Council Regulation (EC) No 338/97
of 9 December 1996
on the protection of species of wild fauna and flora by regulating trade therein
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty establishing the European Community, and in particular Article 130s (1) thereof,
Whereas, in order to improve the protection of species of wild fauna and flora which are threatened by trade or likely to be so threatened, Regulation (EEC) No 3626/82 must be replaced by a Regulation taking account of the scientific knowledge acquired since its adoption and the current structure of trade; whereas, moreover, the abolition of controls at internal borders resulting from the Single Market necessitates the adoption of stricter trade control measures at the Community's external borders, with documents and goods being checked at the customs office at the border where they are introduced;
Whereas the provisions of this Regulation do not prejudice any stricter measures which may be taken or maintained by Member States, in compliance with the Treaty, in particular with regard to the holding of specimens of species covered by this Regulation;
Whereas it is necessary to lay down objective criteria for the inclusion of species of wild fauna and flora in the Annexes to this Regulation;
Whereas the implementation of this Regulation necessitates the application of common conditions for the issue, use and presentation of documents relating to authorization of the introduction into the Community and the export or re-export from the Community of specimens of the species covered by this Regulation; whereas it is necessary to lay down specific provisions relating to the transit of specimens through the Community;
Whereas it is for a management authority of the Member State of destination, assisted by the scientific authority of that Member State and, where appropriate, taking into account any opinion of the Scientific Review Group, to decide on the requests for introduction of specimens into the Community;
Whereas it is necessary to supplement the provisions on re-export with a consultation procedure, in order to limit the risk of infringement;
Whereas, in order to guarantee effective protection of species of wild fauna and flora, additional restrictions may be imposed on the introduction of specimens into, and the export thereof from, the Community; whereas, with regard to live specimens, these restrictions may be supplemented by restrictions at Community level on the holding or movement of such specimens within the Community;
Whereas it is necessary to lay down specific provisions applicable to captive-born and bred, or artificially propagated specimens, to specimens which are personal or household effects, and to non-commercial loans, donations or exchanges between registered scientists and scientific institutions;
Whereas there is a need, in order to ensure the broadest possible protection for species covered by this Regulation, to lay down provisions for controlling trade and movement of specimens within the Community, and the conditions for housing specimens; whereas the certificates issued under this Regulation, which contribute to controlling these activities, must be governed by common rules on their issue, validity and use;
Whereas measures should be taken to minimize the adverse effects on live specimens of transport to their destination, from or within the Community;
Whereas the implementation of this Regulation also calls for the designation of management and scientific authorities by the Member States;
Whereas informing the public and making them aware of the provisions of this Regulation, particularly at border crossing points, is likely to encourage compliance with these provisions;
Whereas, in order to ensure effective enforcement of this Regulation, Member States should closely monitor compliance with its provisions and, to that end, cooperate closely between themselves and with the Commission; whereas this requires the communication of information relating to the implementation of this Regulation;
Whereas the monitoring of levels of trade in the species of wild fauna and flora covered by this Regulation is of crucial importance for assessing the effects of trade on the conservation status of species; whereas detailed annual reports should be drawn up in a common format;
Whereas, in order to guarantee compliance with this Regulation, it is important that Member States impose sanctions for infringements in a manner which is both sufficient and appropriate to the nature and gravity of the infringement;
Whereas it is essential to lay down a Community procedure enabling the implementing provisions and amendments to the Annexes of this Regulation to be adopted within a suitable period; whereas a Committee must be set up to permit close and effective cooperation between the Member States and the Commission in this field;
Whereas the multitude of biological and ecological aspects to be considered in the implementation of this Regulation requires the setting up of a Scientific Review Group, whose opinions will be forwarded by the Commission to the Committee and the management bodies of the Member States, to assist them in making their decisions,
HAS ADOPTED THIS REGULATION:
Object
Article 1
The object of this Regulation is to protect species of wild fauna and flora and to guarantee their conservation by regulating trade therein in accordance with the following Articles.
This Regulation shall apply in compliance with the objectives, principles and provisions of the Convention defined in Article 2.
Definitions
Article 2
For the purposes of this Regulation:
- (a)
F1...
- (b)
‘convention’ shall mean the Convention on International Trade in Endangered Species of Wild Fauna and Flora (Cites);
- (c)
‘country of origin’ shall mean the country in which a specimen was taken from the wild, captive-bred or artificially propagated;
- (d)
‘import notification’ shall mean the notification given by the importer or his agent or representative, at the time of the introduction into F2Great Britain of a specimen of a species included in Annexes C or D, on a form prescribed F3in regulations made by the Secretary of State;
- (e)
‘introduction from the sea’ shall mean the introduction into F4Great Britain of any specimen which was taken in, and is being introduced directly from, the marine environment not under the jurisdiction of any State, including the air-space above the sea and the sea-bed and subsoil beneath the sea;
- (f)
‘issuance’ shall mean the completion of all procedures involved in preparing and validating a permit or certificate and its delivery to the applicant;
- (g)
F5“management authority” shall mean the person designated in accordance with Article 13(1)(a);
- (h)
F6...
- (i)
‘offering for sale’ shall mean offering for sale and any action that may reasonably be construed as such, including advertising or causing to be advertised for sale and invitation to treat;
- (j)
‘personal or household effects’ shall mean dead specimens, parts and derivatives thereof, that are the belongings of a private individual and that form, or are intended to form, part of his normal goods and chattels;
- (k)
‘place of destination’ shall mean the place at which at the time of introduction into F7Great Britain, it is intended that specimens will normally be kept; in the case of live specimens, this shall be the first place where specimens are intended to be kept following any period of quarantine or other confinement for the purposes of sanitary checks and controls;
- (l)
‘population’ shall mean a biologically or geographically distinct total number of individuals;
- (m)
‘primarily commercial purposes’ shall mean all purposes the non-commercial aspects of which do not clearly predominate;
- (n)
‘re-export from F8Great Britain’ shall mean export from F8Great Britain of any specimen that has previously been introduced;
- (na)
F9“Regulation 338/97 (pre-exit)” shall mean Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein, as it had effect immediately before IP completion day;
- (o)
‘reintroduction into F10Great Britain’ shall mean introduction into F10Great Britain of any specimen that has previously been exported or re-exported;
- (p)
‘sale’ shall mean any form of sale. For the purposes of this Regulation, hire, barter or exchange shall be regarded as sale; cognate expressions shall be similarly construed;
- (q)
‘scientific authority’ shall mean a scientific authority designated F11..., in accordance with F12Article 13(2) or, in the case of a third country party to the Convention, in accordance with Article IX of the Convention;
- (r)
F13...
- (s)
‘species’ shall mean a species, subspecies or population thereof;
- (t)
‘specimen’ shall mean any animal or plant, whether alive or dead, of the species listed in Annexes A to D, any part or derivative thereof, whether or not contained in other goods, as well as any other goods which appear from an accompanying document, the packaging or a mark or label, or from any other circumstances, to be or to contain parts or derivatives of animals or plants of those species, unless such parts or derivatives are specifically exempted from the provisions of this Regulation or from the provisions relating to the Annex in which the species concerned is listed by means of an indication to that effect in the Annexes concerned.
A specimen will be considered to be a specimen of a species listed in Annexes A to D if it is, or is part of or derived from, an animal or plant at least one of whose ‘parents’ is of a species so listed. In cases where the ‘parents’ of such an animal or plant are of species listed in different Annexes, or of species only one of which is listed, the provisions of the more restrictive Annex shall apply. However, in the case of specimens of hybrid plants, if one of the ‘parents’ is of a species listed in Annex A, the provisions of the more restrictive Annex shall apply only if that species is annotated to that effect in the Annex;
- (ta)
F14“third country” shall mean any country or territory other than Great Britain;
- (tb)
F14“third country authority” shall mean the authority of a third country party to the Convention designated in accordance with Article IX of the Convention;
- (u)
‘trade’ shall mean the introduction into F15Great Britain, including introduction from the sea, and the export and re-export therefrom, as well as the use, movement and transfer of possession within F15Great Britain F16... of specimens subject to the provisions of this Regulation;
- (v)
‘transit’ shall mean the transport of specimens between two points outside F17Great Britain through the territory of F17Great Britain which are shipped to a named consignee and during which any interruption in the movement arises only from the arrangements necessitated by this form of traffic;
- (w)
‘worked specimens that were acquired more than 50 years previously’ shall mean specimens that were significantly altered from their natural raw state for jewellery, adornment, art, utility, or musical instruments, F18before 3rd March 1947 and that have been, to the satisfaction of the management authority F19..., acquired in such conditions. Such specimens shall be considered as worked only if they are clearly in one of the aforementioned categories and require no further carving, crafting or manufacture to effect their purpose;
- (x)
‘checks at the time of introduction, export, re-export and transit’ shall mean documentary checks on the certificates, permits and notifications provided for in this Regulation and — in cases where F20United Kingdom legislation (as it applies to Great Britain) so provides or in other cases by representative sampling of the consignments — examination of the specimens, where appropriate accompanied by the taking of samples with a view to analysis or more detailed checks.
References to importation etc.
F21Article 2a
In this Regulation—
(a)
references to the importation or introduction of anything into Great Britain includes the importation or introduction of anything into Northern Ireland before IP completion day;
(b)
references to the export, or re-export of anything from Great Britain includes the export, or re-export of anything from Northern Ireland before IP completion day;
(c)
references to the transit of specimens through Great Britain includes the transit of specimens through Northern Ireland before IP completion day.
Scope
Article 3
1.
