CHAPTER I
SUBJECT MATTER AND DEFINITIONS
Article 1
Subject matter
Article 2
Definitions
Article 2a
Categories of information in the base prospectus and the final terms
CHAPTER II
MINIMUM INFORMATION
Article 3
Minimum information to be included in a prospectus
Article 4
Share registration document schedule
Article 4a
Share registration document schedule in cases of complex financial history or significant financial commitment
Article 5
Pro forma financial information building block
Article 6
Share securities note schedule
Article 7
Debt and derivative securities registration document schedule for securities with a denomination per unit of less than EUR 100 000
Article 8
Securities note schedule for debt securities with a denomination per unit of less than EUR 100 000
Article 9
Guarantees building block
Article 10
Asset backed securities registration document schedule
Article 11
Asset backed securities building block
Article 12
Debt and derivative securities registration document schedule for securities with a denomination per unit of at least EUR 100 000
Article 13
Depository receipts schedule
Article 14
Banks registration document schedule
Article 15
Securities note schedule for derivative securities
Article 16
Securities note schedule for debt securities with a denomination per unit of at least EUR 100 000
Article 17
Additional information building block on the underlying share
Article 18
Registration document schedule for collective investment undertakings of the closed-end type
Article 19
Registration document schedule for Member States, third countries and their regional and local authorities
Article 20
Registration document schedule for public international bodies and for issuers of debt securities guaranteed by a member state of the OECD
Article 20a
Additional information building block for consent given in accordance with Article 3(2) of Directive 2003/71/EC
Article 21
Combination of schedules and building blocks
Article 22
Minimum information to be included in a base prospectus and its related final terms
Article 23
Adaptations to the minimum information given in prospectuses and base prospectuses
Article 24
Content of the summary of the prospectus, of the base prospectus and of the individual issue
CHAPTER III
FORMAT OF THE PROSPECTUS, BASE PROSPECTUS AND SUPPLEMENTS
Article 25
Format of the prospectus
Article 26
Format of the base prospectus and its related final terms
CHAPTER IIIa
PROPORTIONATE DISCLOSURE REGIME
Article 26a
Proportionate schedule for rights issues
Article 26b
Proportionate schedules for small and medium-sized enterprises and companies with reduced market capitalisation
Article 26c
Proportionate requirements for issues by credit institutions referred to in Article 1(2)(j) of Directive 2003/71/EC
CHAPTER IV
INFORMATION AND INCORPORATION BY REFERENCE
Article 27
Publication of the document referred to in Article 10(1) of Directive 2003/71/EC
Article 28
Arrangements for incorporation by reference
CHAPTER V
PUBLICATION AND DISSEMINATION OF ADVERTISEMENTS
Article 29
Publication in electronic form
Article 30
Publication in newspapers
Article 31
Publication of the notice
Article 32
List of approved prospectuses
Article 33
Publication of the final terms of base prospectuses
Article 34
Dissemination of advertisements
CHAPTER VI
TRANSITIONAL AND FINAL PROVISIONS
Article 35
Historical financial information
Article 36
Entry into force
ANNEXES. . . . . . . . . ..... . . . . . . . . ..... . . . . . . . . ....
ANNEX I
Minimum Disclosure Requirements for the Share Registration Document (schedule)
1.
PERSONS RESPONSIBLE
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
2.
STATUTORY AUDITORS
2.1.. . . . . . . . . ....
2.2.. . . . . . . . . ....
3.
SELECTED FINANCIAL INFORMATION
3.1.. . . . . . . . . ....
3.2.. . . . . . . . . ....
4.
RISK FACTORS
5.
INFORMATION ABOUT THE ISSUER
5.1.
History and development of the issuer
5.1.1.. . . . . . . . . ....
5.1.2.. . . . . . . . . ....
5.1.3.. . . . . . . . . ....
5.1.4.. . . . . . . . . ....
5.1.5.. . . . . . . . . ....
5.2.
Investments
5.2.1.. . . . . . . . . ....
5.2.2.. . . . . . . . . ....
5.2.3.. . . . . . . . . ....
6.
BUSINESS OVERVIEW
6.1.
Principal Activities
6.1.1.. . . . . . . . . ....
6.1.2.. . . . . . . . . ....
6.2.
Principal Markets
6.3.. . . . . . . . . ....
6.4.. . . . . . . . . ....
6.5.. . . . . . . . . ....
7.
ORGANISATIONAL STRUCTURE
7.1.. . . . . . . . . ....
7.2.. . . . . . . . . ....
8.
PROPERTY, PLANTS AND EQUIPMENT
8.1.. . . . . . . . . ....
8.2.. . . . . . . . . ....
9.
OPERATING AND FINANCIAL REVIEW
9.1.
Financial Condition
9.2.
Operating Results
9.2.1.. . . . . . . . . ....
9.2.2.. . . . . . . . . ....
9.2.3.. . . . . . . . . ....
10.
CAPITAL RESOURCES
10.1.. . . . . . . . . ....
10.2.. . . . . . . . . ....
10.3.. . . . . . . . . ....
10.4.. . . . . . . . . ....
10.5.. . . . . . . . . ....
11.
RESEARCH AND DEVELOPMENT, PATENTS AND LICENCES
12.
TREND INFORMATION
12.1.. . . . . . . . . ....
12.2.. . . . . . . . . ....
13.
PROFIT FORECASTS OR ESTIMATES
13.1.. . . . . . . . . ....
13.2.. . . . . . . . . ....
13.3.. . . . . . . . . ....
13.4.. . . . . . . . . ....
14.
ADMINISTRATIVE, MANAGEMENT, AND SUPERVISORY BODIES AND SENIOR MANAGEMENT
14.1.. . . . . . . . . ....
14.2.. . . . . . . . . ....
15.
REMUNERATION AND BENEFITS
15.1.. . . . . . . . . ....
15.2.. . . . . . . . . ....
16.
BOARD PRACTICES
16.1.. . . . . . . . . ....
16.2.. . . . . . . . . ....
16.3.. . . . . . . . . ....
16.4.. . . . . . . . . ....
17.
EMPLOYEES
17.1.. . . . . . . . . ....
17.2.. . . . . . . . . ....
17.3.. . . . . . . . . ....
18.
MAJOR SHAREHOLDERS
18.1.. . . . . . . . . ....
18.2.. . . . . . . . . ....
18.3.. . . . . . . . . ....
18.4.. . . . . . . . . ....
19.
RELATED PARTY TRANSACTIONS
20.
FINANCIAL INFORMATION CONCERNING THE ISSUER’S ASSETS AND LIABILITIES, FINANCIAL POSITION...
20.1.
Historical Financial Information
20.2.
Pro forma financial information
20.3.
Financial statements
20.4.
Auditing of historical annual financial information
20.4.1.. . . . . . . . . ....
20.4.2.. . . . . . . . . ....
20.4.3.. . . . . . . . . ....
20.5.
Age of latest financial information
20.5.1.. . . . . . . . . ....
20.6.
Interim and other financial information
20.6.1.. . . . . . . . . ....
20.6.2.. . . . . . . . . ....
20.7.
Dividend policy
20.7.1.. . . . . . . . . ....
20.8.
Legal and arbitration proceedings
20.9.
Significant change in the issuer’s financial or trading position
21.
ADDITIONAL INFORMATION
21.1.
Share Capital
21.1.1.. . . . . . . . . ....
21.1.2.. . . . . . . . . ....
21.1.3.. . . . . . . . . ....
21.1.4.. . . . . . . . . ....
21.1.5.. . . . . . . . . ....
21.1.6.. . . . . . . . . ....
21.1.7.. . . . . . . . . ....
21.2.
Memorandum and Articles of Association
21.2.1.. . . . . . . . . ....
21.2.2.. . . . . . . . . ....
21.2.3.. . . . . . . . . ....
21.2.4.. . . . . . . . . ....
21.2.5.. . . . . . . . . ....
21.2.6.. . . . . . . . . ....
21.2.7.. . . . . . . . . ....
21.2.8.. . . . . . . . . ....
22.
MATERIAL CONTRACTS
23.
