARK

http://um.dk/da/politik-og-diplomati/retsorden/sanktioner/

GERMANY

http://www.bmwi.de/DE/Themen/Aussenwirtschaft/aussenwirtschaftsrecht,did=404888.html

ESTONIA

http://www.vm.ee/est/kat_622/

IRELAND

http://www.dfa.ie/home/index.aspx?id=28519

GREECE

http://www.mfa.gr/en/foreign-policy/global-issues/international-sanctions.html

SPAIN

http://www.maec.es/es/MenuPpal/Asuntos/Sanciones%20Internacionales/Paginas/Sanciones_%20Internacionales.aspx

FRANCE

http://www.diplomatie.gouv.fr/autorites-sanctions/

F11CROATIA

http://www.mvep.hr/sankcije

ITALY

http://www.esteri.it/MAE/IT/Politica_Europea/Deroghe.htm

CYPRUS

http://www.mfa.gov.cy/sanctions

LATVIA

http://www.mfa.gov.lv/en/security/4539

LITHUANIA

http://www.urm.lt/sanctions

LUXEMBOURG

http://www.mae.lu/sanctions

HUNGARY

http://www.kulugyminiszterium.hu/kum/hu/bal/Kulpolitikank/nemzetkozi_szankciok/

MALTA

http://www.doi.gov.mt/EN/bodies/boards/sanctions_monitoring.asp

NETHERLANDS

www.rijksoverheid.nl/onderwerpen/internationale-vrede-en-veiligheid/sancties

AUSTRIA

http://www.bmeia.gv.at/view.php3?f_id=12750&LNG=en&version=

POLAND

http://www.msz.gov.pl

PORTUGAL

http://www.min-nestrangeiros.pt

ROMANIA

http://www.mae.ro/node/1548

SLOVENIA

http://www.mzz.gov.si/si/zunanja_politika_in_mednarodno_pravo/zunanja_politika/mednarodna_varnost/omejevalni_ukrepi/

SLOVAKIA

http://www.foreign.gov.sk

FINLAND

http://formin.finland.fi/kvyhteistyo/pakotteet

SWEDEN

http://www.ud.se/sanktioner

UNITED KINGDOM

www.fco.gov.uk/competentauthorities

Address for notifications to the European Commission

European Commission

Service for Foreign Policy Instruments (FPI)

EEAS 02/309

B-1049 Brussels

Belgium

E-mail: relex-sanctions@ec.europa.eu

F1ANNEX IIILuxury goods referred to in Article 4

Annotations:
Amendments (Textual)

1.Pure-Bred Horses

0101 21 00

Pure-bred breeding animals

ex

0101 29 90

Other

2.Caviar and caviar substitutes

1604 31 00

Caviar

1604 32 00

Caviar substitutes

3.Truffles and preparations thereof

0709 59 50

Truffles

ex

0710 80 69

Other

ex

0711 59 00

Other

ex

0712 39 00

Other

ex

2001 90 97

Other

2003 90 10

Truffles

ex

2103 90 90

Other

ex

2104 10 00

Soups and broths and preparations therefor

ex

2104 20 00

Homogenised composite food preparations

ex

2106 00 00

Food preparations not elsewhere specified or included

4.High quality wines (including sparkling wines), spirits and spirituous beverages

2204 10 11

Champagne

2204 10 91

Asti spumante

ex

2204 10 93

Other

ex

2204 10 94

With a protected geographical indication (PGI)

ex

2204 10 96

Other varietal wines

ex

2204 10 98

Other

ex

2204 21 00

In containers holding 2 litres or less

ex

2204 29 00

Other

ex

2205 00 00

Vermouth and other wine of fresh grapes flavoured with plants or aromatic substances

ex

2206 00 00

Other fermented beverages (for example, cider, perry, mead); mixtures of fermented beverages and mixtures of fermented beverages and non-alcoholic beverages, not elsewhere specified or included

ex

2207 10 00

Undenatured ethyl alcohol of an alcoholic strength by volume of 80 % vol or higher

ex

2208 00 00

Undenatured ethyl alcohol of an alcoholic strength by volume of less than 80 % vol; spirits, liqueurs and other spirituous beverages

5.High quality cigars and cigarillos

ex

2402 10 00

Cigars, cheroots and cigarillos, containing tobacco

ex

2402 90 00

Other

6.Luxury perfumes, toilet waters and cosmetics, including beauty and make-up products

ex

3303 00 00

Perfumes and toilet waters

ex

3304 00 00

Beauty or make-up preparations and preparations for the care of the skin (other than medicaments), including sunscreen or suntan preparations; manicure or pedicure preparations

ex

3305 00 00

Preparations for use on the hair

ex

3307 00 00

Pre-shave, shaving or aftershave preparations, personal deodorants, bath preparations, depilatories and other perfumery, cosmetic or toilet preparations, not elsewhere specified or included; prepared room deodorisers, whether or not perfumed or having disinfectant properties

ex

6704 00 00

Wigs, false beards, eyebrows and eyelashes, switches and the like, of human or animal hair or of textile materials; articles of human hair not elsewhere specified or included

7.High quality leather, saddlery and travel goods, handbags and similar articles

ex

4201 00 00

Saddlery and harness for any animal (including traces, leads, knee pads, muzzles, saddle-cloths, saddlebags, dog coats and the like), of any material

ex

4202 00 00

Trunks, suitcases, vanity cases, executive-cases, briefcases, school satchels, spectacle cases, binocular cases, camera cases, musical instrument cases, gun cases, holsters and similar containers; travelling-bags, insulated food or beverages bags, toilet bags, rucksacks, handbags, shopping-bags, wallets, purses, map-cases, cigarette-cases, tobacco-pouches, tool bags, sports bags, bottle-cases, jewellery boxes, powder boxes, cutlery cases and similar containers, of leather or of composition leather, of sheeting of plastics, of textile materials, of vulcanised fibre or of paperboard, or wholly or mainly covered with such materials or with paper

ex

4205 00 90

Other

ex

9605 00 00

Travel sets for personal toilet, sewing or shoe or clothes cleaning

8.High quality garments, clothing accessories and shoes (regardless of their material)

ex

4203 00 00

Articles of apparel and clothing accessories, of leather or of composition leather

ex

4303 00 00

Articles of apparel, clothing accessories and other articles of furskin

ex

6101 00 00

Men's or boys' overcoats, car coats, capes, cloaks, anoraks (including ski jackets), windcheaters, wind-jackets and similar articles, knitted or crocheted, other than those of heading 6103

ex

6102 00 00

Women's or girls' overcoats, car coats, capes, cloaks, anoraks (including ski jackets), windcheaters, wind-jackets and similar articles, knitted or crocheted, other than those of heading 6104

ex

6103 00 00

Men's or boys' suits, ensembles, jackets, blazers, trousers, bib and brace overalls, breeches and shorts (other than swimwear), knitted or crocheted

ex

6104 00 00

Women's or girls' suits, ensembles, jackets, blazers, dresses, skirts, divided skirts, trousers, bib and brace overalls, breeches and shorts (other than swimwear), knitted or crocheted

ex

6105 00 00

Men's or boys' shirts, knitted or crocheted

ex

6106 00 00

Women's or girls' blouses, shirts and shirt-blouses, knitted or crocheted

ex

6107 00 00

Men's or boys' underpants, briefs, nightshirts, pyjamas, bathrobes, dressing gowns and similar articles, knitted or crocheted

ex

6108 00 00

Women's or girls' slips, petticoats, briefs, panties, nightdresses, pyjamas, négligés, bathrobes, dressing gowns and similar articles, knitted or crocheted

ex

6109 00 00

T-shirts, singlets and other vests, knitted or crocheted

ex

6110 00 00

Jerseys, pullovers, cardigans, waistcoats and similar articles, knitted or crocheted

ex

6111 00 00

Babies' garments and clothing accessories, knitted or crocheted

ex

6112 11 00

Of cotton

ex

6112 12 00

Of synthetic fibres

ex

6112 19 00

Of other textile materials

6112 20 00

Ski suits

6112 31 00

Of synthetic fibres

6112 39 00

Of other textile materials

6112 41 00

Of synthetic fibres

6112 49 00

Of other textile materials

ex

6113 00 10

Of knitted or crocheted fabrics of heading 5906

ex

6113 00 90

Other

ex

6114 00 00

Other garments, knitted or crocheted

ex

6115 00 00

Pantyhose, tights, stockings, socks and other hosiery, including graduated compression hosiery (for example, stockings for varicose veins) and footwear without applied soles, knitted or crocheted

ex

6116 00 00

Gloves, mittens and mitts, knitted or crocheted

ex

6117 00 00

Other made-up clothing accessories, knitted or crocheted; knitted or crocheted parts of garments or of clothing accessories

ex

6201 00 00

Men's or boys' overcoats, car coats, capes, cloaks, anoraks (including ski jackets), windcheaters, wind-jackets and similar articles, other than those of heading 6203

ex

6202 00 00

Women's or girls' overcoats, car coats, capes, cloaks, anoraks (including ski jackets), windcheaters, wind-jackets and similar articles, other than those of heading 6204

ex

6203 00 00

Men's or boys' suits, ensembles, jackets, blazers, trousers, bib and brace overalls, breeches and shorts (other than swimwear)

ex

6204 00 00

Women's or girls' suits, ensembles, jackets, blazers, dresses, skirts, divided skirts, trousers, bib and brace overalls, breeches and shorts (other than swimwear)

ex

6205 00 00

Men's or boys' shirts

ex

6206 00 00

Women's or girls' blouses, shirts and shirt-blouses

ex

6207 00 00

Men's or boys' singlets and other vests, underpants, briefs, nightshirts, pyjamas, bathrobes, dressing gowns and similar articles

ex

6208 00 00

Women's or girls' singlets and other vests, slips, petticoats, briefs, panties, nightdresses, pyjamas, négligés, bathrobes, dressing gowns and similar articles

ex

6209 00 00

Babies' garments and clothing accessories

ex

6210 10 00

Of fabrics of heading 5602 or 5603

6210 20 00

Other garments, of the type described in subheadings 6201 11 to 6201 19

6210 30 00

Other garments, of the type described in subheadings 6202 11 to 6202 19

ex

6210 40 00

Other men's or boys' garments

ex

6210 50 00

Other women's or girls' garments

6211 11 00

Men's or boys'