Annex A shall contain:
(a)
the species listed in Appendix I to the Convention for which the F22United Kingdom has not entered a reservation;
(b)
any species:
- (i)
which is, or may be, in demand for utilization in F23Great Britain or for international trade and which is either threatened with extinction or so rare that any level of trade would imperil the survival of the species;
or
- (ii)
which is in a genus of which most of the species or which is a species of which most of the subspecies are listed in Annex A in accordance with the criteria in subparagraphs (a) or (b)(i) and whose listing in the Annex is essential for the effective protection of those taxa.
2.
Annex B shall contain:
(a)
the species listed in Appendix II to the Convention, other than those listed in Annex A, for which the F24United Kingdom has not entered a reservation;
(b)
the species listed in Appendix I to the Convention for which a reservation has been entered;
(c)
any other species not listed in Appendices I or II to the Convention:
- (i)
which is subject to levels of international trade that might not be compatible:
with its survival or with the survival of populations in certain countries, or
with the maintenance of the total population at a level consistent with the role of the species in the ecosystems in which it occurs:
or
- (ii)
whose listing in the Annex for reasons of similarity in appearance to other species listed in Annex A or Annex B, is essential in order to ensure the effectiveness of controls on trade in specimens of such species;
3.
Annex C shall contain:
(a)
the species listed in Appendix III to the Convention, other than those listed in Annexes A or B, for which the F26United Kingdom has not entered a reservation;
(b)
the species listed in Appendix II to the Convention for which a reservation has been entered.
4.
Annex D shall contain:
(a)
species not listed in Annexes A to C which are imported into F27Great Britain in such numbers as to warrant monitoring;
(b)
the species listed in Appendix III to the Convention for which a reservation has been entered.
F285.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Introduction into F29Great Britain
Article 4
1.
The introduction into F30Great Britain of specimens of the species listed in Annex A shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import permit issued by F31the management authority.
The import permit may be issued only in accordance with the restrictions established pursuant to paragraph 6 and when the following conditions have been met:
(a)
the competent scientific authority F32... has advised that the introduction into F33Great Britain:
- (i)
would not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species;
- (ii)
is taking place:
for one of the purposes referred to in Article 8(3)(e), (f) and (g), or
for other purposes which are not detrimental to the survival of the species concerned;
(b)
- (i)
the applicant provides documentary evidence that the specimens have been obtained in accordance with the legislation on the protection of the species concerned which, in the case of import from a third country of specimens of a species listed in the Appendices to the Convention, shall be an export permit or re-export certificate, or copy thereof, issued in accordance with the Convention by a competent authority of the country of export or re-export;
- (ii)
however, the issuance of import permits for species listed in Annex A in accordance with Article 3(1)(a) shall not require such documentary evidence, but the original of any such import permit shall be withheld from the applicant pending presentation of the export permit or re-export certificate;
(c)
the competent scientific authority is satisfied that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;
(d)
the management authority is satisfied that the specimen is not to be used for primarily commercial purposes;
(e)
the management authority is satisfied, following consultation with the competent scientific authority, that there are no other factors relating to the conservation of the species which militate against issuance of the import permit; and
(f)
in the case of introduction from the sea, the management authority is satisfied that any live specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment.
2.
The introduction into F34Great Britain of specimens of the species listed in Annex B shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import permit issued by F35the management authority.
The import permit may be issued only in accordance with the restrictions established pursuant to paragraph 6 and when:
(a)
the competent scientific authority, after examining available data F36... is of the opinion that the introduction into F37Great Britain would not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species, taking account of the current or anticipated level of trade. This opinion shall be valid for subsequent imports as long as the abovementioned aspects have not changed significantly;
(b)
the applicant provides documentary evidence that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;
(c)
the conditions referred to in paragraph 1(b)(i), (e) and (f) have been met.
3.
The introduction into F38Great Britain of specimens of the species listed in Annex C shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import notification and:
(a)
in the case of export from a country mentioned in relation to the species concerned in Annex C, the applicant shall provide documentary evidence, by means of an export permit issued in accordance with the Convention by an authority of that country competent for the purpose, that the specimens have been obtained in accordance with the national legislation on the conservation of the species concerned; or
(b)
in the case of export from a country not mentioned in relation to the species concerned in Annex C or re-export from any country, the applicant shall present an export permit, a re-export certificate or a certificate of origin issued in accordance with the Convention by an authority of the exporting or re-exporting country competent for the purpose.
4.
The introduction into F39Great Britain of specimens of the species listed in Annex D shall be subject to completion of the necessary checks and the prior presentation of an import notification at the border customs office at the point of introduction.
5.
The conditions for the issuance of an import permit as referred to in paragraph 1(a) and (d) and in paragraph 2(a), (b) and (c) shall not apply to specimens for which the applicant provides documentary evidence:
(a)
(b)
that they are worked specimens that were acquired more than 50 years previously.
F416.
In consultation with the countries of origin concerned, F42... and taking account of any opinion from the F43scientific authority, the Secretary of State may, by regulations, establish general restrictions, or restrictions relating to certain countries of origin, on the introduction into F44Great Britain:
(a)
on the basis of the conditions referred to in paragraph 1(a)(i) or (e), of specimens of species listed in Annex A;
(b)
on the basis of the conditions referred to in paragraph 1(e) or paragraph 2(a), of specimens of species listed in Annex B; and
(c)
of live specimens of species listed in Annex B which have a high mortality rate during shipment or for which it has been established that they are unlikely to survive in captivity for a considerable proportion of their potential life span; or
(d)
7.
Where special cases of transhipment, air transfer or rail transport occur following introduction into F48Great Britain, derogations from completion of the checks and presentations of import documents at the border customs office at the point of introduction which are referred to in paragraphs 1 to 4 F49may, by regulations, be prescribed by the Secretary of State in order to permit such checks and presentations to be made at another customs office designated in accordance with Article 12(1).
F50...
Export or re-export from F51Great Britain
Article 5
1.
The export or re-export from F52Great Britain of specimens of the species listed in Annex A shall be subject to completion of the necessary checks and the prior presentation, at the customs office at which the export formalities are completed, of an export permit or re-export certificate issued by F53the management authority.
2.
An export permit for specimens of the species listed in Annex A may be issued only when the following conditions have been met:
(a)
the competent scientific authority has advised in writing that the capture or collection of the specimens in the wild or their export will not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species;
(b)
the applicant provides documentary evidence that the specimens have been obtained in accordance with the legislation in force on the protection of the species in question; F54...
(c)
the management authority is satisfied that:
- (i)
any live specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment; and
- (ii)
the specimens of species not listed in Annex I to the Convention will not be used for primarily commercial purposes, or
in the case of export to a State party to the Convention of specimens of the species referred to in Article 3(1)(a) of this Regulation, an import permit has been issued;
and
(d)
the management authority F55... is satisfied, following consultation with the competent scientific authority, that there are no other factors relating to the conservation of the species which militate against issuance of the export permit.
3.
A re-export certificate may be issued only when the conditions referred to in paragraph 2 (c) and (d) have been met and when the applicant provides documentary evidence that the specimens:
(a)
were introduced into F56Great Britain in accordance with the provisions of this Regulation;
F57(aa)
were acquired in, or were introduced into, the United Kingdom before IP completion day and in accordance with the requirements of Regulation 338/97 (pre-exit);
(b)
(c)
if introduced into the F60United Kingdom before 1984, entered international trade in accordance with the provisions of the Convention; or
4.
The export or re-export from F64Great Britain of specimens of the species listed in Annexes B and C shall be subject to completion of the necessary checks and the prior presentation, at the customs office at which the export formalities are completed, of an export permit or re-export certificate issued by F65the management authority.
An export permit may be issued only when the conditions referred to in paragraph 2 (a), (b), (c) (i) and (d) have been met.
A re-export certificate may be issued only when the conditions referred to in paragraph 2 (c) (i) and (d) and in paragraph 3 (a) to (d) have been met.
F66 5.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6.
The conditions for the issuance of an export permit or re-export certificate as referred to in paragraph 2 (a) and (c) (ii) shall not apply to:
- (i)
worked specimens that were acquired more than 50 years previously; or
- (ii)
dead specimens and parts and derivatives thereof for which the applicant provides documentary evidence that they were legally acquired before the provisions of F67Regulation 338/97 (pre-exit), or of Regulation (EEC) No 3626/82 or of the Convention became applicable to them.
7.
(a)
The competent scientific authority F68... shall monitor the issuance of export permits by F69the management authority for specimens of species listed in Annex B and actual exports of such specimens. Whenever such scientific authority determines that the export of specimens of any such species should be limited in order to maintain that species throughout its range at a level consistent with its role in the ecosystem in which it occurs, and well above the level at which that species might become eligible for inclusion in Annex A in accordance with Article 3 (1) (a) or (b) (i), the scientific authority shall advise the F70... management authority, in writing, of suitable measures to be taken to limit the issuance of export permits for specimens of that species
F71(b)
Whenever the management authority is advised of the measures referred to in (a), it shall inform and send comments to the Secretary of State who may make regulations restricting exports of the species concerned.
Rejection of applications for permits and certificates referred to in Articles 4, 5 and 10
Article 6
F721.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F732.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3.
F764.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Derogations
Article 7
1.
Specimens born and bred in captivity or artificially propagated
(a)
Save where Article 8 applies, specimens of species listed in Annex A that have been born and bred in captivity or artificially propagated shall be treated in accordance with the provisions applicable to specimens of species listed in Annex B.