THIRD PARTY INFORMATION AND STATEMENT BY EXPERTS AND DECLARATIONS OF...
23.1.. . . . . . . . . ....
23.2.. . . . . . . . . ....
24.
DOCUMENTS ON DISPLAY
25.
INFORMATION ON HOLDINGS
ANNEX II
Pro forma financial information building block
1.. . . . . . . . . ....
2.. . . . . . . . . ....
3.. . . . . . . . . ....
4.. . . . . . . . . ....
5.. . . . . . . . . ....
6.. . . . . . . . . ....
7.. . . . . . . . . ....
ANNEX III
Minimum disclosure requirements for the share securities note (schedule)
1.
PERSONS RESPONSIBLE
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
2.
RISK FACTORS
3.
ESSENTIAL INFORMATION
3.1.
Working capital Statement
3.2.
Capitalisation and indebtedness
3.3.
Interest of natural and legal persons involved in the issue/offer...
3.4.
Reasons for the offer and use of proceeds
4.
INFORMATION CONCERNING THE SECURITIES TO BE OFFERED/ADMITTED TO TRADING
4.1.. . . . . . . . . ....
4.2.. . . . . . . . . ....
4.3.. . . . . . . . . ....
4.4.. . . . . . . . . ....
4.5.. . . . . . . . . ....
4.6.. . . . . . . . . ....
4.7.. . . . . . . . . ....
4.8.. . . . . . . . . ....
4.9.. . . . . . . . . ....
4.10.. . . . . . . . . ....
4.11.. . . . . . . . . ....
5.
TERMS AND CONDITIONS OF THE OFFER
5.1.
Conditions, offer statistics, expected timetable and action required to apply...
5.1.1.. . . . . . . . . ....
5.1.2.. . . . . . . . . ....
5.1.3.. . . . . . . . . ....
5.1.4.. . . . . . . . . ....
5.1.5.. . . . . . . . . ....
5.1.6.. . . . . . . . . ....
5.1.7.. . . . . . . . . ....
5.1.8.. . . . . . . . . ....
5.1.9.. . . . . . . . . ....
5.1.10.. . . . . . . . . ....
5.2.
Plan of distribution and allotment
5.2.1.. . . . . . . . . ....
5.2.2.. . . . . . . . . ....
5.2.3.. . . . . . . . . ....
5.2.4.. . . . . . . . . ....
5.2.5.. . . . . . . . . ....
5.3.
Pricing
5.3.1.. . . . . . . . . ....
5.3.2.. . . . . . . . . ....
5.3.3.. . . . . . . . . ....
5.3.4. . . . . . . . . ....
5.4.
Placing and Underwriting
5.4.1. . . . . . . . . ....
5.4.2. . . . . . . . . ....
5.4.3.. . . . . . . . . ....
5.4.4.. . . . . . . . . ....
6.
ADMISSION TO TRADING AND DEALING ARRANGEMENTS
6.1.. . . . . . . . . ....
6.2.. . . . . . . . . ....
6.3.. . . . . . . . . ....
6.4.. . . . . . . . . ....
6.5.
. . . . . . . . . ....
6.5.1.. . . . . . . . . ....
6.5.2.. . . . . . . . . ....
6.5.3.. . . . . . . . . ....
6.5.4.. . . . . . . . . ....
7.
SELLING SECURITIES HOLDERS
7.1.. . . . . . . . . ....
7.2.. . . . . . . . . ....
7.3.. . . . . . . . . ....
8.
EXPENSE OF THE ISSUE/OFFER
8.1.. . . . . . . . . ....
9.
DILUTION
9.1.. . . . . . . . . ....
9.2.. . . . . . . . . ....
10.
ADDITIONAL INFORMATION
10.1.. . . . . . . . . ....
10.2.. . . . . . . . . ....
10.3.. . . . . . . . . ....
10.4.. . . . . . . . . ....
ANNEX IV
Minimum disclosure requirements for the debt and derivative securities registration document (schedule)
1.
PERSONS RESPONSIBLE
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
2.
STATUTORY AUDITORS
2.1.. . . . . . . . . ....
2.2.. . . . . . . . . ....
3.
SELECTED FINANCIAL INFORMATION
3.1.. . . . . . . . . ....
3.2.. . . . . . . . . ....
4.
RISK FACTORS
5.
INFORMATION ABOUT THE ISSUER
5.1.
History and development of the Issuer
5.1.1.. . . . . . . . . ....
5.1.2.. . . . . . . . . ....
5.1.3.. . . . . . . . . ....
5.1.4.. . . . . . . . . ....
5.1.5.. . . . . . . . . ....
5.2.
Investments
5.2.1.. . . . . . . . . ....
5.2.2.. . . . . . . . . ....
5.2.3.. . . . . . . . . ....
6.
BUSINESS OVERVIEW
6.1.
Principal activities
6.1.1.. . . . . . . . . ....
6.1.2.. . . . . . . . . ....
6.2.
Principal markets
6.3.. . . . . . . . . ....
7.
ORGANISATIONAL STRUCTURE
7.1.. . . . . . . . . ....
7.2.. . . . . . . . . ....
8.
TREND INFORMATION
8.1.. . . . . . . . . ....
8.2.. . . . . . . . . ....
9.
PROFIT FORECASTS OR ESTIMATES
9.1.. . . . . . . . . ....
9.2.. . . . . . . . . ....
9.3.. . . . . . . . . ....
10.
ADMINISTRATIVE, MANAGEMENT, AND SUPERVISORY BODIES
10.1.. . . . . . . . . ....
10.2.
Administrative, Management, and Supervisory bodies' conflicts of interests
11.
BOARD PRACTICES
11.1.. . . . . . . . . ....
11.2.. . . . . . . . . ....
12.
MAJOR SHAREHOLDERS
12.1.. . . . . . . . . ....
12.2.. . . . . . . . . ....
13.
FINANCIAL INFORMATION CONCERNING THE ISSUER’S ASSETS AND LIABILITIES, FINANCIAL POSITION...
13.1.
Historical Financial Information
13.2.
Financial statements
13.3.
Auditing of historical annual financial information
13.3.1.. . . . . . . . . ....
13.3.2.. . . . . . . . . ....
13.3.3.. . . . . . . . . ....
13.4.
Age of latest financial information
13.4.1.. . . . . . . . . ....
13.5.
Interim and other financial information
13.5.1.. . . . . . . . . ....
13.5.2.. . . . . . . . . ....
13.6.
Legal and arbitration proceedings
13.7.
Significant change in the issuer’s financial or trading position
14.
ADDITIONAL INFORMATION
14.1.
Share Capital
14.1.1.. . . . . . . . . ....
14.2.
Memorandum and Articles of Association
14.2.1.. . . . . . . . . ....
15.
MATERIAL CONTRACTS
16.
THIRD PARTY INFORMATION AND STATEMENT BY EXPERTS AND DECLARATIONS OF...
16.1.. . . . . . . . . ....
16.2.. . . . . . . . . ....
17.
DOCUMENTS ON DISPLAY
ANNEX V
Minimum disclosure requirements for the securities note related to debt securities (schedule)
1.
PERSONS RESPONSIBLE
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
2.
RISK FACTORS
2.1.. . . . . . . . . ....
3.
ESSENTIAL INFORMATION
3.1.
Interest of natural and legal persons involved in the issue/offer...
3.2.
Reasons for the offer and use of proceeds
4.
INFORMATION CONCERNING THE SECURITIES TO BE OFFERED/ADMITTED TO TRADING
4.1.. . . . . . . . . ....
4.2.. . . . . . . . . ....
4.3.. . . . . . . . . ....
4.4.. . . . . . . . . ....
4.5.. . . . . . . . . ....
4.6.. . . . . . . . . ....
4.7.. . . . . . . . . ....
4.8.. . . . . . . . . ....
4.9.. . . . . . . . . ....
4.10.. . . . . . . . . ....
4.11.. . . . . . . . . ....
4.12.. . . . . . . . . ....
4.13.. . . . . . . . . ....
4.14.. . . . . . . . . ....
5.
TERMS AND CONDITIONS OF THE OFFER
5.1.