6211 12 00

Women's or girls'

6211 20 00

Ski suits

ex

6211 32 00

Of cotton

ex

6211 33 00

Of man-made fibres

ex

6211 39 00

Of other textile materials

ex

6211 42 00

Of cotton

ex

6211 43 00

Of man-made fibres

ex

6211 49 00

Of other textile materials

ex

6212 00 00

Brassières, girdles, corsets, braces, suspenders, garters and similar articles and parts thereof, whether or not knitted or crocheted

ex

6213 00 00

Handkerchiefs

ex

6214 00 00

Shawls, scarves, mufflers, mantillas, veils and the like

ex

6215 00 00

Ties, bow ties and cravats

ex

6216 00 00

Gloves, mittens and mitts

ex

6217 00 00

Other made-up clothing accessories; parts of garments or of clothing accessories, other than those of heading 6212

ex

6401 00 00

Waterproof footwear with outer soles and uppers of rubber or of plastics, the uppers of which are neither fixed to the sole nor assembled by stitching, riveting, nailing, screwing, plugging or similar processes

ex

6402 20 00

Footwear with upper straps or thongs assembled to the sole by means of plugs

ex

6402 91 00

Covering the ankle

ex

6402 99 00

Other

ex

6403 19 00

Other

ex

6403 20 00

Footwear with outer soles of leather, and uppers which consist of leather straps across the instep and around the big toe

ex

6403 40 00

Other footwear, incorporating a protective metal toecap

ex

6403 51 00

Covering the ankle

ex

6403 59 00

Other

ex

6403 91 00

Covering the ankle

ex

6403 99 00

Other

ex

6404 19 10

Slippers and other indoor footwear

ex

6404 20 00

Footwear with outer soles of leather or composition leather

ex

6405 00 00

Other footwear

ex

6504 00 00

Hats and other headgear, plaited or made by assembling strips of any material, whether or not lined or trimmed

ex

6505 00 10

Of fur felt or of felt of wool and fur, made from the hat bodies, hoods or plateaux of heading 6501 00 00

ex

6505 00 30

Peaked caps

ex

6505 00 90

Other

ex

6506 99 00

Of other materials

ex

6601 91 00

Having a telescopic shaft

ex

6601 99 00

Other

ex

6602 00 00

Walking sticks, seat-sticks, whips, riding-crops and the like

ex

9619 00 81

Napkins and napkin liners for babies

9.Hand-knotted carpets, handwoven rugs and tapestries

ex

5701 00 00

Carpets and other textile floor coverings, knotted, whether or not made up

ex

5702 10 00

‘Kelem’, ‘Schumacks’, ‘Karamanie’ and similar hand-woven rugs

ex

5702 20 00

Floor coverings of coconut fibres (coir)

ex

5702 31 80

Other

ex

5702 32 90

Other

ex

5702 39 00

Of other textile materials

ex

5702 41 90

Other

ex

5702 42 90

Other

ex

5702 50 00

Other, not of pile construction, not made up

ex

5702 91 00

Of wool or fine animal hair

ex

5702 92 00

Of man-made textile materials

ex

5702 99 00

Of other textile materials

ex

5703 00 00

Carpets and other textile floor coverings, tufted, whether or not made up

ex

5704 00 00

Carpets and other textile floor coverings, of felt, not tufted or flocked, whether or not made up

ex

5705 00 00

Other carpets and other textile floor coverings, whether or not made up

ex

5805 00 00

Hand-woven tapestries of the type Gobelins, Flanders, Aubusson, Beauvais and the like, and needle-worked tapestries (for example, petit point, cross stitch), whether or not made up

10.Pearls, precious and semi-precious stones, articles of pearls, jewellery, gold- or silversmith articles

7101 00 00

Pearls, natural or cultured, whether or not worked or graded but not strung, mounted or set; pearls, natural or cultured, temporarily strung for convenience of transport

7102 00 00

Diamonds, whether or not worked, but not mounted or set

7103 00 00

Precious stones (other than diamonds) and semi-precious stones, whether or not worked or graded but not strung, mounted or set; ungraded precious stones (other than diamonds) and semi-precious stones, temporarily strung for convenience of transport

7104 20 00

Other, unworked or simply sawn or roughly shaped

7104 90 00

Other

7105 00 00

Dust and powder of natural or synthetic precious or semi-precious stones

7106 00 00

Silver (including silver plated with gold or platinum), unwrought or in semi-manufactured forms, or in powder form

7107 00 00

Base metals clad with silver, not further worked than semi-manufactured

7108 00 00

Gold (including gold plated with platinum), unwrought or in semi-manufactured forms, or in powder form

7109 00 00

Base metals or silver, clad with gold, not further worked than semi-manufactured

7110 11 00

Unwrought or in powder form

7110 19 00

Other

7110 21 00

Unwrought or in powder form

7110 29 00

Other

7110 31 00

Unwrought or in powder form

7110 39 00

Other

7110 41 00

Unwrought or in powder form

7110 49 00

Other

7111 00 00

Base metals, silver or gold, clad with platinum, not further worked than semi-manufactured

7113 00 00

Articles of jewellery and parts thereof, of precious metal or of metal clad with precious metal

7114 00 00

Articles of goldsmiths' or silversmiths' wares and parts thereof, of precious metal or of metal clad with precious metal

7115 00 00

Other articles of precious metal or of metal clad with precious metal

7116 00 00

Articles of natural or cultured pearls, precious or semi-precious stones (natural, synthetic or reconstructed)

11.Coins and banknotes, not being legal tender

ex

4907 00 30

Banknotes

7118 10 00

Coin (other than gold coin), not being legal tender

ex

7118 90 00

Other

12.Cutlery of precious metal or plated or clad with precious metal

7114 00 00

Articles of goldsmiths' or silversmiths' wares and parts thereof, of precious metal or of metal clad with precious metal

7115 00 00

Other articles of precious metal or of metal clad with precious metal

ex

8214 00 00

Other articles of cutlery (for example, hair clippers, butchers' or kitchen cleavers, choppers and mincing knives, paperknives); manicure or pedicure sets and instruments (including nail files)

ex

8215 00 00

Spoons, forks, ladles, skimmers, cake-servers, fish-knives, butter-knives, sugar tongs and similar kitchen or tableware

ex

9307 00 00

Swords, cutlasses, bayonets, lances and similar arms and parts thereof and scabbards and sheaths therefor

13.High quality tableware of porcelain, china, stone- or earthenware or fine pottery

ex

6911 00 00

Tableware, kitchenware, other household articles and toilet articles, of porcelain or china

ex

6912 00 23

Stoneware

ex

6912 00 25

Earthenware or fine pottery

ex

6912 00 83

Stoneware

ex

6912 00 85

Earthenware or fine pottery

ex

6914 10 00

Of porcelain or china

ex

6914 90 00

Other

14.Items of lead crystal

ex

7009 91 00

Unframed

ex

7009 92 00

Framed

ex

7010 00 00

Carboys, bottles, flasks, jars, pots, phials, ampoules and other containers, of glass, of a kind used for the conveyance or packing of goods; preserving jars of glass; stoppers, lids and other closures, of glass

ex

7013 22 00

Of lead crystal

ex

7013 33 00

Of lead crystal

ex

7013 41 00

Of lead crystal

ex

7013 91 00

Of lead crystal

ex

7018 10 00

Glass beads, imitation pearls, imitation precious or semi-precious stones and similar glass smallwares

ex

7018 90 00

Other

ex

7020 00 80

Other

ex

9405 10 50

Of glass

ex

9405 20 50

Of glass

ex

9405 50 00

Non-electrical lamps and lighting fittings

ex

9405 91 00

Of glass

15.High end electronic items for domestic use

ex

8414 51 00

Table, floor, wall, window, ceiling or roof fans, with a self-contained electric motor of an output not exceeding 125 W

ex

8414 59 00

Other

ex

8414 60 00

Hoods having a maximum horizontal side not exceeding 120 cm

ex

8415 10 00

Window or wall types, self-contained or ‘split-system’

ex

8418 10 00

Combined refrigerator-freezers, fitted with separate external doors

ex

8418 21 00

Compression-type

ex

8418 29 00

Other

ex

8418 30 00

Freezers of the chest type, not exceeding 800 litres capacity

ex

8418 40 00

Freezers of the upright type, not exceeding 900 litres capacity

ex

8419 81 00

For making hot drinks or for cooking or heating food

ex

8422 11 00

Of the household type

ex

8423 10 00

Personal weighing machines, including baby scales; household scales

ex

8443 12 00

Offset printing machinery, sheet fed, office type (using sheets with one side not exceeding 22 cm and the other side not exceeding 36 cm in the unfolded state)

ex

8443 31 00

Machines which perform two or more of the functions of printing, copying or facsimile transmission, capable of connecting to an automatic data-processing machine or to a network

ex

8443 32 00

Other, capable of connecting to an automatic data-processing machine or to a network