(b)
In the case of artificially propagated plants, the provisions of Articles 4 and 5 may be waived under special conditions F77set out in regulations made by the Secretary of State, relating to:
- (i)
the use of phytosanitary certificates;
- (ii)
trade by registered commercial traders and by the scientific institutions referred to in paragraph 4 of this Article; and
- (iii)
trade in hybrids.
2.
Transit
(a)
By way of derogation from Article 4, where a specimen is in transit through F80Great Britain, checks and presentation at the border customs office at the point of introduction of the prescribed permits, certificates and notifications shall not be required.
(b)
In the case of species listed in the Annexes in accordance with Article 3 (1) and Article 3 (2) (a) and (b), the derogation referred to in (a) shall apply only where a valid export or re-export document provided for by the Convention, relating to the specimens that it accompanies and specifying the destination of the specimens, has been issued by the competent authorities of the exporting or re-exporting third country.
F41(c)
If the document referred to in (b) has not been issued before export or re-export, the specimen must be seized and may, where applicable, be confiscated unless the document is submitted retrospectively in compliance with the conditions specified F81in regulations made by the Secretary of State. F82...
F413.
Personal and household effects
By way of derogation from Articles 4 and 5, the provisions therein shall not apply to dead specimens, parts and derivatives of species listed in Annexes A to D which are personal or household effects being introduced into F83Great Britain, or exported or re-exported therefrom, in compliance with provisions that shall be specified F84in regulations made by the Secretary of State. F85...
4.
Scientific institutions
The documents referred to in Articles 4, 5, 8 and 9 shall not be required in the case of non-commercial loans, donations and exchanges between scientists and scientific institutions, registered by the management authorities of the States in which they are located, of herbarium specimens and other preserved, dried or embedded museum specimens, and of live plant material, bearing a label, the model for which has been F86... issued or approved by a management authority of a third country.
Provisions relating to the control of commercial activities
Article 8
1.
The purchase, offer to purchase, acquisition for commercial purposes, display to the public for commercial purposes, use for commercial gain and sale, keeping for sale, offering for sale or transporting for sale of specimens of the species listed in Annex A shall be prohibited.
F872.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3.
In accordance with the requirements of other F88United Kingdom legislation (as that legislation applies in Great Britain) on the conservation of wild fauna and flora, exemption from the prohibitions referred to in paragraph 1 may be granted by issuance of a certificate to that effect by F89the management authority, on a case-by-case basis where the specimens:
F90(a)
were—
(i)
acquired in, or were introduced into, a Member State before the provisions relating to species listed in Appendix I to the Convention or in Annex C1 to Regulation (EEC) No 3626/82 or in Annex A to Regulation 338/97 (pre-exit) became applicable to the specimens; and
(ii)
acquired in, or were introduced into, the United Kingdom before IP completion day; or
F91(aa)
were acquired in, or were introduced into, the United Kingdom before the provisions relating to species listed in Appendix 1 to the Convention or in Annex C1 to Regulation (EEC) No 3626/82 or in Annex A to Regulation 338/97 (pre-exit) became applicable to the specimens; or
(b)
are worked specimens that were acquired more than 50 years previously; or
(c)
were introduced into F92Great Britain in compliance with the provisions of this Regulation and are to be used for purposes which are not detrimental to the survival of the species concerned; or
(d)
are captive-born and bred specimens of an animal species or artificially propagated specimens of a plant species or are parts or derivatives of such specimens; or
(e)
are required under exceptional circumstances for the advancement of science or for essential biomedical purposes pursuant to F93, and in accordance with, the Animals (Scientific Procedures) Act 1986, where the species in question proves to be the only one suitable for those purposes and where there are no specimens of the species which have been born and bred in captivity; or
(f)
are intended for breeding or propagation purposes from which conservation benefits will accrue to the species concerned; or
(g)
are intended for research or education aimed at the preservation or conservation of the species; or
F414.
General derogations from the prohibitions referred to in paragraph 1 based on the conditions referred to in paragraph 3, as well as general derogations with regard to species listed in Annex A in accordance with point (ii) of Article 3(1)(b) may be defined by the F96Secretary of State in regulations. Any such derogations must be in accordance with the requirements of other F97United Kingdom legislation (as that legislation applies in Great Britain) on the conservation of wild fauna and flora. F98...
5.
The prohibitions referred to in paragraph 1 shall also apply to specimens of the species listed in Annex B except where it can be proved to the satisfaction of the F99management authority F100... that such specimens were acquired and, if they originated outside F101Great Britain, were introduced into it, in accordance with the legislation in force for the conservation of wild fauna and flora.
6.
The F102management authority shall have discretion to sell any specimen of the species listed in Annexes B to D F103it has confiscated under this Regulation, F104provided the specimen is not thus returned directly to the person or entity from whom it was confiscated or who was party to the offence. Such specimens may then be treated for all purposes as if they had been legally acquired.
Movement of live specimens
Article 9
1.
Any movement within F105Great Britain of a live specimen of a species listed in Annex A from the location indicated in the import permit or in any certificate issued in compliance with this Regulation F106, or Regulation 338/97 (pre-exit), shall require prior authorization from F107the management authority. In other cases of movement, the person responsible for moving the specimen must be able, where applicable, to provide proof of the legal origin of the specimen.
2.
Such authorization shall:
(a)
be granted only when the competent scientific authority F108... is satisfied that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;
(b)
be confirmed by issuance of a certificate; F109...
F110(c)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3.
However, no such authorization shall be required if a live animal must be moved for the purpose of urgent veterinary treatment and is returned directly to its authorized location.
4.
Where a live specimen of a species listed in Annex B is moved within F111Great Britain, the holder of the specimen may relinquish it only after ensuring that the intended recipient is adequately informed of the accommodation, equipment and practices required to ensure the specimen will be properly cared for.
5.
When any live specimens are transported into, from or within F112Great Britain or are held during any period of transit or transhipment, they shall be prepared, moved and cared for in a manner such as to minimize the risk of injury, damage to health or cruel treatment and, in the case of animals, in conformity with F113United Kingdom legislation on the protection of animals during transport F114(as that legislation applies in Great Britain).
F416.
Certificates to be issued
Article 10
On receiving an application, together with all the requisite supporting documents, from the person concerned and provided that all the conditions governing their issuance have been fulfilled, F118the management authority may issue a certificate for the purposes referred to in Article 5 (2) (b), 5 (3) and (4), Article 8 (3) and Article 9 (2) (b).
Validity of and special conditions for permits and certificates
Article 11
F1191.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F1202.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3.
4.
Any import permit issued on the basis of a copy of the corresponding export permit or re-export certificate shall be valid for the introduction of specimens into F123Great Britain only when accompanied by the original of the valid export permit or re-export certificate.
F415.
Places of introduction and export
Article 12
1.
F126The Secretary of State may designate customs offices for carrying out the checks and formalities for the introduction into and export from F127Great Britain, in order to assign to them a customs-approved treatment or use, F128... of specimens of species covered by this Regulation and shall state which offices are specifically intended to deal with live specimens.
2.
All offices designated in accordance with paragraph 1 shall be provided with sufficient and adequately trained staff. F129The Secretary of State must ensure that accommodation is provided in accordance with relevant F130United Kingdom legislation as regards the transport and accommodation of live animals F131(as that legislation applies in Great Britain) and that, where necessary, adequate steps are taken for live plants.
F1323.
A list of the customs offices designated in accordance with paragraph 1 must be published in such form and manner as the Secretary of State considers appropriate.
F414.
In exceptional cases and in accordance with the criteria F133set out in regulations made by the Secretary of State, the management authority may authorise the introduction into F134Great Britain or the export or re-export therefrom at a customs office other than one designated in accordance with paragraph 1. F135...
5.
F136The Secretary of State shall ensure that at border crossing-points the public are informed of the implementing provisions of this Regulation.
Management and scientific authorities and other competent authorities
Article 13
1.
(a)
(b)
F139The Secretary of State may also designate additional management authorities and other competent authorities to assist in implementation, in which case the primary management authority shall be responsible for providing the additional authorities with all the information required for correct application of this Regulation.
2.
F140The Secretary of State may designate one or more scientific authorities with appropriate qualifications whose duties shall be separate from those of any designated management authority.
F1413.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Monitoring of compliance and investigation of infringements
Article 14
1.
(a)
The competent authorities F142must monitor compliance with the provisions of this Regulation.
(b)
If, at any time, the competent authorities have reason to believe that these provisions are being infringed, they shall take the appropriate steps to ensure compliance or to instigate legal action.
F143(c)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F1442.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F1453.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Communication of information
Article 15
F1461.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.
F147The Secretary of State must communicate with the Convention Secretariat so as to ensure that the Convention is effectively implemented throughout the territory to which this Regulation applies.
F1483.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4.
F149(a)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F150(b)
F151The Secretary of State must make publicly available, before 31 October each year a Union-wide overview on the introduction into, and the export and re-export from, F152Great Britain of specimens of the species to which this Regulation applies and shall forward to the Convention Secretariat information on the species to which the Convention applies.
F153(c)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F154(d)
The Secretary of State must publish a report on the implementation and enforcement of this Regulation when reporting that information under the Convention, to the Convention Secretariat.
F157 5.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
X16.
Sanctions
Article 16
1.