Conditions, offer statistics, expected timetable and action required to apply...
5.1.1.. . . . . . . . . ....
5.1.2.. . . . . . . . . ....
5.1.3.. . . . . . . . . ....
5.1.4.. . . . . . . . . ....
5.1.5.. . . . . . . . . ....
5.1.6.. . . . . . . . . ....
5.1.7.. . . . . . . . . ....
5.1.8.. . . . . . . . . ....
5.2.
Plan of distribution and allotment
5.2.1.. . . . . . . . . ....
5.2.2.. . . . . . . . . ....
5.3.
Pricing
5.3.1.. . . . . . . . . ....
5.4.
Placing and Underwriting
5.4.1.. . . . . . . . . ....
5.4.2.. . . . . . . . . ....
5.4.3.. . . . . . . . . ....
5.4.4.. . . . . . . . . ....
6.
ADMISSION TO TRADING AND DEALING ARRANGEMENTS
6.1.. . . . . . . . . ....
6.2.. . . . . . . . . ....
6.3.. . . . . . . . . ....
7.
ADDITIONAL INFORMATION
7.1.. . . . . . . . . ....
7.2.. . . . . . . . . ....
7.3.. . . . . . . . . ....
7.4.. . . . . . . . . ....
7.5.. . . . . . . . . ....
ANNEX VI
Minimum disclosure requirements for guarantees
1.
Nature of the Guarantee
2.
Scope of the Guarantee
3.
Information to be disclosed about the guarantor
4.
Documents on display
ANNEX VII
Minimum disclosure requirements for asset-backed securities registration document (schedule)
1.
PERSONS RESPONSIBLE
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
2.
STATUTORY AUDITORS
2.1.. . . . . . . . . ....
3.
RISK FACTORS
3.1.. . . . . . . . . ....
4.
INFORMATION ABOUT THE ISSUER:
4.1.. . . . . . . . . ....
4.2.. . . . . . . . . ....
4.3.. . . . . . . . . ....
4.4.. . . . . . . . . ....
4.5.. . . . . . . . . ....
4.6.. . . . . . . . . ....
5.
BUSINESS OVERVIEW
5.1.. . . . . . . . . ....
5.2.. . . . . . . . . ....
6.
ADMINISTRATIVE, MANAGEMENT AND SUPERVISORY BODIES
6.1.. . . . . . . . . ....
7.
MAJOR SHAREHOLDERS
7.1.. . . . . . . . . ....
8.
FINANCIAL INFORMATION CONCERNING THE ISSUER’S ASSETS AND LIABILITIES, FINANCIAL POSITION,...
8.1.. . . . . . . . . ....
8.2.
Historical Financial Information
8.2a
This paragraph may be used only for issues of asset...
8.3.
Legal and arbitration proceedings
8.4.
Material adverse change in the issuer’s financial position
9.
THIRD PARTY INFORMATION AND STATEMENT BY EXPERTS AND DECLARATIONS OF...
9.1.. . . . . . . . . ....
9.2.. . . . . . . . . ....
10.
DOCUMENTS ON DISPLAY
10.1.. . . . . . . . . ....
ANNEX VIII
Minimum disclosure requirements for the asset-backed securities additional building block
1.
THE SECURITIES
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
2.
THE UNDERLYING ASSETS
2.1.. . . . . . . . . ....
2.2.
. . . . . . . . . ....
2.2.1.. . . . . . . . . ....
2.2.2.. . . . . . . . . ....
2.2.3.. . . . . . . . . ....
2.2.4.. . . . . . . . . ....
2.2.5.. . . . . . . . . ....
2.2.6.. . . . . . . . . ....
2.2.7.. . . . . . . . . ....
2.2.8.. . . . . . . . . ....
2.2.9.. . . . . . . . . ....
2.2.10.. . . . . . . . . ....
2.2.11.. . . . . . . . . ....
2.2.12.. . . . . . . . . ....
2.2.13.. . . . . . . . . ....
2.2.14.. . . . . . . . . ....
2.2.15.. . . . . . . . . ....
2.2.16.. . . . . . . . . ....
2.3.
. . . . . . . . . ....
2.3.1.. . . . . . . . . ....
2.3.2.. . . . . . . . . ....
2.4.. . . . . . . . . ....
3.
STRUCTURE AND CASH FLOW
3.1.. . . . . . . . . ....
3.2.. . . . . . . . . ....
3.3.. . . . . . . . . ....
3.4.
. . . . . . . . . ....
3.4.1.. . . . . . . . . ....
3.4.2.. . . . . . . . . ....
3.4.3.. . . . . . . . . ....
3.4.4.. . . . . . . . . ....
3.4.5.. . . . . . . . . ....
3.4.6.. . . . . . . . . ....
3.4.7.. . . . . . . . . ....
3.5.. . . . . . . . . ....
3.6.. . . . . . . . . ....
3.7.. . . . . . . . . ....
3.8.. . . . . . . . . ....
4.
POST ISSUANCE REPORTING
4.1.. . . . . . . . . ....
ANNEX IX
Minimum disclosure requirements for the debt and derivative securities registration document (schedule)
1.
PERSONS RESPONSIBLE
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
2.
STATUTORY AUDITORS
2.1.. . . . . . . . . ....
2.2.. . . . . . . . . ....
3.
RISK FACTORS
3.1.. . . . . . . . . ....
4.
INFORMATION ABOUT THE ISSUER
4.1.
History and development of the Issuer
4.1.1.. . . . . . . . . ....
4.1.2.. . . . . . . . . ....
4.1.3.. . . . . . . . . ....
4.1.4.. . . . . . . . . ....
4.1.5.. . . . . . . . . ....
5.
BUSINESS OVERVIEW
5.1.
Principal activities:
5.1.1.. . . . . . . . . ....
5.1.2.. . . . . . . . . ....
6.
ORGANISATIONAL STRUCTURE
6.1.. . . . . . . . . ....
6.2.. . . . . . . . . ....
7.
TREND INFORMATION
7.1.. . . . . . . . . ....
8.
PROFIT FORECASTS OR ESTIMATES
8.1.. . . . . . . . . ....
8.2.. . . . . . . . . ....
8.3.. . . . . . . . . ....
9.
ADMINISTRATIVE, MANAGEMENT, AND SUPERVISORY BODIES
9.1.. . . . . . . . . ....
9.2.
Administrative, Management, and Supervisory bodies' conflicts of interests
10.
MAJOR SHAREHOLDERS
10.1.. . . . . . . . . ....
10.2.. . . . . . . . . ....
11.
FINANCIAL INFORMATION CONCERNING THE ISSUER’S ASSETS AND LIABILITIES, FINANCIAL POSITION...
11.1.
Historical Financial Information
11.2.
Financial statements
11.3.
Auditing of historical annual financial information
11.3.1.. . . . . . . . . ....
11.3.2.. . . . . . . . . ....
11.3.3.. . . . . . . . . ....
11.4.
Age of latest financial information
11.4.1.. . . . . . . . . ....
11.5.
Legal and arbitration proceedings
11.6.
Significant change in the issuer’s financial or trading position
12.
MATERIAL CONTRACTS
13.
THIRD PARTY INFORMATION AND STATEMENT BY EXPERTS AND DECLARATIONS OF...
13.1.. . . . . . . . . ....
13.2.
Third party information
14.
DOCUMENTS ON DISPLAY
ANNEX X
Minimum disclosure requirements for the depository receipts issued over shares (schedule)
1.
PERSONS RESPONSIBLE
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
2.
STATUTORY AUDITORS
2.1.. . . . . . . . . ....
2.2.. . . . . . . . . ....
3.
SELECTED FINANCIAL INFORMATION
3.1.. . . . . . . . . ....
3.2.. . . . . . . . . ....
4.
RISK FACTORS
5.
INFORMATION ABOUT THE ISSUER
5.1.
History and development of the issuer
5.1.1.. . . . . . . . . ....
5.1.2.. . . . . . . . . ....
5.1.3.. . . . . . . . . ....
5.1.4.. . . . . . . . . ....
5.1.5.. . . . . . . . . ....