ex

8443 39 00

Other

ex

8450 11 00

Fully-automatic machines

ex

8450 12 00

Other machines, with built-in centrifugal drier

ex

8450 19 00

Other

ex

8451 21 00

Each of a dry linen capacity not exceeding 10 kg

ex

8452 10 00

Sewing machines of the household type

ex

8469 00 00

Typewriters other than printers of heading 8443; word-processing machines

ex

8470 10 00

Electronic calculators capable of operation without an external source of electric power and pocket-size data-recording, reproducing and displaying machines with calculating functions

ex

8470 21 00

Incorporating a printing device

ex

8470 29 00

Other

ex

8470 30 00

Other calculating machines

ex

8471 00 00

Automatic data-processing machines and units thereof; magnetic or optical readers, machines for transcribing data onto data media in coded form and machines for processing such data, not elsewhere specified or included

ex

8479 60 00

Evaporative air coolers

ex

8508 11 00

Of a power not exceeding 1 500 W and having a dust bag or other receptacle capacity not exceeding 20 l

ex

8508 19 00

Other

ex

8508 60 00

Other vacuum cleaners

ex

8509 40 00

Food grinders and mixers; fruit or vegetable juice extractors

ex

8509 80 00

Other appliances

ex

8516 31 00

Hairdryers

ex

8516 50 00

Microwave ovens

ex

8516 60 10

Cookers (incorporating at least an oven and a hob)

ex

8516 71 00

Coffee or tea makers

ex

8516 72 00

Toasters

ex

8516 79 00

Other

ex

8517 11 00

Line telephone sets with cordless handsets

ex

8517 12 00

Telephones for cellular networks or for other wireless networks

ex

8517 18 00

Other

ex

8517 61 00

Base stations

ex

8517 62 00

Machines for the reception, conversion and transmission or regeneration of voice, images or other data, including switching and routing apparatus

ex

8517 69 00

Other

ex

8526 91 00

Radio navigational aid apparatus

ex

8529 10 31

For reception via satellite

ex

8529 10 39

Other

ex

8529 10 65

Inside aerials for radio or television broadcast receivers, including built-in types

ex

8529 10 69

Other

ex

8531 10 00

Burglar or fire alarms and similar apparatus

ex

8543 70 10

Electrical machines with translation or dictionary functions

ex

8543 70 30

Aerial amplifiers

ex

8543 70 50

Sunbeds, sunlamps and similar suntanning equipment

ex

8543 70 90

Other

9504 50 00

Video game consoles and machines, other than those of subheading 9504 30

9504 90 80

Other

16.High end electrical/electronic or optical apparatus for recording and reproducing sound and images

ex

8519 00 00

Sound recording or sound reproducing apparatus

ex

8521 00 00

Video recording or reproducing apparatus, whether or not incorporating a video tuner

ex

8525 80 30

Digital cameras

ex

8525 80 91

Only able to record sound and images taken by the television camera

ex

8525 80 99

Other

ex

8527 00 00

Reception apparatus for radio-broadcasting, whether or not combined, in the same housing, with sound recording or reproducing apparatus or a clock

ex

8528 71 00

Not designed to incorporate a video display or screen

ex

8528 72 00

Other, colour

ex

9006 00 00

Photographic (other than cinematographic) cameras; photographic flashlight apparatus and flashbulbs other than discharge lamps of heading 8539

ex

9007 00 00

Cinematographic cameras and projectors, whether or not incorporating sound recording or reproducing apparatus

17.Luxury vehicles for the transport of persons on earth, air or sea including teleferics, chairlifts, ski-draglines, traction mechanisms for funiculars, as well as their accessories and spare parts

ex

4011 10 00

Of a kind used on motor cars (including station wagons and racing cars)

ex

4011 20 00

Of a kind used on buses or lorries

ex

4011 30 00

Of a kind used on aircraft

ex

4011 40 00

Of a kind used on motorcycles

ex

4011 69 00

Other

ex

4011 99 00

Other

ex

7009 10 00

Rear-view mirrors for vehicles

ex

8407 00 00

Spark-ignition reciprocating or rotary internal combustion piston engines

ex

8408 00 00

Compression-ignition internal combustion piston engines (diesel or semi-diesel engines)

ex

8409 00 00

Parts suitable for use solely or principally with the engines of heading 8407 or 8408

ex

8411 00 00

Turbojets, turbopropellers and other gas turbines

8428 60 00

Teleferics, chairlifts, ski-draglines, traction mechanisms for funiculars

ex

8431 39 00

Parts and acccessories of teleferics, chairlifts, ski-draglines, traction mechanisms for funiculars

ex

8483 00 00

Transmission shafts (including cam shafts and crank shafts) and cranks; bearing housings and plain shaft bearings; gears and gearing; ball or roller screws; gear boxes and other speed changers, including torque converters; flywheels and pulleys, including pulley blocks; clutches and shaft couplings (including universal joints)

ex

8511 00 00

Electrical ignition or starting equipment of a kind used for spark-ignition or compression-ignition internal combustion engines (for example, ignition magnetos, magneto-dynamos, ignition coils, sparking plugs and glow plugs, starter motors); generators (for example, dynamos, alternators) and cut-outs of a kind used in conjunction with such engines

ex

8512 20 00

Other lighting or visual signalling equipment

ex

8512 30 10

Burglar alarms of a kind used for motor vehicles

ex

8512 30 90

Other

ex

8512 40 00

Windscreen wipers, defrosters and demisters

ex

8544 30 00

Ignition wiring sets and other wiring sets of a kind used in vehicles, aircraft or ships

ex

8603 00 00

Self-propelled railway or tramway coaches, vans and trucks, other than those of heading 8604

ex

8605 00 00

Railway or tramway passenger coaches, not self-propelled; luggage vans, post office coaches and other special purpose railway or tramway coaches, not self-propelled (excluding those of heading 8604)

ex

8607 00 00

Parts of railway or tramway locomotives or rolling stock

ex

8702 00 00

Motor vehicles for the transport of ten or more persons, including the driver

ex

8703 00 00

Motor cars and other motor vehicles principally designed for the transport of persons (other than those of heading 8702), including station wagons and racing cars, including snowmobiles valued over 2 000 USD

ex

8706 00 00

Chassis fitted with engines, for the motor vehicles of headings 8701 to 8705

ex

8707 00 00

Bodies (including cabs), for the motor vehicles of headings 8701 to 8705

ex

8708 00 00

Parts and accessories of the motor vehicles of headings 8701 to 8705

ex

8711 00 00

Motorcycles (including mopeds) and cycles fitted with an auxiliary motor, with or without side-cars; side-cars

ex

8712 00 00

Bicycles and other cycles (including delivery tricycles), not motorised

ex

8714 00 00

Parts and accessories of vehicles of headings 8711 to 8713

ex

8716 10 00

Trailers and semi-trailers of the caravan type, for housing or camping

ex

8716 40 00

Other trailers and semi-trailers

ex

8716 90 00

Parts

ex

8801 00 00

Balloons and dirigibles; gliders, hang gliders and other non-powered aircraft

ex

8802 11 00

Of an unladen weight not exceeding 2 000 kg

ex

8802 12 00

Of an unladen weight exceeding 2 000 kg

ex

8802 20 00

Aeroplanes and other aircraft, of an unladen weight not exceeding 2 000 kg

ex

8802 30 00

Aeroplanes and other aircraft, of an unladen weight exceeding 2 000 kg but not exceeding 15 000 kg

ex

8802 40 00

Aeroplanes and other aircraft, of an unladen weight exceeding 15 000 kg

ex

8803 10 00

Propellers and rotors and parts thereof

ex

8803 20 00

Undercarriages and parts thereof

ex

8803 30 00

Other parts of aeroplanes or helicopters

ex

8803 90 10

Of kites

ex

8803 90 90

Other

ex

8805 10 00

Aircraft launching gear and parts thereof; deck-arrestor or similar gear and parts thereof

ex

8901 10 00

Cruise ships, excursion boats and similar vessels principally designed for the transport of persons; ferry-boats of all kinds

ex

8901 90 00

Other vessels for the transport of goods and other vessels for the transport of both persons and goods

ex

8903 00 00

Yachts and other vessels for pleasure or sports; rowing boats and canoes

18.Luxury clocks and watches and their parts

9101 00 00

Wristwatches, pocket-watches and other watches, including stopwatches, with case of precious metal or of metal clad with precious metal

ex

9102 00 00

Wristwatches, pocket-watches and other watches, including stopwatches, other than those of heading 9101

ex

9103 00 00

Clocks with watch movements, excluding clocks of heading 9104

ex

9104 00 00

Instrument panel clocks and clocks of a similar type for vehicles, aircraft, spacecraft or vessels

ex

9105 00 00

Other clocks

ex

9108 00 00

Watch movements, complete and assembled

ex

9109 00 00

Clock movements, complete and assembled

ex

9110 00 00

Complete watch or clock movements, unassembled or partly assembled (movement sets); incomplete watch or clock movements, assembled; rough watch or clock movements

ex

9111 00 00

Watch cases and parts thereof

ex

9112 00 00

Clock cases and cases of a similar type for other goods of this chapter, and parts thereof

ex

9113 00 00

Watch straps, watch bands and watch bracelets, and parts thereof

ex

9114 00 00

Other clock or watch parts

19.High quality musical instruments

ex

9201 00 00

Pianos, including automatic pianos; harpsichords and other keyboard stringed instruments

ex

9202 00 00

Other string musical instruments (for example, guitars, violins, harps)

ex

9205 00 00

Wind musical instruments (for example, keyboard pipe organs, accordions, clarinets, trumpets, bagpipes), other than fairground organs and mechanical street organs

ex

9206 00 00

Percussion musical instruments (for example, drums, xylophones, cymbals, castanets, maracas)

ex

9207 00 00

Musical instruments, the sound of which is produced, or must be amplified, electrically (for example, organs, guitars, accordions)