F161The following are infringements of this Regulation:
(a)
introduction into, or export or re-export from, F162Great Britain of specimens without the appropriate permit or certificate or with a false, falsified or invalid permit or certificate or one altered without authorization by the issuing authority;
(b)
failure to comply with the stipulations specified on a permit or certificate issued in accordance with this Regulation;
(c)
making a false declaration or knowingly providing false information in order to obtain a permit or certificate;
(d)
using a false, falsified or invalid permit or certificate or one altered without authorization as a basis for obtaining a F163permit or certificate issued in accordance with this Regulation or for any other official purpose in connection with this Regulation;
(e)
making no import notification or a false import notification;
(f)
shipment of live specimens not properly prepared so as to minimize the risk of injury, damage to health or cruel treatment;
(g)
use of specimens of species listed in Annex A other than in accordance with the authorization given at the time of issuance of the import permit or subsequently;
(h)
trade in artificially propagated plants contrary to the provisions laid down in accordance with Article 7(1)(b);
(i)
shipment of specimens into or out of or in transit through F164Great Britain without the appropriate permit or certificate issued in accordance with this Regulation and, in the case of export or re-export from a third country party to the Convention, in accordance therewith, or without satisfactory proof of the existence of such permit or certificate;
(j)
purchase, offer to purchase, acquisition for commercial purposes, use for commercial gain, display to the public for commercial purposes, sale, keeping for sale, offering for sale or transporting for sale of specimens in contravention of Article 8;
(k)
use of a permit or certificate for any specimen other than one for which it was issued;
(l)
falsification or alteration of any permit or certificate issued in accordance with this Regualation;
(m)
failure to disclose rejection of an application for F165an import, export or re-export permit or certificate, in accordance with Article 6 (3).
F1662.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3.
Where a specimen is confiscated, it shall be entrusted to F167the relevant competent authority of the United Kingdom which:
(a)
following consultation with F168the relevant scientific authority of the United Kingdom, shall place or otherwise dispose of the specimen under conditions which it deems to be appropriate and consistent with the purposes and provisions of the Convention and this Regulation; and
(b)
in the case of a live specimen which has been introduced into F169Great Britain, may, after consultation with the State of export, return the specimen to that State at the expense of the convicted person.
4.
Where a live specimen of a species listed in Annex B or C arrives at a point of introduction into F170Great Britain without the appropriate valid permit or certificate, the specimen must be seized and may be confiscated or, if the consignee refuses to acknowledge the specimen, F171the relevant competent authority of the United Kingdom may, if appropriate, refuse to accept the shipment and require the carrier to return the specimen to its place of departure.
The Scientific Review Group
F172Article 17
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Regulations
F173 Article 18
1.
Regulations made under this Regulation are to be made by statutory instrument.
2.
A statutory instrument containing regulations made under this Regulation is to be laid before Parliament after being made, except for a statutory instrument containing regulations made under the following Articles, which is subject to annulment in pursuance of a resolution of either House of Parliament—
(a)
Article 4(6);
(b)
Article 5(7);
(c)
Article 7(1);
(d)
Article 7(2);
(e)
Article 7(3);
(f)
Article 8(4);
(g)
Article 9(6);
(h)
Article 19(4);
(i)
Article 19(5).
3.
Such regulations may—
(a)
contain consequential, incidental, supplementary, transitional or saving provision (including provision amending, repealing or revoking enactments (which has the meaning given by section 20(1) of the European Union (Withdrawal) Act 2018));
(b)
make different provision for different cases.
F41Article 19
1.
F177 2.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3.
The F178Secretary of State must, by regulations, prescribe conditions and criteria for:
(a)
the issue, validity and use of the documents referred to in Articles 4, 5, 7(4) and 10;
(b)
the use of phytosanitary certificates referred to in Article 7(1)(b)(i);
(c)
the establishment of procedures, where necessary, for marking specimens in order to facilitate identification and ensure enforcement of the provisions.
F179...
4.
5.
The F182Secretary of State may, by regulations, amend Annexes A to D except in the case of amendments to Annex A which do not result from decisions of the Conference of the Parties to the Convention. F183Before amending Annex B with respect to species described at Article 3(2)(c) or (d), or amending Annex D with respect to species described at Article 3(4)(a), the Secretary of State must consult the scientific authority regarding the amendment.
Final provisions
F184Article 20
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F184Article 21
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F184Article 22
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
This Regulation shall be binding in its entirety and directly applicable in all Member States.
F185ANNEX Notes on interpretation of Annexes A, B, C and D
1. Species included in Annexes A, B, C and D are referred to:
- (a)
by the name of the species; or
- (b)
as being all of the species included in a higher taxon or designated part thereof.
2.
The abbreviation ‘ spp. ’ is used to denote all species of a higher taxon.
3.
Other references to taxa higher than species are for the purposes of information or classification only.
4.
5. The following abbreviations are used for plant taxa below the level of species:
- (a)
‘ ssp. ’ is used to denote subspecies;
- (b)
‘ var(s). ’ is used to denote variety (varieties); and
- (c)
‘ fa. ’ is used to denote forma.
6.
The symbols ‘ (I) ’ , ‘ (II) ’ and ‘ (III) ’ placed against the name of a species or higher taxon refer to the Appendices to the Convention in which the species concerned are listed as indicated in notes 7, 8 and 9. Where none of these annotations appears, the species concerned are not listed in the Appendices to the Convention.
7.
(I) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix I to the Convention.
8.
(II) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix II to the Convention.
9.
(III) against the name of a species or higher taxon indicates that it is included in Appendix III to the Convention. In this case the country with respect to which the species or higher taxon is included in Appendix III is also indicated.
10.
‘Cultivar’ means, following the definition of the 8th edition of the International Code of Nomenclature for Cultivated Plants , an assemblage of plants that (a) has been selected for a particular character or combination of characters, (b) is distinct, uniform, and stable in these characters, and (c) when propagated by appropriate means, retains those characters. No new taxon of a cultivar can be regarded as such until its category name and circumscription has been formally published in the latest edition of the International Code of Nomenclature for Cultivated Plants.
11.
Hybrids may be specifically included in the Appendices but only if they form distinct and stable populations in the wild. Hybrid animals that have in their previous four generations of the lineage one or more specimens of species included in Annexes A or B shall be subject to this Regulation just as if they were full species, even if the hybrid concerned is not specifically included in the Annexes.
12. When a species is included in Annex A, B or C, the whole animal or plant, whether alive or dead, and all parts and derivatives F186thereof, are always included. Regarding animal species listed in Annex C and plant species listed in Annex B or C, all parts and derivatives of the species are also included in the same Annex unless the species is annotated to indicate that only specific parts and derivatives are included. In accordance with Article 2(t), the symbol ‘#’ followed by a number placed against the name of a species or higher taxon included in Annex B or C designates parts or derivatives which are specified in relation thereto for the purposes of this Regulation as follows:
- #1
Designates all parts and derivatives, except:
- (a)
seeds, spores and pollen (including pollinia);
- (b)
seedling or tissue cultures obtained in vitro F187... transported in sterile containers;
- (c)
cut flowers of artificially propagated plants; and
- (d)
fruits and parts and derivatives thereof of artificially propagated plants of the genus Vanilla.
- (a)
- #2
Designates all parts and derivatives, except:
- (a)
seeds and pollen; and
- (b)
finished products packaged and ready for retail trade.
- (a)
- #3
Designates whole and sliced roots and parts of roots, excluding manufactured parts or derivatives, such as powders, pills, extracts, tonics, teas and confectionery.
- #4
Designates all parts and derivatives, except:
- (a)
seeds (including seedpods of Orchidaceae), spores and pollen (including pollinia). The exemption does not apply to seeds from Cactaceae spp. exported from Mexico, and to seeds from Beccariophoenix madagascariensis and Dypsis decaryi exported from Madagascar;
- (b)
seedling or tissue cultures obtained in vitro F188... transported in sterile containers;
- (c)
cut flowers of artificially propagated plants;
- (d)
fruits and parts and derivatives thereof of naturalized or artificially propagated plants of the genus Vanilla (Orchidaceae) and of the family Cactaceae;
- (e)
stems, flowers, and parts and derivatives thereof of naturalized or artificially propagated plants of the genera Opuntia subgenus Opuntia and Selenicereus (Cactaceae); and
- (f)
finished products of Aloe ferox and Euphorbia antisyphilitica packaged and ready for retail trade;
- (g)
F189 finished products packaged and ready for retail trade of cosmetics containing artificially propagated parts and derivatives of Bletilla striata, Cycnoches cooperi, Gastrodia elata, Phalaenopsis amabilis or P. lobbii.
- (a)
- #5
F189 Designates logs, sawn wood and veneer sheets.
- #6
Designates logs, sawn wood, veneer sheets and plywood.
- #7
Designates logs, wood-chips, powder and extracts.
- #8
Designates underground parts (i.e. roots, rhizomes): whole, parts and powdered.
- #9
Designates all parts and derivatives, except those bearing a label ‘Produced from Hoodia spp. material obtained through controlled harvesting and production under the terms of an agreement with the relevant CITES Management Authority of [Botswana under agreement No. BW/xxxxxx] [Namibia under agreement No. NA/xxxxxx] [South Africa under agreement No. ZA/xxxxxx] ’.
- #10
F190All parts, derivatives and finished products, except re-export of finished musical instruments, finished musical instrument accessories and finished musical instrument parts.
- #11
Designates logs, sawn wood, veneer sheets, plywood, powder and extracts. Finished products containing such extracts as ingredients, including fragrances, are not considered to be covered by this annotation.
- #12
Designates logs, sawn wood, veneer sheets, plywood and extracts. Finished products containing such extracts as ingredients, including fragrances, are not considered to be covered by this annotation.
- #13
Designates the kernel (also known as ‘ endosperm ’ , ‘ pulp ’ or ‘ copra ’ ) and any derivative thereof F191, except finished products packaged and ready for retail trade.