5.2.
Investments
5.2.1.. . . . . . . . . ....
5.2.2.. . . . . . . . . ....
5.2.3.. . . . . . . . . ....
6.
BUSINESS OVERVIEW
6.1.
Principal Activities
6.1.1.. . . . . . . . . ....
6.1.2.. . . . . . . . . ....
6.2.
Principal Markets
6.3.. . . . . . . . . ....
6.4.. . . . . . . . . ....
6.5.. . . . . . . . . ....
7.
ORGANISATIONAL STRUCTURE
7.1.. . . . . . . . . ....
7.2.. . . . . . . . . ....
8.
PROPERTY, PLANTS AND EQUIPMENT
8.1.. . . . . . . . . ....
8.2.. . . . . . . . . ....
9.
OPERATING AND FINANCIAL REVIEW
9.1.
Financial condition
9.2.
Operating results
9.2.1.. . . . . . . . . ....
9.2.2.. . . . . . . . . ....
9.2.3.. . . . . . . . . ....
10.
CAPITAL RESOURCES
10.1.. . . . . . . . . ....
10.2.. . . . . . . . . ....
10.3.. . . . . . . . . ....
10.4.. . . . . . . . . ....
10.5.. . . . . . . . . ....
11.
RESEARCH AND DEVELOPMENT, PATENTS AND LICENCES
12.
TREND INFORMATION
12.1.. . . . . . . . . ....
12.2.. . . . . . . . . ....
13.
PROFIT FORECASTS OR ESTIMATES
13.1.. . . . . . . . . ....
13.2.. . . . . . . . . ....
13.3.. . . . . . . . . ....
13.4.. . . . . . . . . ....
14.
ADMINISTRATIVE, MANAGEMENT, AND SUPERVISORY BODIES AND SENIOR MANAGEMENT
14.1.. . . . . . . . . ....
14.2.
Administrative, Management, and Supervisory bodies' and Senior Management conflicts of...
15.
REMUNERATION AND BENEFITS
15.1.. . . . . . . . . ....
15.2.. . . . . . . . . ....
16.
BOARD PRACTICES
16.1.. . . . . . . . . ....
16.2.. . . . . . . . . ....
16.3.. . . . . . . . . ....
16.4.. . . . . . . . . ....
17.
EMPLOYEES
17.1.. . . . . . . . . ....
17.2.. . . . . . . . . ....
17.3.. . . . . . . . . ....
18.
MAJOR SHAREHOLDERS
18.1.. . . . . . . . . ....
18.2.. . . . . . . . . ....
18.3.. . . . . . . . . ....
18.4.. . . . . . . . . ....
19.
RELATED PARTY TRANSACTIONS
20.
FINANCIAL INFORMATION CONCERNING THE ISSUER’S ASSETS AND LIABILITIES, FINANCIAL POSITION...
20.1.
Historical financial information
20.1a
This paragraph may be used only for issues of depository...
20.2.
Financial statements
20.3.
Auditing of historical annual financial information
20.3.1.. . . . . . . . . ....
20.3.2.. . . . . . . . . ....
20.3.3.. . . . . . . . . ....
20.4.
Age of latest financial information
20.4.1.. . . . . . . . . ....
20.5.
Interim and other financial information
20.5.1.. . . . . . . . . ....
20.5.2.. . . . . . . . . ....
20.6.
Dividend policy
20.6.1.. . . . . . . . . ....
20.7.
Legal and arbitration proceedings
20.8.
Significant change in the issuer’s financial or trading position
21.
ADDITIONAL INFORMATION
21.1.
Share capital
21.1.1.. . . . . . . . . ....
21.1.2.. . . . . . . . . ....
21.1.3.. . . . . . . . . ....
21.1.4.. . . . . . . . . ....
21.1.5.. . . . . . . . . ....
21.1.6.. . . . . . . . . ....
21.1.7.. . . . . . . . . ....
21.2.
Memorandum and Articles of Association
21.2.1.. . . . . . . . . ....
21.2.2.. . . . . . . . . ....
21.2.3.. . . . . . . . . ....
21.2.4.. . . . . . . . . ....
21.2.5.. . . . . . . . . ....
21.2.6.. . . . . . . . . ....
21.2.7.. . . . . . . . . ....
21.2.8.. . . . . . . . . ....
22.
MATERIAL CONTRACTS
23.
THIRD PARTY INFORMATION, STATEMENT BY EXPERTS AND DECLARATIONS OF ANY...
23.1.. . . . . . . . . ....
23.2.. . . . . . . . . ....
24.
DOCUMENTS ON DISPLAY
25.
INFORMATION ON HOLDINGS
25.1.. . . . . . . . . ....
26.
INFORMATION ABOUT THE ISSUER OF THE DEPOSITORY RECEIPTS
26.1.. . . . . . . . . ....
26.2.. . . . . . . . . ....
26.3.. . . . . . . . . ....
27.
INFORMATION ABOUT THE UNDERLYING SHARES
27.1.. . . . . . . . . ....
27.2.. . . . . . . . . ....
27.3.. . . . . . . . . ....
27.4.. . . . . . . . . ....
27.5.. . . . . . . . . ....
27.6.. . . . . . . . . ....
27.7.. . . . . . . . . ....
27.8.. . . . . . . . . ....
27.9.. . . . . . . . . ....
27.10.. . . . . . . . . ....
27.11.. . . . . . . . . ....
27.12.. . . . . . . . . ....
27.13.. . . . . . . . . ....
27.14.. . . . . . . . . ....
27.15.
Information about selling share holders if any
27.15.1.. . . . . . . . . ....
27.16.
Dilution
27.16.1.. . . . . . . . . ....
27.16.2.. . . . . . . . . ....
27.17.
Additional information where there is a simultaneous or almost simultaneous...
27.17.1.. . . . . . . . . ....
27.17.2.. . . . . . . . . ....
27.17.3.. . . . . . . . . ....
28.
INFORMATION REGARDING THE DEPOSITORY RECEIPTS
28.1.. . . . . . . . . ....
28.2.. . . . . . . . . ....
28.3.. . . . . . . . . ....
28.4.. . . . . . . . . ....
28.5.. . . . . . . . . ....
28.6.. . . . . . . . . ....
28.7.. . . . . . . . . ....
28.8.. . . . . . . . . ....
28.9.. . . . . . . . . ....
28.10.. . . . . . . . . ....
28.11.. . . . . . . . . ....
28.12.. . . . . . . . . ....
28.13.. . . . . . . . . ....
29.
INFORMATION ABOUT THE TERMS AND CONDITIONS OF THE OFFER OF...
29.1.
Conditions, offer statistics, expected timetable and action required to apply...
29.1.1.. . . . . . . . . ....
29.1.2.. . . . . . . . . ....
29.1.3.. . . . . . . . . ....
29.1.4.. . . . . . . . . ....
29.1.5.. . . . . . . . . ....
29.1.6.. . . . . . . . . ....
29.1.7.. . . . . . . . . ....
29.1.8.. . . . . . . . . ....
29.1.9.. . . . . . . . . ....
29.2.
Plan of distribution and allotment
29.2.1.. . . . . . . . . ....
29.2.2.. . . . . . . . . ....
29.2.3.
Pre-allotment Disclosure:
29.2.3.1.. . . . . . . . . ....
29.2.3.2.. . . . . . . . . ....
29.2.3.3.. . . . . . . . . ....
29.2.3.4.. . . . . . . . . ....
29.2.3.5.. . . . . . . . . ....
29.2.3.6.. . . . . . . . . ....
29.2.3.7.. . . . . . . . . ....
29.2.3.8.. . . . . . . . . ....
29.2.3.9.. . . . . . . . . ....
29.2.4.
Over-allotment and ‘green shoe’:
29.2.4.1.. . . . . . . . . ....
29.2.4.2.. . . . . . . . . ....
29.2.4.3.. . . . . . . . . ....
29.3.
Pricing
29.3.1.. . . . . . . . . ....
29.3.2.. . . . . . . . . ....
29.3.3.. . . . . . . . . ....
29.4.
Placing and underwriting
29.4.1.. . . . . . . . . ....