20.Works of art, collectors' pieces and antiques

9700 00 00

Works of art, collectors' pieces and antiques

21.Articles and equipment for sports, including skiing, golf, diving and water sports

ex

4015 19 00

Other

ex

4015 90 00

Other

ex

6210 40 00

Other men's or boys' garments

ex

6210 50 00

Other women's or girls' garments

6211 11 00

Men's or boys'

6211 12 00

Women's or girls'

6211 20 00

Ski suits

ex

6216 00 00

Gloves, mittens and mitts

6402 12 00

Ski-boots, cross-country ski footwear and snowboard boots

ex

6402 19 00

Other

6403 12 00

Ski-boots, cross-country ski footwear and snowboard boots

6403 19 00

Other

6404 11 00

Sports footwear; tennis shoes, basketball shoes, gym shoes, training shoes and the like

6404 19 90

Other

ex

9004 90 00

Other

9020 00 00

Other breathing appliances and gas masks, excluding protective masks having neither mechanical parts nor replaceable filters

9506 11 00

Skis

9506 12 00

Ski-fastenings (ski-bindings)

9506 19 00

Other

9506 21 00

Sailboards

9506 29 00

Other

9506 31 00

Clubs, complete

9506 32 00

Balls

9506 39 00

Other

9506 40 00

Articles and equipment for table tennis

9506 51 00

Lawn-tennis rackets, whether or not strung

9506 59 00

Other

9506 61 00

Lawn-tennis balls

9506 69 10

Cricket and polo balls

9506 69 90

Other

9506 70

Ice skates and roller skates, including skating boots with skates attached

9506 91

Articles and equipment for general physical exercise, gymnastics or athletics

9506 99 10

Cricket and polo equipment, other than balls

9506 99 90

Other

9507 00 00

Fishing rods, fish-hooks and other line fishing tackle; fish landing nets, butterfly nets and similar nets; decoy ‘birds’ (other than those of heading 9208 or 9705) and similar hunting or shooting requisites

22.Articles and equipment for billiard, automatic bowling, casino games and games operated by coins or banknotes

9504 20 00

Articles and accessories for billiards of all kinds

9504 30 00

Other games, operated by coins, banknotes, bank cards, tokens or by any other means of payment, other than automatic bowling alley equipment

9504 40 00

Playing cards

9504 50 00

Video game consoles and machines, other than those of subheading 9504 30

9504 90 80

Other

F2ANNEX IVList of persons, entities and bodies referred to in Article 6(1)

Annotations:
Amendments (Textual)
  1. A.

    Natural persons:

    1. (1)

      Han Yu-ro. Post: Director of Korea Ryongaksan General Trading Corporation. Other information: involved in North Korea's ballistic missile programme. Date of designation: 16.7.2009.

    2. (2)

      Hwang Sok-hwa. Post: Director of the General Bureau of Atomic Energy (GBAE). Other information: involved in North Korea's nuclear programme as Chief of the Scientific Guidance Bureau in the GBAE, served on the Science Committee in the Joint Institute for Nuclear Research. Date of designation: 16.7.2009.

    3. (3)

      Ri Hong-sop. Year of birth: 1940. Post: Former director, Yongbyon Nuclear Research Centre. Other information: oversaw three core facilities that assist in the production of weapons-grade plutonium: the Fuel Fabrication Facility, the Nuclear Reactor, and the Reprocessing Plant. Date of designation: 16.7.2009.

    4. (4)

      F12Ri Je-son (alias Ri Che-son). Year of birth: 1938. Post: Minister of Atomic Energy Industry since April 2014. Former Director of the General Bureau of Atomic Energy (GBAE), chief agency directing North Korea's nuclear programme. Other information: facilitates several nuclear endeavours including GBAE's management of Yongbyon Nuclear Research Centre and Namchongang Trading Corporation. Date of designation: 16.7.2009.

    5. (5)

      Yun Ho-jin (alias Yun Ho-chin). Date of birth: 13.10.1944. Post: Director of Namchongang Trading Corporation. Other information: oversees the import of items needed for the uranium enrichment programme. Date of designation: 16.7.2009.

    6. (6)

      F13Paek Chang-Ho (alias (a) Pak Chang-Ho; (b) Paek Ch’ang-Ho). Post: Senior official and head of the satellite control center of Korean Committee for Space Technology. Passport: 381420754 (issued on 7.12.2011, expiring on 7.12.2016). Date of birth: 18.6.1964. Place of birth: Kaesong, DPRK. Date of designation: 22.1.2013.

    7. (7)

      F12Chang Myong-Chin (alias Jang Myong-Jin). Post: General Manager of the Sohae Satellite Launching Station and head of launch centre at which the 13 April and 12 December 2012 launches took place. Date of birth: (a) 19.2.1968; (b) 1965; (c) 1966. Other information: Gender: Male. Date of designation: 22.1.2013.

    8. (8)

      F14Ra Ky'ong-Su (alias (a) Ra Kyung-Su, (b) Chang, Myong Ho). Date of birth: 4.6.1954. Passport no.: 645120196. Other information: (a) Gender: Male, (b) Ra Ky'ong-Su is a Tanchon Commercial Bank (TCB) official. In this capacity he has facilitated transactions for TCB. Tanchon was designated by the Committee in April 2009 as the main DPRK financial entity responsible for sales of conventional arms, ballistic missiles, and goods related to the assembly and manufacture of such weapons. Date of designation: 22.1.2013.

    9. (9)

      F12Kim Kwang-il. Post: Tanchon Commercial Bank (TCB) official. Date of birth: 1.9.1969. Passport no.: PS381420397. Other information: Gender: Male. Date of designation: 22.1.2013.

    10. (10)

      F15Yo’n Cho’ng Nam. Post: Chief Representative for the Korea Mining Development Trading Corporation (KOMID). Date of designation: 7.3.2013.

    11. (11)

      Ko Ch’o’l-Chae. Post: Deputy Chief Representative for the Korea Mining Development Trading Corporation (KOMID). Date of designation: 7.3.2013.

    12. (12)

      Mun Cho’ng-Ch’o’l. Post: TCB official. Date of designation: 7.3.2013.

    13. (13)

      F16Choe Chun-Sik (alias (a) Choe Chun Sik; (b) Ch'oe Ch'un Sik. Date of birth: 12.10.1954. Nationality: North Korean. Other information: Chun-sik was the director of the Second Academy of Natural Sciences (SANS) and was the head of the DPRK's long-range missile program. Date of designation: 2.3.2016.

    14. (14)

      Choe Song Il. Passport No: (a) 472320665 (Date of Expiration: 26.9.2017), (b) 563120356. Nationality: North Korean. Other information: Tanchon Commercial Bank Representative in Vietnam. Date of designation: 2.3.2016.

    15. (15)

      Hyon Kwang Il (alias Hyon Gwang Il). Date of birth: 27.5.1961. Nationality: North Korean. Other information: Hyon Kwang Il is the Department Director for Scientific Development at the National Aerospace Development Administration. Date of designation: 2.3.2016.

    16. (16)

      Jang Bom Su (alias Jang Pom Su). Date of birth: 15.4.1957. Nationality: North Korean. Other information: Tanchon Commercial Bank Representative in Syria. Date of designation: 2.3.2016.

    17. (17)

      Jang Yong Son. Date of birth: 20.2.1957. Nationality: North Korean. Other information: Korea Mining Development Trading Corporation (KOMID) Representative in Iran. Date of designation: 2.3.2016.

    18. (18)

      Jon Myong Guk (alias Cho'n Myo'ng-kuk). Date of birth: 18.10.1976. Nationality: North Korean. Passport No: 4721202031 (Date of Expiration: 21.2.2017). Other information: Tanchon Commercial Bank Representative in Syria. Date of designation: 2.3.2016.

    19. (19)

      Kang Mun Kil (alias Jiang Wen-ji). Nationality: North Korean. Passport No: PS 472330208 (Date of Expiration: 4.7.2017). Other information: Kang Mun Kil has conducted nuclear procurement activities as a representative of Namchongang, also known as Namhung. Date of designation: 2.3.2016.

    20. (20)

      Kang Ryong. Date of birth: 21.8.1969. Nationality: North Korean. Other information: Korea Mining Development Trading Corporation (KOMID) Representative in Syria. Date of designation: 2.3.2016.

    21. (21)

      Kim Jung Jong (alias Kim Chung Chong). Date of birth: 7.11.1966. Nationality: North Korean. Passport No: (a) 199421147 (Date of Expiration: 29.12.2014), (b) 381110042 (Date of Expiration: 25.1.2016), (c) 563210184 (Date of Expiration: 18.6.2018). Other information: Tanchon Commercial Bank Representative in Vietnam. Date of designation: 2.3.2016.

    22. (22)

      Kim Kyu. Date of birth: 30.7.1968. Nationality: North Korean. Other information: Korea Mining Development Trading Corporation (KOMID) External Affairs Officer. Date of designation: 2.3.2016.

    23. (23)

      Kim Tong My'ong (alias (a) Kim Chin-So'k, (b) Kim Tong-Myong, (c) Kim Jin-Sok; (d) Kim, (e) Hyok-Chol). Year of birth: 1964. Nationality: North Korean. Other information: Kim Tong My'ong is the President of Tanchon Commercial Bank and has held various positions within Tanchon Commercial bank since at least 2002. He has also played a role in managing Amroggang's affairs. Date of designation: 2.3.2016.

    24. (24)

      Kim Yong Chol. Date of birth: 18.2.1962. Nationality: North Korean. Other information: Korea Mining Development Trading Corporation (KOMID) Representative in Iran. Date of designation: 2.3.2016.