- #14
Designates all parts and derivatives, except:
- (a)
seeds and pollen;
- (b)
seedling or tissue cultures obtained in vitro F192... transported in sterile containers;
- (c)
fruits;
- (d)
leaves;
- (e)
exhausted agarwood powder, including compressed powder in all shapes; and
- (f)
finished products packaged and ready for retail F193trade; this exemption does not apply to wood chips, beads, prayer beads and carvings.
- (a)
- #15
Designates all parts and derivatives, except:
- (a)
leaves, flowers, pollen, fruits, and seeds;
- (b)
finished products to a maximum weight of wood of the listed species of up to 10 kg per shipment;
- (c)
finished musical instruments, finished musical instrument parts and finished musical instrument accessories;
- (d)
parts and derivatives of Dalbergia cochinchinensis which are covered by Annotation #4;
- (e)
parts and derivatives of Dalbergia spp. originating and exported from Mexico which are covered by Annotation #6;
- (a)
- #16
Designates seeds, fruits, and oils;
- #17
Logs, sawn wood, veener sheets, plywood and transformed wood.
- #18
F194Excluding parts and derivatives, other than eggs.
13. The terms and expressions below, used in annotations in these Annexes, are defined as follows:
Extract
Any substance obtained directly from plant material by physical or chemical means regardless of the manufacturing process. An extract may be solid (e.g. crystals, resin, fine or coarse particles), semisolid (e.g. gums, waxes) or liquid (e.g. solutions, tinctures, oil and essential oils).
Finished musical instruments
A musical instrument (as referenced by the Harmonized System of the World Customs Organization, Chapter 92; musical instruments, parts and accessories of such articles) that is ready to play or needs only the installation of parts to make it playable. This term includes antique instruments (as defined by the Harmonized System codes 97.05 and 97.06; Works of art, collectors’ pieces and antiques).
Finished musical instrument accessories
A musical instrument accessory (as referenced by the Harmonized System of the World Customs Organization, Chapter 92; musical instruments, parts and accessories of such articles) that is separate from the musical instrument, and is specifically designed or shaped to be used explicitly in association with an instrument, and that requires no further modification to be used.
Finished musical instrument parts
A part (as referenced by the Harmonized System of the World Customs Organization, Chapter 92; musical instruments, parts and accessories of such articles) of a musical instrument that is ready to install and is specifically designed and shaped to be used explicitly in association with the instrument to make it playable.
Finished products packaged and ready for retail trade
Products, shipped singly or in bulk, requiring no further processing, packaged, labelled for final use or the retail trade in a state fit for being sold to or used by the general public.
Powder
A dry, solid substance in the form of fine or coarse particles
Shipment
Cargo transported under the terms of a single bill of lading or air waybill, irrespective of the quantity or number of containers or packages; or pieces worn, carried or included in personal baggage.
10 kg per shipment
F195For the term ‘10kg per shipment’ the 10kg limit should be interpreted as referring to the weight of wood of each individual annotated species of genus Dalbergia or Guibourtia present in the items in the shipment. The 10kg limit is to be assessed only against the individual weights of the portions of wood of each individual annotated species contained in each item of the shipment, and not against the total weight of the shipment. The total weights present of each individual annotated species are considered individually to determine whether a CITES permit or certificate is required for each individual annotated species, and weights of different individual annotated species are not added together for this purpose.
Transformed wood
Defined by Harmonized System code 44.09. Wood (including strips, friezes for parquet flooring, not assembled), continuously shaped (tongued, grooved, F196rebated, chamfered, v-jointed, beaded F197, moulded, rounded or the like) along any edges, ends or faces, whether or not planed, sanded or end-jointed.
Woodchips
Wood that has been reduced to small pieces.
14.
As none of the species or higher taxa of FLORA included in Annex A is annotated to the effect that its hybrids shall be treated in accordance with Article 4(1), this means that artificially propagated hybrids produced from one or more of these species or taxa may be traded with a certificate of artificial propagation, and that seeds and pollen (including pollinia), cut flowers, seedling or tissue cultures obtained in vitro F198... transported in sterile containers of these hybrids are not subject to this Regulation.
15.
Urine, faeces and ambergris which are waste products and gained without the manipulation of the animal concerned are not subject to this Regulation.
16. In respect of fauna species listed in Annex D, this Regulation shall apply only to live specimens and whole, or substantially whole, dead specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:
- § 1
Any whole, or substantially whole, skins, raw or tanned.
17. In respect of flora species listed in Annex D, this Regulation shall apply only to live specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:
- § 3
Dried and fresh plants, including, where appropriate; leaves, roots/rootstock, stems, seeds/spores, bark and fruits.
- § 4
Logs, sawn wood and veneer sheets.
Annex A
Annex B
Annex C
Common name
FAUNA
CHORDATA (CHORDATES)
MAMMALIA
Mammals
ARTIODACTYLA
Antilocapridae
Pronghorn
Antilocapra americana (I) (Only the population of Mexico; no other population is included in the Annexes to this Regulation)
Mexican pronghorn
Bovidae
Antelopes, cattle, duikers, gazelles, goats, sheep etc.
Addax nasomaculatus (I)
Addax
Ammotragus lervia (II)
Barbary sheep
Antilope cervicapra (III Nepal/Pakistan)
Blackbuck
Bos gaurus (I) (Excludes the domesticated form referenced as Bos frontalis which is not subject to this Regulation)
Gaur
Bos mutus (I) (Excludes the domesticated form referenced as Bos grunniens which is not subject to this Regulation)
Wild yak
Bos sauveli (I)
Kouprey
Boselaphus tragocamelus (III Pakistan)
Nilgai
Bubalus arnee (III Nepal) (Excludes the domesticated form referenced as Bubalus bubalis , which is not subject to this Regulation)
Wild Asiatic buffalo
Bubalus depressicornis (I)
Lowland anoa
Bubalus mindorensis (I)
Tamarau
Bubalus quarlesi (I)
Mountain anoa
Budorcas taxicolor (II)
Takin
Capra falconeri (I)
Markhor
Capra caucasica (II)
Caucasian Tur
Capra hircus aegagrus (III Pakistan) (Specimens of the domesticated form are not subject to this Regulation)
Wild goat
Capra sibirica (III Pakistan)
Siberian Ibex
Capricornis milneedwardsii (I)
Chinese serow
Capricornis rubidus (I)
Red serow
Capricornis sumatraensis (I)
Sumatran serow
Capricornis thar (I)
Himalayan serow
Cephalophus brookei (II)
Brooke’s duiker
Cephalophus dorsalis (II)
Bay duiker
Cephalophus jentinki (I)
Jentink’s duiker
Cephalophus ogilbyi (II)
Ogilby’s duiker
Cephalophus silvicultor (II)
Yellow-backed duiker
Cephalophus zebra (II)
Zebra duiker
Damaliscus pygargus pygargus (II)
Bontebok
Gazella bennettii (III Pakistan)
Chinkara
Gazella cuvieri (I)
Cuvier’s gazelle
Gazella dorcas (III Algeria/Tunisia)
Dorcas gazelle
Gazella leptoceros (I)
Slender-horned gazelle
Hippotragus niger variani (I)
Giant sable antelope
Kobus leche (II)
Lechwe
Naemorhedus baileyi (I)
Red goral
Naemorhedus caudatus (I)
Long-tailed goral
Naemorhedus goral (I)
Himalayan goral
Naemorhedus griseus (I)
Chinese goral
Nanger dama (I)
Dama gazelle
Oryx dammah (I)
Scimitar-horned oryx
Oryx leucoryx (I)
Arabian oryx
Ovis ammon (II)
Altai argali
Ovis arabica (II)
Arabian wild sheep
Ovis bochariensis (II)
Bukhara urial
Ovis canadensis (II) (Only the population of Mexico; no other population is included in the Annexes to this Regulation)
Mexican bighorn sheep
Ovis collium (II) 12Kazakhstan argali
Ovis cycloceros (II)
Afghan urial
Ovis darwini (II) 12
Gobi argali
Ovis gmelini (I) (population of Cyprus)
Anatolian sheep
Ovis hodgsonii (I)
Tibetan argali
Ovis jubata (II) 12
Shansi argali
Ovis karelini (II) 12
Tianshan argali
Ovis nigrimontana (I)
Karatau argali
Ovis polii (II) 12
Marco Polo argali
Ovis punjabiensis (II)
Punjab urial
Ovis severtzovi (II) 12
Severtzov’s agali
Ovis vignei (I)
Ladakh urial
Pantholops hodgsonii (I)
Chiru
F199Philantomba maxwelli (II)
Philantomba monticola (II)
Blue duiker
Pseudois nayaur (III Pakistan)
Bharal
Pseudoryx nghetinhensis (I)
Saola
Rupicapra pyrenaica ornata (II)
Abruzzo chamois
Saiga borealis (II) (A zero export quota for wild specimens traded for commercial purposes)
Mongolian saiga
Saiga tatarica (II) (A zero export quota for wild specimens traded for commercial purposes)
Steppe saiga
Tetracerus quadricornis (III Nepal)
Four-horned antelope
Camelidae
Camels, guanaco, vicuña
Lama guanicoe (II)
Guanaco
Vicugna vicugna (I) (Except for the populations of: Argentina [the populations of the Provinces of Jujuy, Catamarca and Salta, and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia [the whole population]; Chile [populations of the region of Tarapacá and of the region of Arica and Parinacota]; Ecuador [the whole population] and Peru [the whole population]; which are included in Annex B)