29.4.2.. . . . . . . . . ....
29.4.3.. . . . . . . . . ....
29.4.4.. . . . . . . . . ....
30.
ADMISSION TO TRADING AND DEALING ARRANGEMENTS IN THE DEPOSITORY RECEIPTS...
30.1.. . . . . . . . . ....
30.2.. . . . . . . . . ....
30.3.. . . . . . . . . ....
30.4.. . . . . . . . . ....
30.5.. . . . . . . . . ....
30.6.. . . . . . . . . ....
30.7.. . . . . . . . . ....
30.8.. . . . . . . . . ....
30.9.. . . . . . . . . ....
31.
ESSENTIAL INFORMATION ABOUT THE ISSUE OF THE DEPOSITORY RECEIPTS
31.1.
Reasons for the offer and use of proceeds
31.1.1.. . . . . . . . . ....
31.2.
Interest of natural and legal persons involved in the issue/offer...
31.2.1.. . . . . . . . . ....
31.3.
Risk factors
31.3.1.. . . . . . . . . ....
32.
EXPENSE OF THE ISSUE/OFFER OF THE DEPOSITORY RECEIPTS
32.1.. . . . . . . . . ....
ANNEX XI
Minimum Disclosure Requirements for the Banks Registration Document (schedule)
1.
PERSONS RESPONSIBLE
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
2.
STATUTORY AUDITORS
2.1.. . . . . . . . . ....
2.2.. . . . . . . . . ....
3.
RISK FACTORS
3.1.. . . . . . . . . ....
4.
INFORMATION ABOUT THE ISSUER
4.1.
History and development of the Issuer
4.1.1.. . . . . . . . . ....
4.1.2.. . . . . . . . . ....
4.1.3.. . . . . . . . . ....
4.1.4.. . . . . . . . . ....
4.1.5.. . . . . . . . . ....
5.
BUSINESS OVERVIEW
5.1.
Principal activities:
5.1.1.. . . . . . . . . ....
5.1.2.. . . . . . . . . ....
5.1.3.
Principal markets
5.1.4.. . . . . . . . . ....
6.
ORGANISATIONAL STRUCTURE
6.1.. . . . . . . . . ....
6.2.. . . . . . . . . ....
7.
TREND INFORMATION
7.1.. . . . . . . . . ....
7.2.. . . . . . . . . ....
8.
PROFIT FORECASTS OR ESTIMATES
8.1.. . . . . . . . . ....
8.2.. . . . . . . . . ....
8.3.. . . . . . . . . ....
9.
ADMINISTRATIVE, MANAGEMENT, AND SUPERVISORY BODIES
9.1.. . . . . . . . . ....
9.2.
Administrative, Management, and Supervisory bodies conflicts of interests
10.
MAJOR SHAREHOLDERS
10.1.. . . . . . . . . ....
10.2.. . . . . . . . . ....
11.
FINANCIAL INFORMATION CONCERNING THE ISSUER’S ASSETS AND LIABILITIES, FINANCIAL POSITION...
11.1.
Historical Financial Information
11.2.
Financial statements
11.3.
Auditing of historical annual financial information
11.3.1.. . . . . . . . . ....
11.3.2.. . . . . . . . . ....
11.3.3.. . . . . . . . . ....
11.4.
Age of latest financial information
11.4.1.. . . . . . . . . ....
11.5.
Interim and other financial information
11.5.1. . . . . . . . . ....
11.5.2.. . . . . . . . . ....
11.6.
Legal and arbitration proceedings
11.7.
Significant change in the issuer’s financial position
12.
MATERIAL CONTRACTS
13.
THIRD PARTY INFORMATION AND STATEMENT BY EXPERTS AND DECLARATIONS OF...
13.1.. . . . . . . . . ....
13.2.. . . . . . . . . ....
14.
DOCUMENTS ON DISPLAY
ANNEX XII
Minimum Disclosure Requirements for the Securities Note for derivative securities (schedule)
1.
PERSONS RESPONSIBLE
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
2.
RISK FACTORS
3.
ESSENTIAL INFORMATION
3.1.
Interest of natural and legal persons involved in the issue/offer...
3.2.
Reasons for the offer and use of proceeds when different...
4.
INFORMATION CONCERNING THE SECURITIES TO BE OFFERED/ADMITTED TO TRADING
4.1.
Information concerning the securities
4.1.1.. . . . . . . . . ....
4.1.2.. . . . . . . . . ....
4.1.3.. . . . . . . . . ....
4.1.4.. . . . . . . . . ....
4.1.5.. . . . . . . . . ....
4.1.6.. . . . . . . . . ....
4.1.7.. . . . . . . . . ....
4.1.8.. . . . . . . . . ....
4.1.9.. . . . . . . . . ....
4.1.10.. . . . . . . . . ....
4.1.11.. . . . . . . . . ....
4.1.12.. . . . . . . . . ....
4.1.13.. . . . . . . . . ....
4.1.14.. . . . . . . . . ....
4.2.
Information concerning the underlying
4.2.1.. . . . . . . . . ....
4.2.2.. . . . . . . . . ....
4.2.3.. . . . . . . . . ....
4.2.4.. . . . . . . . . ....
5.
TERMS AND CONDITIONS OF THE OFFER
5.1.
Conditions, offer statistics, expected timetable and action required to apply...
5.1.1.. . . . . . . . . ....
5.1.2.. . . . . . . . . ....
5.1.3.. . . . . . . . . ....
5.1.4.. . . . . . . . . ....
5.1.5.. . . . . . . . . ....
5.1.6.. . . . . . . . . ....
5.2.
Plan of distribution and allotment
5.2.1.. . . . . . . . . ....
5.2.2.. . . . . . . . . ....
5.3.
Pricing
5.4.
Placing and underwriting
5.4.1.. . . . . . . . . ....
5.4.2.. . . . . . . . . ....
5.4.3.. . . . . . . . . ....
5.4.4.. . . . . . . . . ....
5.4.5.. . . . . . . . . ....
6.
ADMISSION TO TRADING AND DEALING ARRANGEMENTS
6.1.. . . . . . . . . ....
6.2.. . . . . . . . . ....
6.3.. . . . . . . . . ....
7.
ADDITIONAL INFORMATION
7.1.. . . . . . . . . ....
7.2.. . . . . . . . . ....
7.3.. . . . . . . . . ....
7.4.. . . . . . . . . ....
7.5.. . . . . . . . . ....
ANNEX XIII
Minimum Disclosure Requirements for the Securities Note for debt securities with a denomination per unit of at least EUR 100 000 (Schedule)
1.
PERSONS RESPONSIBLE
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
2.
RISK FACTORS
3.
ESSENTIAL INFORMATION
4.
INFORMATION CONCERNING THE SECURITIES TO BE ADMITTED TO TRADING
4.1.. . . . . . . . . ....
4.2.. . . . . . . . . ....
4.3.. . . . . . . . . ....
4.4.. . . . . . . . . ....
4.5.. . . . . . . . . ....
4.6.. . . . . . . . . ....
4.7.. . . . . . . . . ....
4.8.. . . . . . . . . ....
4.9.. . . . . . . . . ....
4.10.. . . . . . . . . ....
4.11.. . . . . . . . . ....
4.12.. . . . . . . . . ....
4.13.. . . . . . . . . ....
4.14.. . . . . . . . . ....
5.
ADMISSION TO TRADING AND DEALING ARRANGEMENTS
5.1.. . . . . . . . . ....
5.2.. . . . . . . . . ....
6.
EXPENSE OF THE ADMISSION TO TRADING
7.
ADDITIONAL INFORMATION
7.1.. . . . . . . . . ....
7.2.. . . . . . . . . ....
7.3.. . . . . . . . . ....
7.4.. . . . . . . . . ....
7.5.. . . . . . . . . ....
ANNEX XIV
Additional information building block on the underlying share
1.
. . . . . . . . . ....
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
1.3.. . . . . . . . . ....
1.4.. . . . . . . . . ....
1.5.. . . . . . . . . ....
1.6.. . . . . . . . . ....
1.7.. . . . . . . . . ....