    25. (25)

      Ko Tae Hun (alias Kim Myong Gi). Date of birth: 25.5.1972. Nationality: North Korean. Passport No: 563120630 (Date of Expiration: 20.3.2018). Other information: Tanchon Commercial Bank Representative. Date of designation: 2.3.2016.

    26. (26)

      Ri Man Gon. Date of birth: 29.10.1945. Nationality: North Korean. Passport No: PO381230469 (Date of Expiration: 6.4.2016). Other Information: Ri Man Gon is the Minister of the Munitions Industry Department. Date of designation: 2.3.2016.

    27. (27)

      Ryu Jin. Date of birth: 7.8.1965. Nationality: North Korean. Passport No: 563410081. Other information: Korea Mining Development Trading Corporation (KOMID) Representative in Syria. Date of designation: 2.3.2016.

    28. (28)

      Yu Chol U. Nationality: North Korean. Other information: Yu Choi U is the Director of the National Aerospace Development Administration. Date of designation: 2.3.2016.

  2. B.

    Legal persons, entities and bodies

    1. (1)

      F12Korea Mining Development Trading Corporation (aka (a) CHANGGWANG SINYONG CORPORATION; (b) EXTERNAL TECHNOLOGY GENERAL CORPORATION; (c) DPRKN MINING DEVELOPMENT TRADING COOPERATION; (d) ‘KOMID’). Address: Central District, Pyongyang, DPRK. Other information: Primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons. Date of designation: 24.4.2009.

    2. (2)

      Korea Ryonbong General Corporation (aka (a) KOREA YONBONG GENERAL CORPORATION; (b) LYONGAKSAN GENERAL TRADING CORPORATION). Address: Pot'onggang District, Pyongyang, DPRK; Rakwon-dong, Pothonggang District, Pyongyang, DPRK. Other information: Defence conglomerate specialising in acquisition for DPRK defence industries and support to that country's military-related sales. Date of designation: 24.4.2009.

    3. (3)

      Tanchon Commercial Bank (aka (a) CHANGGWANG CREDIT BANK; (b) KOREA CHANGGWANG CREDIT BANK). Address: Saemul 1-Dong Pyongchon District, Pyongyang, DPRK. Other information: Main DPRK financial entity for sales of conventional arms, ballistic missiles, and goods related to the assembly and manufacture of such weapons. Date of designation: 24.4.2009.

    4. (4)

      General Bureau of Atomic Energy (GBAE) (aka General Department of Atomic Energy (GDAE)). Address: Haeudong, Pyongchen District, Pyongyang, DPRK. Other information: The GBAE is responsible for North Korea's nuclear programme, which includes the Yongbyon Nuclear Research Centre and its 5-MWe (25-MWt) plutonium production research reactor, as well as its fuel fabrication and reprocessing facilities. The GBAE has held nuclear-related meetings and discussions with the International Atomic Energy Agency. GBAE is the primary North Korean Government agency for overseeing nuclear programmes, including the operation of the Yongbyon Nuclear Research Centre. Date of designation: 16.7.2009.

    5. (5)

      Hong Kong Electronics (aka Hong Kong Electronics Kish Co.). Address: Sanaee St., Kish Island, Iran. Other information: (a) owned or controlled by, or acts or purports to act for or on behalf of Tanchon Commercial Bank and KOMID; (b) Hong Kong Electronics has transferred millions of dollars of proliferation-related funds on behalf of Tanchon Commercial Bank and KOMID (both designated by the UN Sanctions Committee in April 2009) since 2007. Hong Kong Electronics has facilitated the movement of money from Iran to North Korea on behalf of KOMID. Date of designation: 16.7.2009.

    6. (6)

      Korea Hyoksin Trading Corporation (aka Korea Hyoksin Export And Import Corporation). Address: Rakwon-dong, Pothonggang District, Pyongyang, DPRK. Other information: (a) located in Pyongyang, DPRK; (b) subordinate to Korea Ryonbong General Corporation (designated by the UN Sanctions Committee in April 2009) and is involved in the development of weapons of mass destruction. Date of designation: 16.7.2009.

    7. (7)

      Korean Tangun Trading Corporation. Other information: (a) located in Pyongyang, DPRK; (b) Korea Tangun Trading Corporation is subordinate to the DPRK's Second Academy of Natural Sciences and is primarily responsible for the procurement of commodities and technologies to support North Korea's defence research and development programmes, including, but not limited to, weapons of mass destruction and delivery system programmes and procurement, including materials that are controlled or prohibited under relevant multilateral control regimes. Date of designation: 16.7.2009.

    8. (8)

      F14Namchongang Trading Corporation (aka (a) NCG, (b) Namchongang Trading, (c) Nam Chon Gang Corporation, (d) Nomchongang Trading Co., (e) Nam Chong Gan Trading Corporation (f) Namhung Trading Corporation). Other information: (a) located in Pyongyang, DPRK; (b) Namchongang is a North Korean trading company subordinate to the GBAE. Namchongang has been involved in the procurement of Japanese-origin vacuum pumps that were identified at a North Korean nuclear facility, as well as nuclear-related procurement associated with a German individual. It has further been involved in the purchase of aluminium tubes and other equipment specifically suitable for a uranium enrichment programme from the late 1990s. Its representative is a former diplomat who served as North Korea's representative for the IAEA inspection of the Yongbyon nuclear facilities in 2007. Namchongang's proliferation activities are of grave concern given North Korea's past proliferation activities. Date of designation: 16.7.2009.

    9. (9)

      F12Amroggang Development Banking Corporation (aka (a) AMROGGANG Development Bank; (b) Amnokkang Development Bank). Address: Tongan-dong, Pyongyang, DPRK. Other information: Amroggang, which was established in 2006, is a Tanchon Commercial Bank-related company managed by Tanchon officials. Tanchon plays a role in financing KOMID's sales of ballistic missiles and has also been involved in ballistic missile transactions from KOMID to Iran's Shahid Hemmat Industrial Group (SHIG). Tanchon Commercial Bank was designated by the Committee in April 2009 and is the main DPRK financial entity for sales of conventional arms, ballistic missiles, and goods related to the assembly and manufacture of such weapons. KOMID was designated by the Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons. The Security Council designated SHIG in resolution 1737 (2006) as an entity involved in Iran's ballistic missile programme. Date of designation: 2.5.2012.

    10. (10)

      F12Green Pine Associated Corporation (aka (a) CHO'NGSONG UNITED TRADING COMPANY; (b) CHONGSONG YONHAP; (c) CH'O'NGSONG YO'NHAP; (d) CHOSUN CHAWO'N KAEBAL T'UJA HOESA; (e) JINDALLAE; (f) KU'MHAERYONG COMPANY LTD; (g) NATURAL RESOURCES DEVELOPMENT AND INVESTMENT CORPORATION; (h) SAEINGP'IL COMPANY). Address: (a) c/o Reconnaissance General Bureau Headquarters, Hyongjesan-Guyok, Pyongyang, North Korea, (b) Nungrado, Pyongyang, DPRK. Other information: Green Pine Associated Corporation (‘Green Pine’) has taken over many of the activities of the Korea Mining Development Trading Corporation (KOMID). KOMID was designated by the Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons. Green Pine is also responsible for approximately half of the arms and related materiel exported by the DPRK. Green Pine has been identified for sanctions for exporting arms or related material from North Korea. Green Pine specializes in the production of maritime military craft and armaments, such as submarines, military boats and missile systems, and has exported torpedoes and technical assistance to Iranian defence-related firms. Date of designation: 2.5.2012.

    11. (11)

      F12Korea Heungjin Trading Company (aka (a) HUNJIN TRADING CO.; (b) KOREA HENJIN TRADING CO.; (c) KOREA HENGJIN TRADING COMPANY). Address: Pyongyang, DPRK. Other information: The Korea Heungjin Trading Company is used by KOMID for trading purposes. Suspected to have been involved in supplying missile-related goods to Iran's Shahid Hemmat Industrial Group (SHIG). Heungjin has been associated with KOMID, and, more specifically, KOMID's procurement office. Heungjin has been used to procure an advanced digital controller with applications in missile design. KOMID was designated by the Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons. The Security Council designated SHIG in resolution 1737 (2006) as an entity involved in Iran's ballistic missile programme. Date of designation: 2.5.2012.

    12. (12)

      F12Korean Committee for Space Technology (aka (a) DPRK Committee for Space Technology; (b) Department of Space Technology of the DPRK; (c) Committee for Space Technology; (d) KCST). Address: Pyongyang, DPRK. Other information: The Korean Committee for Space Technology (KCST) orchestrated the DPRK's launches on 13 April 2012 and 12 December 2012 via the satellite control centre and Sohae launch area. Date of designation: 22.1.2013.

    13. (13)

      F12Bank of East Land (aka (a) Dongbang BANK; (b) TONGBANG U'NHAENG; (c) TONGBANG BANK). Address: P.O. Box 32, BEL Building, Jonseung-Dung, Moranbong District, Pyongyang, DPRK. Other information: DPRK financial institution Bank of East Land facilitates weapons-related transactions for, and other support to, arms manufacturer and exporter Green Pine Associated Corporation (Green Pine). Bank of East Land has actively worked with Green Pine to transfer funds in a manner that circumvents sanctions. In 2007 and 2008, Bank of East Land facilitated transactions involving Green Pine and Iranian financial institutions, including Bank Melli and Bank Sepah. The Security Council designated Bank Sepah in resolution 1747 (2007) for providing support to Iran's ballistic missile program. Green Pine was designated by the Committee in April 2012. Date of designation: 22.1.2013.

    14. (14)

      F12Korea Kumryong Trading Corporation. Other information: Used as an alias by the Korea Mining Development Trading Corporation (KOMID) to carry out procurement activities. KOMID was designated by the Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons. Date of designation: 22.1.2013.