Vicugna vicugna (II) (Only the populations of Argentina [the populations of the Provinces of Jujuy, Catamarca and Salta, and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia [the whole population]; Chile [populations of the region of Tarapacá and of the region of Arica and Parinacota]; Ecuador [the whole population] and Peru [the whole population]; all other populations are included in Annex A) 13Vicuña
Cervidae
Deer, huemuls, muntjacs, pudus
Axis calamianensis (I)
Calamian deer
Axis kuhlii (I)
Bawean deer
Axis porcinus (III Pakistan (Except for the subspecies included in Annex A))
Hog deer
Axis porcinus annamiticus (I)
Indochina hog deer
Blastocerus dichotomus (I)
Marsh deer
Cervus elaphus bactrianus (II)
Bactrian deer
Cervus elaphus barbarus (III Algeria/Tunisia)
Barbary deer
Cervus elaphus hanglu (I)
Hangul
Dama dama mesopotamica (I)
Persian fallow deer
Hippocamelus spp. (I)
Huemuls
Mazama temama cerasina (III Guatemala)
Central American red brocket
Muntiacus crinifrons (I)
Black muntjac
Muntiacus vuquangensis (I)
Giant muntjac
Odocoileus virginianus mayensis (III Guatemala)
Guatemalan white-tailed deer
Ozotoceros bezoarticus (I)
Pampas deer
Pudu mephistophiles (II)
Northern pudu
Pudu puda (I)
Southern pudu
Rucervus duvaucelii (I)
Barasingha
Rucervus eldii (I)
Eld’s deer
Giraffidae
Giraffa camelopardalis (II)
Giraffes
Giraffe
Hippopotamidae
Hippopotamuses
Hexaprotodon liberiensis (II)
Pygmy hippopotamus
Hippopotamus amphibius (II)
Common hippopotamus
Moschidae
Musk deer
Moschus spp. (I) (Only the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan; all other populations are included in Annex B)
Moschus spp. (II) (Except for the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan, which are included in Annex A)
Musk deer
Suidae
Babirusa, hogs, pigs
Babyrousa babyrussa (I)
Buru babirusa
Babyrousa bolabatuensis (I)
Bola Batu babirusa
Babyrousa celebensis (I)
North Sulawesi babirusa
Babyrousa togeanensis (I)
Malenge babirusa
Sus salvanius (I)
Pygmy hog
Tayassuidae
Peccaries
Tayassuidae spp. (II) (Except for the species included in Annex A and excluding the populations of Pecari tajacu of Mexico and the United States, which are not included in the Annexes to this Regulation)
Peccaries
Catagonus wagneri (I)
Chacoan peccary
CARNIVORA
Ailuridae
Ailurus fulgens (I)
Red panda
Canidae
Dogs, foxes, wolves
Canis aureus (III India)
Golden jackal
Canis lupus (I/II)
(All populations except those of Spain north of the Duero and Greece north of the 39th parallel. Populations of Bhutan, India, Nepal and Pakistan are listed in Appendix I; all other populations are listed in Appendix II. Excludes the domesticated form and the dingo which are referenced as Canis lupus familiaris and Canis lupus dingo )
Canis lupus (II) (Populations of Spain north of the Duero and Greece north of the 39th parallel.Excludes the domesticated form and the dingo which are referenced as Canis lupus familiaris and Canis lupus dingo )
Grey wolf
Canis simensis
Ethiopian wolf
Cerdocyon thous (II)
Crab-eating fox
Chrysocyon brachyurus (II)
Maned wolf
Cuon alpinus (II)
Dhole
Lycalopex culpaeus (II)
Culpeo
Lycalopex fulvipes (II)
Darwin’s fox
Lycalopex griseus (II)
South American grey fox
Lycalopex gymnocercus (II)
Pampas fox
Speothos venaticus (I)
Bush dog
Vulpes bengalensis (III India)
Bengal fox
Vulpes cana (II)
Blanford’s fox
Vulpes zerda (II)
Fennec fox
Eupleridae
Cryptoprocta ferox (II)
Fossa
Eupleres goudotii (II)
Falanouc
Fossa fossana (II)
Malagasy civet
Felidae
Cats, cheetahs, leopards, lions, tigers etc.
Felidae spp. (II) (Except for the species included in Annex A. Specimens of the domesticated form are not subject to this Regulation. For Panthera leo (African populations): A zero annual export quota is established for specimens of bones, bone pieces, bone products, claws, skeletons, skulls and teeth removed from the wild and traded for commercial purposes.
Annual export quotas for trade in bones, bone pieces, bone products, claws, skeletons, skulls and teeth for commercial purposes, derived from captive breeding operations in South Africa, will be established and communicated annually to the CITES Secretariat.)
Cats
Acinonyx jubatus (I) (Annual export quotas for live specimens and hunting trophies are granted as follows: Botswana: 5; Namibia: 150; Zimbabwe: 50. The trade in such specimens is subject to Article 4(1))
Cheetah
Caracal caracal (I) (Only the population of Asia; all other populations are included in Annex B)
Asian Caracal
Catopuma temminckii (I)
Asian golden cat
Felis nigripes (I)
Black-footed cat
Felis silvestris (II)
Wild cat
Herpailurus yagouaroundi (I) (Only the populations of Central and North America; all other populations are included in Annex B)
Jaguarundi
Leopardus geoffroyi (I)
Geoffroy’s cat
Leopardus guttulus (I)
Southern tigrina
Leopardus jacobita (I)
Andean mountain cat
Leopardus pardalis (I)
Ocelot
Leopardus tigrinus (I)
Oncilla
Leopardus wiedii (I)
Margay
Lynx lynx (II)
Eurasian lynx
Lynx pardinus (I)
Iberian lynx
Neofelis diardi (I)
Sunda clouded leopard
Neofelis nebulosa (I)
Mainland clouded leopard
Panthera leo (I) (Only the populations of India; all other populations are included in Annex B)
Asiatic lion
Panthera onca (I)
Jaguar
Panthera pardus (I)
Leopard
Panthera tigris (I)
Tiger
Panthera uncia (I)
Snow leopard
Pardofelis marmorata (I)
Marbled cat
Prionailurus bengalensis bengalensis (I) (Only the populations of Bangladesh, India and Thailand; all other populations are included in Annex B)
Bengal leopard cat
Prionailurus iriomotensis (II)
Iriomote cat
Prionailurus planiceps (I)
Flat-headed cat
Prionailurus rubiginosus (I) (Only the population of India; all other populations are included in Annex B)
Rusty-spotted cat
Puma concolor (I) (Only the populations of Costa Rica and Panama; all other populations are included in Annex B)
Costa Rican cougar
Herpestidae
Mongooses
Herpestes edwardsi (III India/Pakistan)
Indian grey mongoose
Herpestes fuscus (III India)
Indian brown mongoose
Herpestes javanicus (III Pakistan)
Small Asian mongoose
Herpestes javanicus auropunctatus (III India)
Small Indian mongoose
Herpestes smithii (III India)
Ruddy mongoose
Herpestes urva (III India)
Crab-eating mongoose
Herpestes vitticollis (III India)
Stripe-necked mongoose
Hyaenidae
Aardwolf, hyenas
Hyaena hyaena (III Pakistan)
Striped hyena
Proteles cristata (III Botswana)
Aardwolf
Mephitidae
Skunks
Conepatus humboldtii (II)
Humboldt’s hog-nosed skunk
Mustelidae
Badgers, martens, weasels etc.
Lutrinae
Otters
Lutrinae spp. (II) (Except for the species included in Annex A)
Otters
Aonyx capensis microdon (I) (Only the populations of Cameroon and Nigeria; all other populations are included in Annex B)
Cameroon clawless otter
F200Aonyx cinereus (I)
Small-clawed otter
Enhydra lutris nereis (I)
Southern sea otter
Lontra felina (I)
Marine otter
Lontra longicaudis (I)
Neotropical otter
Lontra provocax (I)
Southern river otter
Lutra lutra (I)
European otter
Lutra nippon (I)
Japanese otter
Lutrogale perspicillata (I)
Smooth-coated otter
Pteronura brasiliensis (I)
Giant otter
Mustelinae
Grisons, martens, tayra, weasels
Eira barbara (III Honduras)
Tayra
Martes flavigula (III India)
Yellow-throated marten
Martes foina intermedia (III India)
Stone marten
Martes gwatkinsii (III India)
Nilgiri marten
Mellivora capensis (III Botswana)
Honey badger
Mustela nigripes (I)
Black-footed ferret
Odobenidae
Walrus
Odobenus rosmarus (III Canada)
Walrus
Otariidae
Fur seals, sealions
Arctocephalus spp. (II) (Except for the species included in Annex A)
Fur seals
Arctocephalus philippii (II)
Juan Fernández fur seal
Arctocephalus townsendi (I)
Guadalupe fur seal
Phocidae
Seals
Mirounga leonina (II)
Southern elephant seal
Monachus spp. (I)
Monk seals
Procyonidae
Coatis, olingos
Nasua narica (III Honduras)
White-nosed coati
Nasua nasua solitaria (III Uruguay)
South Brazilian coati
Potos flavus (III Honduras)
Kinkajou
Ursidae
Bears
Ursidae spp. (II) (Except for the species included in Annex A)
Bears
Ailuropoda melanoleuca (I)
Giant panda
Helarctos malayanus (I)
Sun bear
Melursus ursinus (I)
Sloth bear
Tremarctos ornatus (I)
Spectacled bear
Ursus arctos (I/II)
(Only the populations of Bhutan, China, Mexico and Mongolia and the subspecies Ursus arctos isabellinus are listed in Appendix I; all other populations and subspecies are listed in Appendix II)
Brown bear
Ursus thibetanus (I)
Asian black bear
Viverridae
Binturong, civets, linsangs, otter-civet, palm civet
Arctictis binturong (III India)
Binturong
Civettictis civetta (III Botswana)
African civet
Cynogale bennettii (II)
Otter civet
Hemigalus derbyanus (II)
Banded palm civet
Paguma larvata (III India)
Masked palm civet
Paradoxurus hermaphroditus (III India)
Asian palm civet
Paradoxurus jerdoni (III India)
Jerdon’s palm civet
Prionodon linsang (II)
Banded linsang
Prionodon pardicolor (I)
Spotted linsang
Viverra civettina (III India)
Malabar large-spotted civet
Viverra zibetha (III India)
Large Indian civet
Viverricula indica (III India)
Small Indian civet
CETACEA
Cetaceans (dolphins, porpoises, whales)
CETACEA spp. (I/II) 14Cetaceans
CHIROPTERA
Phyllostomidae
Broad-nosed bats
Platyrrhinus lineatus (III Uruguay)
White-lined bat
Pteropodidae
Fruit bats, flying foxes
Acerodon spp. (II) (Except for the species included in Annex A)
Flying foxes
Acerodon jubatus (I)
Golden-capped fruit bat
Pteropus spp. (II) (Except for the species included in Annex A and except for Pteropus brunneus .)