1.8.. . . . . . . . . ....
1.9.. . . . . . . . . ....
1.10.. . . . . . . . . ....
1.11.. . . . . . . . . ....
2.. . . . . . . . . ....
ANNEX XV
Minimum disclosure requirements for the registration document for securities issued by collective investment undertakings of the closed-end type (schedule)
1.
Investment objective and policy
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
1.3.. . . . . . . . . ....
1.4.. . . . . . . . . ....
2.
Investment Restrictions
2.1.. . . . . . . . . ....
2.2.. . . . . . . . . ....
2.3.. . . . . . . . . ....
2.4.. . . . . . . . . ....
2.5.. . . . . . . . . ....
2.6.
Physical Commodities
2.7.
Property Collective investment undertakings
2.8.
Derivatives Financial instruments/Money Market Instruments/Currencies
2.9.. . . . . . . . . ....
2.10.. . . . . . . . . ....
3.
The applicant’s service providers
3.1.. . . . . . . . . ....
3.2.. . . . . . . . . ....
3.3.. . . . . . . . . ....
3.4.. . . . . . . . . ....
3.5.. . . . . . . . . ....
4.
Investment Manager/Advisers
4.1.. . . . . . . . . ....
4.2.. . . . . . . . . ....
5.
Custody
5.1.. . . . . . . . . ....
5.2.. . . . . . . . . ....
6.
Valuation
6.1.. . . . . . . . . ....
6.2.. . . . . . . . . ....
7.
Cross Liabilities
7.1.. . . . . . . . . ....
8.
Financial Information
8.1.. . . . . . . . . ....
8.2.. . . . . . . . . ....
8.3.. . . . . . . . . ....
ANNEX XVI
Minimum disclosure requirements for the registration document for securities issued by Member States, third countries and their regional and local authorities (schedule)
1.
PERSONS RESPONSIBLE
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
2.
RISK FACTORS
3.
INFORMATION ABOUT THE ISSUER
3.1.. . . . . . . . . ....
3.2.. . . . . . . . . ....
3.3.. . . . . . . . . ....
3.4.. . . . . . . . . ....
3.5.. . . . . . . . . ....
4.
PUBLIC FINANCE AND TRADE
5.
SIGNIFICANT CHANGE
5.1.. . . . . . . . . ....
6.
LEGAL AND ARBITRATION PROCEEDINGS
6.2.. . . . . . . . . ....
7.
STATEMENT BY EXPERTS AND DECLARATIONS OF ANY INTEREST
8.
DOCUMENTS ON DISPLAY
ANNEX XVII
Minimum disclosure requirements for the registration document for securities issued by public international bodies and for debt securities guaranteed by a Member State of the OECD (schedule)
1.
PERSONS RESPONSIBLE
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
2.
RISK FACTORS
3.
INFORMATION ABOUT THE ISSUER
3.1.. . . . . . . . . ....
3.2.. . . . . . . . . ....
3.3.. . . . . . . . . ....
3.4.. . . . . . . . . ....
3.5.. . . . . . . . . ....
3.6.. . . . . . . . . ....
3.7.. . . . . . . . . ....
4.
FINANCIAL INFORMATION
4.1.. . . . . . . . . ....
5.
LEGAL AND ARBITRATION PROCEEDINGS
5.1.. . . . . . . . . ....
5.2.. . . . . . . . . ....
6.
STATEMENT BY EXPERTS AND DECLARATION OF ANY INTERESTS
7.
DOCUMENT ON DISPLAY
ANNEX XVIII. . . . . . . . . ....
ANNEX XIX
List of specialist issuers
. . . . . . . . . ....
ANNEX XX. . . . . . . . . ....
ANNEX XXI
List of additional information in final terms
ADDITIONAL INFORMATION
ANNEX XXII
Disclosure requirements in summaries
. . . . . . . . . ..... . . . . . . . . ..... . . . . . . . . ..... . . . . . . . . ..... . . . . . . . . ....
ANNEX XXIII
Proportionate Schedule for Minimum Disclosure Requirements for the Share Registration Document for Rights Issues
1.
PERSONS RESPONSIBLE
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
2.
STATUTORY AUDITORS
2.1.. . . . . . . . . ....
2.2.. . . . . . . . . ....
3.
RISK FACTORS
4.
INFORMATION ABOUT THE ISSUER
4.1.
The legal and commercial name of the issuer
4.2.
Investments
4.2.1.. . . . . . . . . ....
4.2.2.. . . . . . . . . ....
4.2.3.. . . . . . . . . ....
5.
BUSINESS OVERVIEW
5.1.
Principal Activities
5.2.
Principal Markets
5.3.. . . . . . . . . ....
5.4.. . . . . . . . . ....
5.5.. . . . . . . . . ....
6.
ORGANISATIONAL STRUCTURE
6.1.. . . . . . . . . ....
7.
TREND INFORMATION
7.1.. . . . . . . . . ....
7.2.. . . . . . . . . ....
8.
PROFIT FORECASTS OR ESTIMATES
9.
ADMINISTRATIVE, MANAGEMENT, AND SUPERVISORY BODIES AND SENIOR MANAGEMENT
9.1.. . . . . . . . . ....
9.2.
Administrative, Management, and Supervisory bodies and Senior Management conflicts of...
10.
REMUNERATION AND BENEFITS
10.1.. . . . . . . . . ....
10.2.. . . . . . . . . ....
11.
BOARD PRACTICES
12.
EMPLOYEES
12.1.. . . . . . . . . ....
12.2.. . . . . . . . . ....
13.
MAJOR SHAREHOLDERS
13.1.. . . . . . . . . ....
13.2.. . . . . . . . . ....
13.3.. . . . . . . . . ....
13.4.. . . . . . . . . ....
14.
RELATED PARTY TRANSACTIONS
15.
FINANCIAL INFORMATION CONCERNING THE ISSUER’S ASSETS AND LIABILITIES, FINANCIAL POSITION...
15.1.
Historical Financial Information
15.2.
Pro forma financial information
15.3.
Financial statements
15.4
Auditing of historical annual financial information
15.4.1.. . . . . . . . . ....
15.4.2.. . . . . . . . . ....
15.4.3.. . . . . . . . . ....
15.5.
Age of latest financial information
15.5.1.
The last year of audited financial information may not be...
15.6.
Interim and other financial information
15.6.1.. . . . . . . . . ....
15.6.2.
If the registration document is dated more than 9 months...
15.7.
Dividend policy
15.7.1.. . . . . . . . . ....
15.8.
Legal and arbitration proceedings
15.9.
Significant change in the issuer’s financial or trading position
16.
ADDITIONAL INFORMATION
16.1.
Share Capital
17.
MATERIAL CONTRACTS
18.
THIRD PARTY INFORMATION AND STATEMENT BY EXPERTS AND DECLARATIONS OF...
18.1.. . . . . . . . . ....
18.2.. . . . . . . . . ....
19.
DOCUMENTS ON DISPLAY
ANNEX XXIV
Proportionate Schedule for Minimum Disclosure Requirements for the Share Securities Note for Rights Issues
1.
PERSONS RESPONSIBLE
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
2.
RISK FACTORS
3.
ESSENTIAL INFORMATION
3.1.
Working capital Statement
3.2.
Capitalisation and indebtedness
3.3.
Interest of natural and legal persons involved in the issue/offer...
3.4.
Reasons for the offer and use of proceeds
4.
INFORMATION CONCERNING THE SECURITIES TO BE OFFERED/ADMITTED TO TRADING
4.1.. . . . . . . . . ....
4.2.. . . . . . . . . ....
4.3.. . . . . . . . . ....
4.4.. . . . . . . . . ....
4.5.. . . . . . . . . ....
4.6.. . . . . . . . . ....
4.7.
The expected issue date of the securities
4.8.
A description of any restrictions on the free transferability of...
4.9.. . . . . . . . . ....
5.
TERMS AND CONDITIONS OF THE OFFER
5.1
Conditions, offer statistics, expected timetable and action required to apply...
5.1.1.. . . . . . . . . ....
5.1.2.. . . . . . . . . ....