    15. (15)

      F12Tosong Technology Trading Corporation. Address: Pyongyang, DPRK. Other information: The Korea Mining Development Corporation (KOMID) is the parent company of Tosong Technology Trading Corporation. KOMID was designated by the Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons. Date of designation: 22.1.2013.

    16. (16)

      F12Korea Ryonha Machinery Joint Venture Corporation (aka (a) Chosun Yunha Machinery Joint Operation Company; (b) Korea Ryenha Machinery J/V Corporation; (c) Ryonha Machinery Joint Venture Corporation; (d) Ryonha Machinery Corporation; (e) Ryonha Machinery; (f) Ryonha Machine Tool; (g) Ryonha Machine Tool Corporation; (h) Ryonha Machinery Corp; (i) Ryonhwa Machinery Joint Venture Corporation; (j) Ryonhwa Machinery JV; (k) Huichon Ryonha Machinery General Plant; (l) Unsan; (m) Unsan Solid Tools; and (n) Millim Technology Company). Address: (a) Tongan-dong, Central District, Pyongyang, DPRK; (b) Mangungdae-gu, Pyongyang, DPRK; (c) Mangyongdae District, Pyongyang, DPRK. Other information: Email addresses: (a) ryonha@silibank.com; (b) sjc-117@hotmail.com; (c) millim@silibank.com. Telephone numbers: (a) 850-2-18111; (b) 850-2-18111-8642; (c) 850-2-18111-381-8642. Facsimile number: 850-2-381-4410. Korea Ryonbong General Corporation is the parent company of Korea Ryonha Machinery Joint Venture Corporation. Korea Ryonbong General Corporation was designated by the Committee in April 2009 and is a defense conglomerate specializing in acquisition for DPRK defense industries and support to that country's military-related sales. Date of designation: 22.1.2013.

    17. (17)

      F12Leader (Hong Kong) International (aka (a) Leader International Trading Limited; (b) Leader (Hong Kong) International Trading Limited). Address: LM-873, RM B, 14/F, Wah Hen Commercial Centre, 383 Hennessy Road, Wanchai, Hong Kong, China. Other information: (a) Hong Kong company registration number 1177053; (b) Facilitates shipments on behalf of the Korea Mining Development Trading Corporation (KOMID). KOMID was designated by the Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons. Date of designation: 22.1.2013.

    18. (18)

      F12Second Academy of Natural Sciences (aka (a) 2nd Academy of Natural Sciences; (b) Che 2 Chayon Kwahakwon; (c) Academy of Natural Sciences; (d) Chayon Kwahak-Won; (e) National Defense Academy; (f) Kukpang Kwahak-Won; (g) Second Academy of Natural Sciences Research Institute; (h) Sansri). Address: Pyongyang, DPRK. Other information: The Second Academy of Natural Sciences is a national-level organization responsible for research and development of the DPRK's advanced weapons systems, including missiles and probably nuclear weapons. The Second Academy of Natural Sciences uses a number of subordinate organizations to obtain technology, equipment, and information from overseas, including Tangun Trading Corporation, for use in the DPRK's missile and probably nuclear weapons programs. Tangun Trading Corporation was designated by the Committee in July 2009 and is primarily responsible for the procurement of commodities and technologies to support DPRK's defense research and development programs, including, but not limited to, weapons of mass destruction and delivery system programs and procurement, including materials that are controlled or prohibited under relevant multilateral control regimes. Date of designation: 7.3.2013.

    19. (19)

      F12Korea Complex Equipment Import Corporation. Address: Rakwon-dong, Pothonggang District, Pyongyang, DPRK. Other information: Korea Ryonbong General Corporation is the parent company of Korea Complex Equipment Import Corporation and is a defense conglomerate specializing in acquisition for DPRK defense industries and support to that country's military-related sales. Date of designation: 7.3.2013.

    20. (20)

      F17F18Ocean Maritime Management Company, Limited (OMM) (aka OMM). Address: (a) Donghung Dong, Central District, PO Box 120, Pyongyang, DPRK; (b) Dongheung-dong Changgwang Street, Chung-Ku, PO Box 125, Pyongyang, DPRK. Other Information: (a) International Maritime Organization (IMO) Number: 1790183; (b) Ocean Maritime Management Company, Limited played a key role in arranging the shipment of concealed cargo of arms and related material from Cuba to the DPRK in July 2013. As such, Ocean Maritime Management Company, Limited contributed to activities prohibited by the resolutions, namely the arms embargo imposed by resolution 1718 (2006), as modified by resolution 1874 (2009), and contributed to the evasion of the measures imposed by these resolutions, (c) Ocean Maritime Management Company, Limited is the operator/manager of the following vessels with IMO Number: (a) Chol Ryong (Ryong Gun Bong) 8606173, (b) Chong Bong (Greenlight) (Blue Nouvelle) 8909575, (c) Chong Rim 2 8916293, (d) Dawnlight 9110236, (e) Ever Bright 88 (J Star) 8914934, (f) Gold Star 3 (benevolence 2) 8405402, (g) Hoe Ryong 9041552, (h) Hu Chang (O Un Chong Nyon) 8330815, (i) Hui Chon (Hwang Gum San 2) 8405270, (j) Ji Hye San (Hyok Sin 2) 8018900, (k) Kang Gye (Pi Ryu Gang) 8829593, (l) Mi Rim 8713471, (m) Mi Rim 2 9361407, (n) Rang (Po Thong Gang) 8829555, (o) Orion Star (Richocean) 9333589, (p) Ra Nam 2 8625545, (q) Ra Nam 3 9314650, (r) Ryo Myong 8987333, (s) Ryong Rim (Jon Jin 2) 8018912, (t) Se Pho (Rak Won 2) 8819017, (u) Songjin (Jang Ja San Chong Nyon Ho) 8133530, (v) South Hill 2 8412467, (w) South Hill 5 9138680, (x) Tan Chon (Ryon Gang 2) 7640378, (y) Thae Pyong San (Petrel 1) 9009085, (z) Tong Hung San (Chong Chon Gang) 7937317, (aa) Tong Hung 8661575. Date of designation: 28.7.2014.

    21. (21)

      F16Academy of National Defence Science. Location: Pyongyang, Democratic People's Republic of Korea. Other information: The Academy of National Defence Science is involved in the DPRK's efforts to advance the development of its ballistic missile and nuclear weapons programs. Date of designation: 2.3.2016.

    22. (22)

      Chongchongang Shipping Company. (alias Chong Chon Gang Shipping Co. Ltd.). Address: (a) 817 Haeun, Donghung-dong, Central District, Pyongyang, DPRK, (b) 817, Haeum, Tonghun-dong, Chung-gu, Pyongyang, DPRK. Other information: (a) IMO Number: 5342883, (b) The Chongchongang Shipping Company, through its vessel, the Chong Chon Gang, attempted to directly import the illicit shipment of conventional weapons and arms to the DPRK in July 2013. Date of designation: 2.3.2016.

    23. (23)

      Daedong Credit Bank (DCB) (alias (a) DCB, (b) Taedong Credit Bank). Address: (a) Suite 401, Potonggang Hotel, Ansan-Dong, Pyongchon District, Pyongyang, DPRK, (b) Ansan-dong, Botonggang Hotel, Pongchon, Pyongyang, DPRK. Other information: (a) SWIFT: DCBK KKPY, (b) Daedong Credit Bank has provided financial services to the Korea Mining Development Trading Corporation (KOMID) and Tanchon Commercial Bank. Since at least 2007, DCB has facilitated hundreds of financial transactions worth millions of dollars on behalf of KOMID and Tanchon Commercial Bank. In some cases, DCB has knowingly facilitated transactions by using deceptive financial practices. Date of designation: 2.3.2016.

    24. (24)

      Hesong Trading Company (alias Hesong Trading Corporation). Address: Pyongyang, DPRK. Other information: The Korea Mining Development Corporation (KOMID) is the parent company of Hesong Trading Corporation. Date of designation: 2.3.2016.

    25. (25)

      Korea Kwangson Banking Corporation (KKBC) (alias KKBC). Address: Jungson-dong, Sungri Street, Central District, Pyongyang, DPRK. Other information: KKBC provides financial services in support to Tanchon Commercial Bank and Korea Hyoksin Trading Corporation, a subordinate of the Korea Ryonbong General Corporation. Tanchon Commercial Bank has used KKBC to facilitate funds transfers likely amounting to millions of dollars, including transfers involving Korea Mining Development Corporation related funds. Date of designation: 2.3.2016.

    26. (26)

      Korea Kwangsong Trading Corporation. Address: Rakwon-dong, Pothonggang District, Pyongyang, DPRK. Other information: The Korea Ryongbong General Corporation is the parent company of Korea Kwangsong Trading Corporation. Date of designation: 2.3.2016.

    27. (27)

      Ministry Of Atomic Energy Industry (alias MAEI). Address: Haeun-2-dong, Pyongchon District, Pyongyang, DPRK. Other information: The Ministry of Atomic Energy Industry was created in 2013 for the purpose of modernizing the DPRK's atomic energy industry to increase the production of nuclear materials, improve their quality, and further develop an independent DPRK nuclear industry. As such, the MAEI is known to be a critical player in the DPRK's development of nuclear weapons and is in charge of day-to-day operation of the country's nuclear weapons program, and under it are other nuclear- related organizations. Under this ministry are a number of nuclear-related organizations and research centres, as well as two committees: an Isotope Application Committee and a Nuclear Energy Committee. The MAEI also directs a nuclear research centre at Yongbyun, the site of the DPRK's known plutonium facilities. Furthermore, in the 2015 Panel of Experts (POE) report, the POE stated that Ri Je- son, a former director of the GBAE who was designated by the Committee established pursuant to resolution 1718 (2006) in 2009 for engagement in or support for nuclear related programs, was appointed as head of the MAEI on April 9, 2014. Date of designation: 2.3.2016.