Flying foxes
Pteropus insularis (I)
Ruck flying fox
Pteropus livingstonii (II)
Comoro flying fox
Pteropus loochoensis (I)
Japanese flying fox
Pteropus mariannus (I)
Marianas flying fox
Pteropus molossinus (I)
Caroline flying fox
Pteropus pelewensis (I)
Pelew flying fox
Pteropus pilosus (I)
Large Pelew flying fox
Pteropus rodricensis (II)
Rodrigues flying fox
Pteropus samoensis (I)
Samoan flying fox
Pteropus tonganus (I)
Pacific flying fox
Pteropus ualanus (I)
Kosrae flying fox
Pteropus voeltzkowi (II)
Pemba flying fox
Pteropus yapensis (I)
Yap flying fox
CINGULATA
Dasypodidae
Armadillos
Cabassous tatouay (III Uruguay)
Greater naked-tailed armadillo
Chaetophractus nationi (II) (A zero annual export quota has been established. All specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly)
Andean hairy armadillo
Priodontes maximus (I)
Giant armadillo
DASYUROMORPHIA
Dasyuridae
Dunnarts, marsupial mice, planigales
Sminthopsis longicaudata (I)
Long-tailed dunnart
Sminthopsis psammophila (I)
Sandhill dunnart
DIPROTODONTIA
Macropodidae
Kangaroos, wallabies
Dendrolagus inustus (II)
Grizzled tree-kangaroo
Dendrolagus ursinus (II)
Ursine tree-kangaroo
Lagorchestes hirsutus (I)
Rufous hare-wallaby
Lagostrophus fasciatus (I)
Banded hare-wallaby
Onychogalea fraenata (I)
Bridled nail-tail wallaby
Phalangeridae
Cuscus
Phalanger intercastellanus (II)
Eastern common cuscus
Phalanger mimicus (II)
Southern common cuscus
Phalanger orientalis (II)
Northern common cuscus
Spilocuscus kraemeri (II)
Admiralty Island cuscus
Spilocuscus maculatus (II)
Common spotted cuscus
Spilocuscus papuensis (II)
Waigeou cuscus
Potoroidae
Rat-kangaroos
Bettongia spp. (I)
Bettongs
Vombatidae
Wombats
Lasiorhinus krefftii (I)
Northern hairy-nosed wombat
LAGOMORPHA
Leporidae
Hares, rabbits
Caprolagus hispidus (I)
Hispid hare
Romerolagus diazi (I)
Volcano rabbit
MONOTREMATA
Tachyglossidae
Echidnas, spiny anteaters
Zaglossus spp. (II)
Long-beaked echidnas
PERAMELEMORPHIA
Peramelidae
Perameles bougainville (I)
Western barred bandicoot
Thylacomyidae
Macrotis lagotis (I)
Greater bilby
PERISSODACTYLA
Equidae
Horses, wild asses, zebras
Equus africanus (I) (Excludes the domesticated form referenced as Equus asinus , which is not subject to this Regulation)
African ass
Equus grevyi (I)
Grévy’s zebra
Equus hemionus (I/II) (The species is listed in Appendix II but subspecies Equus hemionus hemionus F201, Equus hemionus luteus and Equus hemionus khur are listed in Appendix I)
Asiatic wild ass
Equus kiang (II)
Kiang
Equus przewalskii (I)
Przewalski’s horse
Equus zebra hartmannae (II)
Hartmann’s mountain zebra
Equus zebra zebra (II)
Cape mountain zebra
Rhinocerotidae
Rhinoceroses
Rhinocerotidae spp. (I) (Except for the subspecies included in Annex B)
Rhinoceroses
F202Ceratotherium simum simum (II)
(Only the populations of Eswatini, Namibia and South Africa; all other populations are included in Annex A.
For the populations of Eswatini and South Africa, for the exclusive purpose of allowing international trade in live animals to appropriate and acceptable destinations and trade in hunting trophies.
For the population of Namibia, for the exclusive purpose of allowing international trade in live animals for in-situ conservation and only within the natural and historical range of Ceratotherium simum in Africa.
All other specimens of species included in Annex A and the trade in them shall be regulated accordingly.
Southern white rhinoceros
Tapiridae
Tapirs
Tapiridae spp. (I) (Except for the species included in Annex B)
Tapirs
Tapirus terrestris (II)
South American tapir
PHOLIDOTA
Manidae
Pangolins
Manis spp. (II)
(Except for the species included in Annex A)
Pangolins
Manis crassicaudata (I)
Indian pangolin
Manis culionensis (I)
Philippine pangolin
Manis gigantea (I)
Giant pangolin
Manis javanica (I)
Sunda pangolin
Manis pentadactyla (I)
Chinese pangolin
Manis temminckii (I)
Ground pangolin
Manis tetradactyla (I)
Long-tailed pangolin
Manis tricuspis (I)
Tree pangolin
PILOSA
Bradypodidae
Three-toed sloths
Bradypus pygmaeus (II)
Pygmy tree-toed sloth
Bradypus variegatus (II)
Brown-throated sloth
Myrmecophagidae
American anteaters
Myrmecophaga tridactyla (II)
Giant anteater
Tamandua mexicana (III Guatemala)
Northern tamandua
PRIMATES
Primates (apes and monkeys)
PRIMATES spp. (II) (Except for the species included in Annex A)
Primates
Atelidae
Howlers, spider monkeys
F203. . .
F203. . .