5.1.3.. . . . . . . . . ....
5.1.4.. . . . . . . . . ....
5.1.5.. . . . . . . . . ....
5.1.6.. . . . . . . . . ....
5.1.7.. . . . . . . . . ....
5.1.8.. . . . . . . . . ....
5.1.9.. . . . . . . . . ....
5.1.10.. . . . . . . . . ....
5.2.
Allotment
5.2.1.. . . . . . . . . ....
5.2.2.. . . . . . . . . ....
5.3.
Pricing
5.3.1.. . . . . . . . . ....
5.3.2.. . . . . . . . . ....
5.3.3.. . . . . . . . . ....
5.4.
Placing and Underwriting
5.4.1.. . . . . . . . . ....
5.4.2.. . . . . . . . . ....
5.4.3.. . . . . . . . . ....
5.4.4.. . . . . . . . . ....
6.
ADMISSION TO TRADING AND DEALING ARRANGEMENTS
6.1.. . . . . . . . . ....
6.2.. . . . . . . . . ....
6.3.. . . . . . . . . ....
6.4.. . . . . . . . . ....
7.
LOCK-UP AGREEMENTS
7.1.
Lock-up agreements
8.
EXPENSE OF THE ISSUE/OFFER
8.1.. . . . . . . . . ....
9.
DILUTION
9.1.. . . . . . . . . ....
9.2.. . . . . . . . . ....
10.
ADDITIONAL INFORMATION
10.1.. . . . . . . . . ....
10.2.. . . . . . . . . ....
10.3.. . . . . . . . . ....
10.4.. . . . . . . . . ....
ANNEX XXV
Proportionate Schedule for Minimum Disclosure Requirements for the Share Registration Document for SMEs and companies with reduced market capitalisation
1.
PERSONS RESPONSIBLE
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
2.
STATUTORY AUDITORS
2.1.. . . . . . . . . ....
2.2.. . . . . . . . . ....
3.
SELECTED FINANCIAL INFORMATION
3.1.. . . . . . . . . ....
3.2.. . . . . . . . . ....
4.
RISK FACTORS
5.
INFORMATION ABOUT THE ISSUER
5.1.
History and Development of the Issuer
5.1.1.. . . . . . . . . ....
5.1.2.. . . . . . . . . ....
5.1.3.. . . . . . . . . ....
5.1.4.. . . . . . . . . ....
5.1.5.. . . . . . . . . ....
5.2.
Investments
5.2.1.. . . . . . . . . ....
5.2.2.. . . . . . . . . ....
5.2.3.. . . . . . . . . ....
6.
BUSINESS OVERVIEW
6.1.
Principal Activities
6.2.
Principal Markets
6.3.. . . . . . . . . ....
6.4.. . . . . . . . . ....
6.5.. . . . . . . . . ....
7.
ORGANISATIONAL STRUCTURE
7.1.. . . . . . . . . ....
7.2.. . . . . . . . . ....
8.
PROPERTY, PLANTS AND EQUIPMENT
8.1.. . . . . . . . . ....
9.
OPERATING AND FINANCIAL REVIEW
9.1.
Financial Condition
9.2.
Operating Results
9.2.1.. . . . . . . . . ....
9.2.2.. . . . . . . . . ....
9.2.3.. . . . . . . . . ....
10.
CAPITAL RESOURCES
10.1.. . . . . . . . . ....
10.2.. . . . . . . . . ....
11.
RESEARCH AND DEVELOPMENT, PATENTS AND LICENCES
12.
TREND INFORMATION
12.1.. . . . . . . . . ....
12.2.. . . . . . . . . ....
13.
PROFIT FORECASTS OR ESTIMATES
14.
ADMINISTRATIVE, MANAGEMENT, AND SUPERVISORY BODIES AND SENIOR MANAGEMENT
14.1.. . . . . . . . . ....
14.2.
Administrative, Management, and Supervisory bodies and Senior Management conflicts of...
15.
REMUNERATION AND BENEFITS
16.
BOARD PRACTICES
17.
EMPLOYEES
17.1.. . . . . . . . . ....
17.2.. . . . . . . . . ....
17.3.. . . . . . . . . ....
18.
MAJOR SHAREHOLDERS
18.1.. . . . . . . . . ....
18.2.. . . . . . . . . ....
18.3.. . . . . . . . . ....
18.4.. . . . . . . . . ....
19.
RELATED PARTY TRANSACTIONS
20.
FINANCIAL INFORMATION CONCERNING THE ISSUER’S ASSETS AND LIABILITIES, FINANCIAL POSITION...
20.1.
Historical Financial Information
20.2.
Pro forma financial information
20.3.
Auditing of historical annual financial information
20.3.1.. . . . . . . . . ....
20.3.2.. . . . . . . . . ....
20.3.3.. . . . . . . . . ....
20.4.
Age of latest financial information
20.4.1.
The last year of audited financial information may not be...
20.5.
Interim and other financial information
20.5.1.. . . . . . . . . ....
20.6.
Dividend policy
20.6.1.. . . . . . . . . ....
20.7.
Legal and arbitration proceedings
20.8.
Significant change in the issuer’s financial or trading position
21.
ADDITIONAL INFORMATION
21.1.
Share Capital
21.2.
Memorandum and Articles of Association
21.2.1.. . . . . . . . . ....
21.2.2.. . . . . . . . . ....
21.2.3.. . . . . . . . . ....
21.2.4.. . . . . . . . . ....
21.2.5.. . . . . . . . . ....
21.2.6.. . . . . . . . . ....
21.2.7.. . . . . . . . . ....
21.2.8.. . . . . . . . . ....
22.
MATERIAL CONTRACTS
23.
THIRD PARTY INFORMATION AND STATEMENT BY EXPERTS AND DECLARATIONS OF...
23.1.. . . . . . . . . ....
23.2.. . . . . . . . . ....
24.
DOCUMENTS ON DISPLAY
25.
INFORMATION ON HOLDINGS
ANNEX XXVI
Proportionate Schedule for Minimum Disclosure Requirements for the Debt and Derivative Securities < 100 000 EUR Registration Document for SMEs and companies with reduced market capitalisation
1.
PERSONS RESPONSIBLE
2.
STATUTORY AUDITORS
3.
SELECTED FINANCIAL INFORMATION
4.
RISK FACTORS
5.
INFORMATION ABOUT THE ISSUER
6.
BUSINESS OVERVIEW
7.
ORGANISATIONAL STRUCTURE
8.
TREND INFORMATION
9.
PROFIT FORECASTS OR ESTIMATES
10.
ADMINISTRATIVE, MANAGEMENT, AND SUPERVISORY BODIES
11.
BOARD PRACTICES
12.
MAJOR SHAREHOLDERS
13.
FINANCIAL INFORMATION CONCERNING THE ISSUER’S ASSETS AND LIABILITIES, FINANCIAL POSITION...
13.1.
Historical Financial Information
13.2.
Auditing of historical annual financial information
13.2.1.. . . . . . . . . ....
13.2.2.. . . . . . . . . ....
13.2.3.. . . . . . . . . ....
13.3.
Interim and other financial information
13.4.
Legal and arbitration proceedings
13.5.
Significant change in the issuer’s financial or trading position
14.
ADDITIONAL INFORMATION
15.
MATERIAL CONTRACTS
16.
THIRD PARTY INFORMATION AND STATEMENT BY EXPERTS AND DECLARATIONS OF...
17.
DOCUMENTS ON DISPLAY
ANNEX XXVII
Proportionate Schedule for Minimum Disclosure Requirements for the Debt and Derivative Securities ≥ 100 000 EUR Registration Document for SMEs and companies with reduced market capitalisation (schedule)
1.
PERSONS RESPONSIBLE
2.
STATUTORY AUDITORS
3.
RISK FACTORS
4.
INFORMATION ABOUT THE ISSUER
5.
BUSINESS OVERVIEW
6.
ORGANISATIONAL STRUCTURE
7.
TREND INFORMATION
8.
PROFIT FORECASTS OR ESTIMATES
9.
ADMINISTRATIVE, MANAGEMENT, AND SUPERVISORY BODIES
10.