    28. (28)

      Munitions Industry Department (alias: Military Supplies Industry Department). Address: Pyongyang, DPRK. Other information: The Munitions Industry Department is involved in key aspects of the DPRK's missile program. MID is responsible for overseeing the development of the DPRK's ballistic missiles, including the Taepo Dong-2. The MID oversees the DPRK's weapons production and R&D programs, including the DPRK's ballistic missile program. The Second Economic Committee and the Second Academy of Natural Sciences — also designated in August 2010 — are subordinate to the MID. The MID in recent years has worked to develop the KN08 road-mobile ICBM. Date of designation: 2.3.2016.

    29. (29)

      National Aerospace Development Administration (alias NADA). Address: DPRK. Other information: NADA is involved in the DPRK's development of space science and technology, including satellite launches and carrier rockets. Date of designation: 2.3.2016.

    30. (30)

      Office 39 (alias (a) Office #39, (b) Office No. 39, (c) Bureau 39, (d) Central Committee Bureau 39, (e) Third Floor, (f) Division 39. Address: DPRK. Other information: DPRK government entity. Date of designation: 2.3.2016.

    31. (31)

      Reconnaissance General Bureau (alias (a) Chongch'al Ch'ongguk, (b) KPA Unit 586, (c) RGB). Address: (a) Hyongjesan- Guyok, Pyongyang, DPRK, (b) Nungrado, Pyongyang, DPRK. Other information: The Reconnaissance General Bureau is the DPRK's premiere intelligence organization, created in early 2009 by the merger of existing intelligence organizations from the Korean Workers' Party, the Operations Department and Office 35, and the Reconnaissance Bureau of the Korean People's Army. The Reconnaissance General Bureau trades in conventional arms and controls the DPRK conventional arms firm Green Pine Associated Corporation. Date of designation: 2.3.2016.

    32. (32)

      Second Economic Committee. Address: Kangdong, DPRK. Other information: The Second Economic Committee is involved in key aspects of the DPRK's missile program. The Second Economic Committee is responsible for overseeing the production of the DPRK's ballistic missiles, and directs the activities of KOMID. Date of designation: 2.3.2016.

F19ANNEX V

Annotations:
Editorial Information
Amendments (Textual)
List of persons, entities and bodies referred to in Article 6(2)

A.Natural persons referred to in Article 6(2)(a):

#

Name (and possible aliases)

Identifying information

Reasons

F20

2.

CHON Chi Bu

Member of the General Bureau of Atomic Energy, former technical director of Yongbyon.

F21X13

CHU Kyu-Chang

(alias JU Kyu-Chang)

DOB: 25.11.1928

POB: South Hamgyo'ng Province

Member of the National Defense Commission, which is a key body for national defence matters in DPRK. Former director of the department of munitions of the Central Committee of the Korean Workers' Party. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

4.

HYON Chol-hae

Year of birth: 1934 (Manchuria, China)

Deputy Director of the General Political Department of the People's Armed Forces (military adviser to Kim Jong-Il).

F22

6.

Lieutenant General KIM Yong Chol

(alias: Kim Yong-Chol; Kim Young-Chol; Kim Young-Cheol; Kim Young-Chul)

Year of birth: 1946

(Pyongan-Pukto, North Korea)

Commander of Reconnaissance General Bureau (RGB).

7.

KIM Yong-chun (alias Young-chun)

Date of birth: 4.3.1935

Passport number: 554410660

Deputy Chairman of the National Defence Commission, Minister for the People's Armed Forces, special adviser to Kim Jong-Il on nuclear strategy.

8.

O Kuk-Ryol

Year of birth: 1931

(Jilin Province, China)

Deputy Chairman of the National Defence Commission, supervising the acquisition abroad of advanced technology for nuclear and ballistic programmes.

F21X19.

PAEK Se-bong

Year of birth: 1946

Former Chairman of the Second Economic Committee (responsible for the ballistics programme) of the Central Committee of the Korean Workers' Party. Member of the National Defence Commission.

10.

PAK Jae-gyong (alias Chae-Kyong)

Year of birth: 1933

Passport number: 554410661

Deputy Director of the General Political Department of the People's Armed Forces and Deputy Director of the Logistics Bureau of the People's Armed Forces (military adviser to Kim Jong-II).

11.

PAK To-Chun

Date of birth: 9.3.1944

(Jagang, Rangrim)

Member of the National Security Council. He is in charge of the arms industry and it is reported that he commands the office for nuclear energy. This institution is decisive for DPRK’s nuclear and carrier program.

12.

PYON Yong Rip (alias Yong-Nip)

Date of birth: 20.9.1929

Passport number: 645310121 (issued on 13.09.2005)

President of the Academy of Science, involved in WMD-related biological research.

13.

RYOM Yong

Director of the General Bureau of Atomic Energy (entity designated by the United Nations), in charge of international relations.

14.

SO Sang-kuk

Date of birth: between 1932 and 1938

Head of the Department of Nuclear Physics, Kim Il Sung University.

F23X115.

CHOE Kyong-song

Colonel General in the army of the DPRK. Former member of the Central Military Commission of the Workers Party of Korea, which is a key body for national defence matters in DPRK. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

16.

CHOE Yong-ho

Colonel General in the army of the DPRK. Former member of the Central Military Commission of the Workers Party of Korea, which is a key body for national defence matters in DPRK. Commander of the air forces. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

17.

HONG Sung-Mu

(alias HUNG Sung Mu)

DOB: 1.1.1942

Deputy-director of the Munitions Industry Department (MID). In charge of the development of programmes concerning conventional arms and missiles, including ballistic missiles. One of the main persons responsible for the industrial development programmes for nuclear arms. As such, responsible for DPRK nuclear-related, ballistic-missile-related, or other weapons of mass destruction-related programmes.

18.

JO Chun Ryong

(aliases CHO Chun Ryo'ng, JO Chun-Ryong, JO Cho Ryong)

DOB: 4.4.1960

Chairman of the Second Economic Committee (SEC) since 2014 and responsible for managing the DPRK's munitions factories and production sites. The SEC was designated under UNSCR 2270 (2016) for its involvement in key aspects of the DPRK's missile programme, its responsibilityfor overseeing the production of the DPRK's ballistic missiles, and for directing the activities of KOMID — DPRK's primary arms trading entity. Member of the National Defence Commission. Has participated in several ballistic-missile-related programmes. One of the key principals in the arms industry of the DPRK. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

19.

JO Kyongchol

General in the army of the DPRK. Former member of the Central Military Commission of the Workers Party of Korea, which is a key body for national defence matters in DPRK. Director of the Military Security Command. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

20.

KIM Chun-sam

Lieutenant General, former member of the Central Military Commission of the Workers Party of Korea, which is a key body for national defence matters in DPRK. Director of the Operations Department of the Military Headquarters of the Army of the DPRK and first vice chief of the Military Headquarters. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction related programmes.

21.

KIM Chun-sop

Member of the National Defense Commission, which is a key body for national defence matters in DPRK. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

22.

KIM Jong-gak

DOB: 20.7.1941

POB: Pyongyang

Vice Marshal in the army of the DPRK, former member of the Central Military Commission of the Workers Party of Korea, which is a key body for national defence matters in DPRK. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction related programmes.

23.

KIM Rak Kyom

(alias KIM Rak-gyom)

Four Star General, Commander of the Strategic Forces (aka Strategic Rocket Forces) which now reportedly command 4 strategic and tactical missile units, including the KN08 (ICBM) brigade. The United States has designated the Strategic Forces for engaging in activities that have materially contributed to the proliferation of weapons of mass destruction or their means of delivery. Former member of the Central Military Commission of the Workers Party of Korea, which is a key body for national defence matters in DPRK. Media reports identified KIM as attending the April 2016 ICBM engine test with KIM Jung Un. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

24.

KIM Won-hong

DOB: 7.1.1945

POB: Pyongyang

Passport no.: 745310010

General, Director of the State Security Department. Minister of State Security. Member of the Central Military Commission of the Workers Party of Korea and National Defense Commission, which are the key bodies for national defence matters in DPRK. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related-programmes.

25.

PAK Jong-chon

Colonel General in the army of the DPRK, Chief of the Korean People's Armed Forces, Deputy Chief of Staff and Director of the Firepower Command Department. Chief of the Military Headquarters and Director of the Artillery Command Department. Former member of the Central Military Commission of the Workers Party of Korea, which is a key body for national defence matters in DPRK. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

26.

RI Jong-su

Vice Admiral. Former member of the Central Military Commission of the Workers Party of Korea, which is a key body for national defence matters in DPRK. Commander in chief of the Korean Navy, which is involved in the development of ballistic missile programmes and in the developmentof the nuclear capacities of the DPRK naval forces. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

27.

SON Chol-ju

Colonel General of the Korean People's Armed Forces and Political director of the Air and Anti Air Forces, which oversees the development of modernised anti-aircraft rockets. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

28.

YUN Jong-rin

General, former member of the Central Military Commission of the Workers Party of Korea and member of the National Defense Commission, which are the key bodies for national defence matters in DPRK. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

29.

PAK Yong-sik

Four Star General, member of the State Security Department, Minister of defence. Member of the Central Military Commission of the Workers Party of Korea and of the National Defense Commission, which are the key bodies for national defence matters in DPRK. Was present at the testing of ballistic missiles in March 2016. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

30.

HONG Yong Chil

Deputy Director of the Munitions Industry Department (MID). The Munitions Industry Department — designated by the UNSC on 2 March 2016 — is involved in key aspects of the DPRK's missile program. MID is responsible for overseeing the development of the DPRK's ballistic missiles, including the Taepo Dong-2, weapons production and R&D programmes. The Second Economic Committee and the Second Academy of Natural Sciences — also designated in August 2010 — are subordinate to the MID. The MID in recent years has worked to develop the KN08 road mobile ICBM. HONG has accompanied KIM Jong Un to anumber of events related to the development of the DPRK's nuclear and ballistic missile programmes and is thought to have played a significant role in the DPRK's nuclear test on 6 January 2016. Vice –Director of the Workers Party of Korea Central Committee. As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

31.

RI Hak Chol

(aliases RI Hak Chul, RI Hak Cheol)

DOB: 19.1.1963 or 8.5.1966

Passport nos: 381320634, PS 563410163

President of Green Pine Associated Corporation (‘Green Pine’). According to the UN Sanctions Committee, Green Pine has taken over many of the activities of the Korea Mining Development Trading Corporation (KOMID). KOMID was designated by the Committee in April 2009 and is the DPRK's primary arms dealer and main exporter of goods and equipment related to ballistic missiles and conventional weapons. Green Pine is also responsible for approximately half of the arms and related materiel exported by the DPRK. Green Pine has been identified for sanctions for exporting arms or related material from North Korea. Green Pine specializes in the production of maritime military craft and armaments, such as submarines, military boats and missile systems, and has exported torpedoes and technical assistance to Iranian defence-related firms. Green Pine has been designated by the United Nations Security Council.

32.

YUN Chang Hyok

DOB: 9.8.1965

Deputy Director of the Satellite Control Centre, National Aerospace Development Administration (NADA). NADA is subject to sanctions under UNSCR 2270 (2016) for involvement in the DPRK's development of space science and technology, including satellite launches and carrier rockets. UNSCR 2270 (2016) condemned the DPRK's satellite launch of 7 February 2016 for using ballistic missile technology and being in serious violation of resolutions 1718 (2006), 1874 (2009), 2087 (2013), and 2094 (2013). As such, responsible for supporting or promoting the DPRK's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes.

B.Legal persons, entities and bodies referred to in Article 6(2)(a):

Name (and possible aliases)

Identifying information

Reasons

F24

F25

F26

F24

5.

Korea International Chemical Joint Venture Company

(alias Choson International Chemicals Joint Operation Company; Chosun International Chemicals Joint Operation Company; International Chemical Joint Venture Corporation)

Location: Hamhung, South Hamgyong Province; Man gyongdae-kuyok, Pyongyang; Mangyungdae-gu, Pyongyang

Controlled by Korea Ryonbong General Corporation (entity designated by the United Nations, 24.4.2009); defence conglomerate specialising in acquisition for DPRK defence industries and support to that country's military-related sales.

F25

7.

Korea Pugang mining and Machinery Corporation ltd

Subsidiary of Korea Ryongbong General Corporation (entity designated by the United Nations, 24.4.2009); operates facilities for the production of aluminium powder, which can be used in missiles.

F24

9.

Korea Taesong Trading Company

Location: Pyongyang

Pyongyang-based entity used by the Korea Mining Development Trading Corporation (KOMID) for trading purposes (KOMID was designated by the United Nations, 24.4.2009). Korea Taesong Trading Company has acted on behalf of KOMID in dealings with Syria.

F25

11.

Korean Ryengwang Trading Corporation

Rakwon-dong, Pothonggang District, Pyongyang, North Korea

Subsidiary of Korea Ryongbong General Corporation (entity designated by the United Nations, 24.4.2009).

F25

F25

14.

Sobaeku United Corp. (alias Sobaeksu United Corp.)

State-owned company, involved in research into, and the acquisition, of sensitive products and equipment. It possesses several deposits of natural graphite, which provide raw material for two processing facilities, which, inter alia, produce graphite blocks that can be used in missiles.

F24

16.

Yongbyon Nuclear Research Centre

Research centre which has taken part in the production of military-grade plutonium. Centre maintained by the General Bureau of Atomic Energy (entity designated by the United Nations, 16.7.2009).

F23X117.

Strategic Rocket Forces

Within the DPRK national armed forces, this entity is involved in the development and operational implementation of ballistic-missile-related or other weapons of mass destruction-related programmes.

C.Natural persons referred to in Article 6(2)(b):

#

Name (and possible aliases)

Identifying information

Reasons

1.

JON Il-chun

Date of birth: 24.8.1941

In February of 2010 KIM Tong-un was discharged from his office as director of Office 39, which is, among other things, in charge of purchasing goods out of the DPRK diplomatic representations bypassing sanctions. He was replaced by JON Il-chun. JON Il-chun is also said to be one of the leading figures in the State Development Bank.

2.

KIM Tong-un

Former director of ‘Office 39’ of the Central Committee of the Workers' Party, which is involved in proliferation financing.

F25

F274.

KIM Il-Su

Date of birth: 2.9.1965

Place of birth: Pyongyang, DPRK

Manager in the reinsurance department of Korea National Insurance Corporation (KNIC) based in the headquarters in Pyongyang and former authorised chief representative of KNIC in Hamburg, acting on behalf of KNIC or at its direction.

5.

KANG Song-Sam

Date of birth: 5.7.1972

Place of birth: Pyongyang, DPRK

Former authorised representative of Korea National Insurance Corporation (KNIC) in Hamburg, continues to act for or on behalf of KNIC or at its direction.

6.

CHOE Chun-Sik

Date of birth: 23.12.1963

Place of birth: Pyongyang, DPRK

Passport No 745132109

Valid until 12.2.2020

Director in the reinsurance department of Korea National Insurance Corporation (KNIC) based in the headquarters in Pyongyang acting on behalf of KNIC or at its direction.

7.

SIN Kyu-Nam

Date of birth: 12.9.1972

Place of birth: Pyongyang, DPRK

Passport No.PO472132950

Director in the reinsurance department of Korea National Insurance Corporation (KNIC) based in the headquarters in Pyongyang and former authorised representative of KNIC in Hamburg, acting on behalf of KNIC or at its direction.

8.

PAK Chun-San

Date of birth: 18.12.1953

Place of birth: Pyongyang, DPRK

Passport No.PS472220097

Director in the reinsurance department of Korea National Insurance Corporation (KNIC) based in the headquarters in Pyongyang at least until December 2015 and former authorised chief representative of KNIC in Hamburg, continues to act for or on behalf of KNIC or at its direction.

9.

SO Tong Myong

Date of birth: 10.9.1956

President of Korea National Insurance Corporation (KNIC), acting on behalf of KNIC or at its direction.

D.Legal persons, entities or bodies referred to in Article 6(2)(b):

#

Name (and possible aliases)

Identifying information

Reasons

F24

F24

3.

Korea Daesong Bank

(alias: Choson Taesong Unhaeng; Taesong Bank)

Address: Segori-dong, Gyongheung St., Potonggang District, Pyongyang

Phone: 850 2 381 8221

Phone: 850 2 18111 ext. 8221

Fax: 850 2 381 4576

North Korean financial institution that is directly subordinated to Office 39 and is involved in facilitating North Korea’s proliferation financing projects.

4.

Korea Daesong General Trading Corporation

(alias: Daesong Trading; Daesong Trading Company; Korea Daesong Trading Company; Korea Daesong Trading Corporation)

Address: Pulgan Gori Dong 1, Potonggang District, Pyongyang

Phone: 850 2 18111 ext. 8204/8208

Phone: 850 2 381 8208/4188

Fax: 850 2 381 4431/4432

Company that is subordinated to Office 39 and is used to facilitate foreign transactions on behalf of Office 39.

Office 39’s Director of Office, Kim Tong-un is listed in Annex V of Council Regulation (EU) No 329/2007.

F25

F25

F28

F297.

Korea National Insurance Corporation (KNIC) and its branch offices (a.k.a. Korea Foreign Insurance Company)

Haebangsan-dong, Central District, Pyongyang, DPRK

Rahlstedter Strasse 83 a, 22149 Hamburg.

Korea National Insurance Corporation of Alloway, Kidbrooke Park Road, Blackheath, London SE3 0LW

Korea National Insurance Corporation (KNIC), a State-owned and controlled company, is generating substantial foreign exchange revenue which could contribute to the DPRK's nuclear-related, ballistic-missile-related or other weapons-of-mass-destruction-related programmes.

Furthermore, the KNIC headquarters Pyongyang is linked to Office 39 of the Korean Worker's Party, a designated entity.

F4ANNEX VaLIST OF PERSONS, ENTITIES OR BODIES REFERRED TO IN ARTICLE 6(2a)

F30ANNEX VILIST OF CREDIT AND FINANCIAL INSTITUTIONS, BRANCHES AND SUBSIDIARIES REFERRED TO IN ARTICLE 11A

Annotations:
Amendments (Textual)

F8ANNEX VII

List of gold, precious metals and diamonds referred to in Article 4a

HS Code

Description

7102

Diamonds, whether or not worked, but not mounted or set

7106

Silver (including silver plated with gold or platinum), unwrought or in semi-manufactured forms, or in powder form

7108

Gold (including gold plated with platinum), unwrought or in semi-manufactured forms, or in powder form

7109

Base metals or silver, clad with gold, not further worked than semi-manufactured

7110

Platinum, unwrought or in semi-manufactured forms, or in powder form

7111

Base metals, silver or gold, clad with platinum, not further worked than semi-manufactured

7112

Waste and scrap of precious metal or of metal clad with precious metal; other waste and scrap containing precious metal or precious-metal compounds, of a kind used principally for the recovery of precious metal