MAJOR SHAREHOLDERS
11.
FINANCIAL INFORMATION CONCERNING THE ISSUER’S ASSETS AND LIABILITIES, FINANCIAL POSITION...
11.1.
Historical Financial Information
11.2.
Auditing of historical annual financial information
11.2.1.. . . . . . . . . ....
11.2.2.. . . . . . . . . ....
11.2.3.. . . . . . . . . ....
11.3.
Interim and other financial information
11.4.
Legal and arbitration proceedings
11.5.
Significant change in the issuer’s financial or trading position
12.
MATERIAL CONTRACTS
13.
THIRD PARTY INFORMATION AND STATEMENT BY EXPERTS AND DECLARATIONS OF...
14.
DOCUMENTS ON DISPLAY
ANNEX XXVIII
Proportionate Schedule for Minimum Disclosure Requirements for the Depositary Receipts issued over shares for SMEs and companies with reduced market capitalisation
1.
PERSONS RESPONSIBLE
1.1.. . . . . . . . . ....
1.2.. . . . . . . . . ....
2.
STATUTORY AUDITORS
2.1.. . . . . . . . . ....
2.2.. . . . . . . . . ....
3.
SELECTED FINANCIAL INFORMATION
3.1.. . . . . . . . . ....
3.2.. . . . . . . . . ....
4.
RISK FACTORS
5.
INFORMATION ABOUT THE ISSUER
5.1.
History and Development of the Issuer
5.1.1.. . . . . . . . . ....
5.1.2.. . . . . . . . . ....
5.1.3.. . . . . . . . . ....
5.1.4.. . . . . . . . . ....
5.1.5.. . . . . . . . . ....
5.2.
Investments
5.2.1.. . . . . . . . . ....
5.2.2.. . . . . . . . . ....
5.2.3.. . . . . . . . . ....
6.
BUSINESS OVERVIEW
6.1.
Principal Activities
6.1.1.. . . . . . . . . ....
6.2.
Principal Markets
6.3.. . . . . . . . . ....
6.4.. . . . . . . . . ....
6.5.. . . . . . . . . ....
7.
ORGANISATIONAL STRUCTURE
7.1.. . . . . . . . . ....
8.
PROPERTY, PLANTS AND EQUIPMENT
8.1.. . . . . . . . . ....
9.
OPERATING AND FINANCIAL REVIEW
9.1.
Financial Condition
9.2.
Operating Results
9.2.1.. . . . . . . . . ....
9.2.2.. . . . . . . . . ....
9.2.3.. . . . . . . . . ....
10.
CAPITAL RESOURCES
10.1.. . . . . . . . . ....
10.2.. . . . . . . . . ....
11.
RESEARCH AND DEVELOPMENT, PATENTS AND LICENCES
12.
TREND INFORMATION
12.1.. . . . . . . . . ....
12.2.. . . . . . . . . ....
13.
PROFIT FORECASTS OR ESTIMATES
14.
ADMINISTRATIVE, MANAGEMENT, AND SUPERVISORY BODIES AND SENIOR MANAGEMENT
14.1.. . . . . . . . . ....
14.2.
Administrative, Management, and Supervisory bodies and Senior Management conflicts of...
15.
REMUNERATION AND BENEFITS
16.
BOARD PRACTICES
17.
EMPLOYEES
17.1.. . . . . . . . . ....
17.2.. . . . . . . . . ....
17.3.. . . . . . . . . ....
18.
MAJOR SHAREHOLDERS
18.1.. . . . . . . . . ....
18.2.. . . . . . . . . ....
18.3.. . . . . . . . . ....
18.4.. . . . . . . . . ....
19.
RELATED PARTY TRANSACTIONS
20.
FINANCIAL INFORMATION CONCERNING THE ISSUER’S ASSETS AND LIABILITIES, FINANCIAL POSITION...
20.1.
Historical Financial Information
20.2
Auditing of historical annual financial information
20.2.1.. . . . . . . . . ....
20.2.2.. . . . . . . . . ....
20.2.3.. . . . . . . . . ....
20.3.
Age of latest financial information
20.3.1.
The last year of audited financial information may not be...
20.4.
Interim and other financial information
20.4.1.. . . . . . . . . ....
20.5.
Dividend policy
20.5.1.. . . . . . . . . ....
20.6.
Legal and arbitration proceedings
20.7.
Significant change in the issuer’s financial or trading position
21.
ADDITIONAL INFORMATION
21.1.
Share Capital
21.2.
Memorandum and Articles of Association
21.2.1.. . . . . . . . . ....
21.2.2.. . . . . . . . . ....
21.2.3.. . . . . . . . . ....
21.2.4.. . . . . . . . . ....
21.2.5.. . . . . . . . . ....
21.2.6.. . . . . . . . . ....
21.2.7.. . . . . . . . . ....
21.2.8.. . . . . . . . . ....
22.
MATERIAL CONTRACTS
23.
THIRD PARTY INFORMATION AND STATEMENT BY EXPERTS AND DECLARATIONS OF...
23.1.. . . . . . . . . ....
23.2.. . . . . . . . . ....
24.
DOCUMENTS ON DISPLAY
25.
INFORMATION ON HOLDINGS
26.
INFORMATION ABOUT THE ISSUER OF THE DEPOSITARY RECEIPTS
27.
INFORMATION ABOUT THE UNDERLYING SHARES
28.
INFORMATION REGARDING THE DEPOSITARY RECEIPTS
29.
INFORMATION ABOUT THE TERMS AND CONDITIONS OF THE OFFER OF...
30.
ADMISSION TO TRADING AND DEALING ARRANGEMENTS IN THE DEPOSITARY RECEIPTS...
31.
ESSENTIAL INFORMATION ABOUT THE ISSUE OF THE DEPOSITORY RECEIPTS
32.
EXPENSE OF THE ISSUE/OFFER OF THE DEPOSITARY RECEIPTS
ANNEX XXIX
Proportionate Schedule for Minimum Disclosure Requirements for Issues by Credit Institutions referred to in Article 1(2)(j) of Directive 2003/71/EC
1.
PERSONS RESPONSIBLE
2.
STATUTORY AUDITORS
3.
RISK FACTORS
4.
INFORMATION ABOUT THE ISSUER
5.
BUSINESS OVERVIEW
6.
ORGANISATIONAL STRUCTURE
7.
TREND INFORMATION
8.
PROFIT FORECASTS OR ESTIMATES
9.
ADMINISTRATIVE, MANAGEMENT, AND SUPERVISORY BODIES
10.
MAJOR SHAREHOLDERS
11.
FINANCIAL INFORMATION CONCERNING THE ISSUER’S ASSETS AND LIABILITIES, FINANCIAL POSITION...
12.
MATERIAL CONTRACTS
13.
THIRD PARTY INFORMATION AND STATEMENT BY EXPERTS AND DECLARATIONS OF...
14.
DOCUMENTS ON DISPLAY
ANNEX XXX
Additional information regarding consent as referred to in Article 20a
1
INFORMATION TO BE PROVIDED REGARDING CONSENT BY THE ISSUER OR...
1.1. . . . . . . . . ....
1.2. . . . . . . . . ....
1.3. . . . . . . . . ....
1.4. . . . . . . . . ....
1.5. . . . . . . . . ....
1.6. . . . . . . . . ....
2A
ADDITIONAL INFORMATION TO BE PROVIDED WHERE A CONSENT IS GIVEN...
2A.1. . . . . . . . . ....
2A.2. . . . . . . . . ....
2B
ADDITIONAL INFORMATION TO BE PROVIDED WHERE A CONSENT IS GIVEN...
Commission regulation (EC) No 809/2004
of 29 April 2004
implementing Directive 2003/71/EC of the European Parliament and of the Council as regards information contained in prospectuses as well as the format, incorporation by reference and publication of such prospectuses and dissemination of advertisements
(Text with EEA relevance) (repealed)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Repealed by Commission Delegated Regulation (EU) 2019/980 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council as regards the format, content, scrutiny and approval of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Commission Regulation (EC) No 809/2004 (Text with EEA relevance).