Alouatta palliata (I)
Mantled howler
Alouatta pigra (I)
Guatemalan black howler
Ateles geoffroyi frontatus (I)
Black-browed spider monkey
Ateles geoffroyi ornatus (I)
Red spider monkey
Brachyteles arachnoides (I)
Southern muriqui
Brachyteles hypoxanthus (I)
Northern muriqui
Oreonax flavicauda (I)
Yellow-tailed woolly monkey
Cebidae
Marmosets, tamarins, New-world monkeys
Callimico goeldii (I)
Goeldi’s marmoset
Callithrix aurita (I)
Buffy-tufted marmoset
Callithrix flaviceps (I)
Buffy-headed marmoset
Leontopithecus spp. (I)
Lion tamarins
Saguinus bicolor (I)
Pied tamarin
Saguinus geoffroyi (I)
Geoffroy’s tamarin
Saguinus leucopus (I)
White-footed tamarin
Saguinus martinsi (I)
Martins’ bare-face tamarin
Saguinus oedipus (I)
Cottontop tamarin
Saimiri oerstedii (I)
Central American squirrel monkey
Cercopithecidae
Old-world monkeys
Cercocebus galeritus (I)
Tana River mangabey
Cercopithecus diana (I)
Diana monkey
Cercopithecus roloway (I)
Roloway monkey
Cercopithecus solatus (II)
Sun-tailed monkey
Colobus satanas (II)
Black colobus
Macaca silenus (I)
Lion-tailed macaque
Macaca sylvanus (I)
Barbary macaque
Mandrillus leucophaeus (I)
Drill
Mandrillus sphinx (I)
Mandrill
Nasalis larvatus (I)
Proboscis monkey
Piliocolobus foai (II)
Central African red colobus
Piliocolobus gordonorum (II)
Uzungwa red colobus
Piliocolobus kirkii (I)
Zanzibar red colobus
Piliocolobus pennantii (II)
Pennant’s red colobus
Piliocolobus preussi (II)
Preuss’s red colobus
Piliocolobus rufomitratus (I)
Tana River red colobus
Piliocolobus tephrosceles (II)
Ugandan red colobus
Piliocolobus tholloni (II)
Thollon’s red colobus
Presbytis potenziani (I)
Mentawai langur
Pygathrix spp. (I)
Douc langurs
Rhinopithecus spp. (I)
Snub-nosed monkeys
Semnopithecus ajax (I)
Kashmir grey langur
Semnopithecus dussumieri (I)
Southern Plains grey langur
Semnopithecus entellus (I)
Northern Plains grey langur
Semnopithecus hector (I)
Tarai grey langur
Semnopithecus hypoleucos (I)
Black-footed grey langur
Semnopithecus priam (I)
Tufted grey langur
Semnopithecus schistaceus (I)
Nepal grey langur
Simias concolor (I)
Simakobou
Trachypithecus delacouri (II)
Delacour’s langur
Trachypithecus francoisi (II)
François’s langur
Trachypithecus geei (I)
Gee’s golden langur
Trachypithecus hatinhensis (II)
Hatinh langur
Trachypithecus johnii (II)
Nilgiri langur
Trachypithecus laotum (II)
Laotian langur
Trachypithecus pileatus (I)
Capped langur
Trachypithecus poliocephalus (II)
White-headed langur
Trachypithecus shortridgei (I)
Shortridge’s langur
Cheirogaleidae
Dwarf lemurs and mouse-lemurs
Cheirogaleidae spp. (I)
Dwarf lemurs and mouse lemurs
Daubentoniidae
Aye-aye
Daubentonia madagascariensis (I)
Aye-aye
Hominidae
Chimpanzees, gorillas, orang-utan
Gorilla beringei (I)
Eastern gorilla
Gorilla gorilla (I)
Western gorilla
Pan spp. (I)
Chimpanzee and bonobo
Pongo abelii (I)
Sumatran orangutan
Pongo pygmaeus (I)
Bornean orangutan
F204Pongo tapanuliensis (I)
Tapanuli orangutan
Hylobatidae
Gibbons
Hylobatidae spp. (I)
Gibbons
Indriidae
Indri, sifakas and woolly lemurs
Indriidae spp. (I)
Indri, sifakas and woolly lemurs
Lemuridae
Large lemurs
Lemuridae spp. (I)
Large lemurs
Lepilemuridae
Sportive lemurs
Lepilemuridae spp. (I)
Sportive lemurs
Lorisidae
Lorises
Nycticebus spp. (I)
Slow lorises
Pitheciidae
Uacaris, titis, sakis
Cacajao spp. (I)
Uacaris
Callicebus barbarabrownae (II)
Barbara Brown’s Titi
Callicebus melanochir (II)
Coastal Black-handed Titi
Callicebus nigrifrons (II)
Black-fronted Titi
Callicebus personatus (II)
Atlantic titi
Chiropotes albinasus (I)
White-nosed saki
Tarsiidae
Tarsiers
Tarsius spp. (II)
Tarsiers
PROBOSCIDEA
Elephantidae
Elephants
Elephas maximus (I)
Asian elephant
Loxodonta africana (I) (Except for the populations of Botswana, Namibia, South Africa and Zimbabwe, which are included in Annex B)
Loxodonta africana (II)
(Only the populations of Botswana, Namibia, South Africa and Zimbabwe 15 ; all other populations are included in Annex A)African elephant
RODENTIA
Chinchillidae
Chinchillas
Chinchilla spp. (I) (Specimens of the domesticated form are not subject to this Regulation)
Chinchillas
Cuniculidae
Pacas
Cuniculus paca (III Honduras)
Lowland paca
Dasyproctidae
Agoutis
Dasyprocta punctata (III Honduras)
Central American agouti
Erethizontidae
New-world porcupines
Sphiggurus mexicanus (III Honduras)
Mexican hairy dwarf porcupine
Sphiggurus spinosus (III Uruguay)
Paraguaian hairy dwarf porcupine
Hystricidae
Old-world porcupines
Hystrix cristata
Crested porcupine
Muridae
Mice, rats
Leporillus conditor (II)
Greater stick-nest rat
Pseudomys fieldi (II)
Shark Bay mouse
Xeromys myoides (II)
False water rat
Zyzomys pedunculatus (II)
Central Australian rock rat
Sciuridae
Ground squirrels, tree squirrels
.
F205Cynomys mexicanus (II)
Mexican prairie dog
Marmota caudata (III India)
Long-tailed marmot
Marmota himalayana (III India)
Himalayan marmot
Ratufa spp. (II)
Giant squirrels
SCANDENTIA
SCANDENTIA spp. (II)
Treeshrews
SIRENIA
Dugongidae
Dugong
Dugong dugon (I)
Dugong
Trichechidae
Manatees
Trichechus inunguis (I)
Trichechus manatus (I)
Trichechus senegalensis (I)
AVES
Birds
ANSERIFORMES
Anatidae
Ducks, geese, swans etc.
Anas aucklandica (I)
Auckland Islands teal
Anas bernieri (II)
Madagascar teal
Anas chlorotis (I)
Brown teal
Anas formosa (II)
Baikal teal
Anas laysanensis (I)
Laysan duck
Anas nesiotis (I)
Campbell Island teal
Anas querquedula
Garganey
Asarcornis scutulata (I)
White-winged duck
Aythya innotata
Madagascar pochard
Aythya nyroca
Ferruginous duck
.
F206Branta canadensis leucopareia (II)
Aleutian cackling goose
Branta ruficollis (II)
Red-breasted goose
Branta sandvicensis (I)
Nene
Coscoroba coscoroba (II)
Coscoroba swan
Cygnus melancoryphus (II)
Black-necked swan
Dendrocygna arborea (II)
West Indian whistling-duck
Dendrocygna autumnalis (III Honduras)
Black-bellied whistling-duck
Dendrocygna bicolor (III Honduras)
Fulvous whistling-duck
Mergus octosetaceus
Brazilian merganser
Oxyura leucocephala (II)
White-headed duck
Rhodonessa caryophyllacea (I)
Pink-headed duck
Sarkidiornis melanotos (II)
Comb duck
Tadorna cristata
Crested shelduck
APODIFORMES
Trochilidae
Hummingbirds
Trochilidae spp. (II) (Except for the species included in Annex A)
Hummingbirds
Glaucis dohrnii (I)
Hook-billed hermit
CHARADRIIFORMES
Burhinidae
Thick-knees
Burhinus bistriatus (III Guatemala)
Double-striped thick-knee
Laridae
Gulls, terns
Larus relictus (I)
Relict gull
Scolopacidae
Curlews, greenshanks
Numenius borealis (I)
Eskimo curlew
Numenius tenuirostris (I)
Slender-billed curlew
Tringa guttifer (I)
Nordmann’s greenshank
CICONIIFORMES
Ardeidae
Egrets, herons
Ardea alba
Great egret
Bubulcus ibis
Cattle egret
Egretta garzetta
Little egret
Balaenicipitidae
Shoebill, whale-headed stork
Balaeniceps rex (II)
Shoebill
Ciconiidae
Storks
Ciconia boyciana (I)
Oriental stork
Ciconia nigra (II)
Black stork
Ciconia stormi
Storm’s stork
Jabiru mycteria (I)
Jabiru
Leptoptilos dubius
Greater adjutant stork
Mycteria cinerea (I)
Milky stork
Phoenicopteridae
Flamingos
Phoenicopteridae spp. (II) (Except for the species included in Annex A)
Flamingos
Phoenicopterus ruber (II)
Greater flamingo
Threskiornithidae
Ibises, spoonbills
Eudocimus ruber (II)
Scarlet ibis
Geronticus calvus (II)
Bald ibis
Geronticus eremita (I)
Waldrapp
Nipponia nippon (I)
Crested ibis
Platalea leucorodia (II)
Eurasian spoonbill
Pseudibis gigantea
Giant ibis
COLUMBIFORMES
Columbidae
Doves, pigeons
Caloenas nicobarica (I)
Nicobar pigeon
Claravis godefrida
Purple-winged ground-dove
Columba livia
Rock pigeon
Ducula mindorensis (I)
Mindoro zone-tailed pigeon
Gallicolumba luzonica (II)
Luzon bleeding-heart
Goura spp. (II)
Crowned-pigeons
Leptotila wellsi
Grenada dove
Nesoenas mayeri (III Mauritius)
Pink pigeon
Streptopelia turtur
European turtle-dove
CORACIIFORMES
Bucerotidae
Hornbills
Aceros spp. (II) (Except for the species included in Annex A)
Hornbills
Aceros nipalensis (I)
Rufous-necked hornbill
Anorrhinus spp. (II)
Hornbills
Anthracoceros spp. (II)
Hornbills
Berenicornis spp. (II)
Hornbills
Buceros spp. (II) (Except for the species included in Annex A)
Hornbills
Buceros bicornis (I)
Great hornbill
Penelopides spp. (II)
Hornbills
Rhinoplax vigil (I)
Helmeted hornbill
Rhyticeros spp. (II) (Except for the species included in Annex A)
Hornbills
Rhyticeros subruficollis (I)
Plain-pouched hornbill
CUCULIFORMES
Musophagidae
Turacos
Tauraco spp. (II) (Except for the species included in Annex A)
Turacos
Tauraco bannermani (II)
Bannerman’s turaco
FALCONIFORMES
Diurnal birds of prey (eagles, falcons, hawks, vultures)
FALCONIFORMES spp. (II)
(Except for the species included in Annex A; except for one species of the family Cathartidae included in Annex C; the other species of that family are not included in the Annexes to this Regulation; and except for Caracara lutosa )
Diurnal birds of prey
Accipitridae
Hawks, eagles
Accipiter brevipes (II)
Levant sparrowhawk
Accipiter gentilis (II)
Northern goshawk
Accipiter nisus (II)
Eurasian sparrowhawk
Aegypius monachus (II)
Cinereous vulture
Aquila adalberti (I)
Adalbert’s eagle
Aquila chrysaetos (II)
Golden eagle
Aquila clanga (II)
Greater spotted eagle
Aquila heliaca (I)
Imperial eagle
Aquila pomarina (II)
Lesser spotted eagle
Buteo buteo (II)
Common buzzard
Buteo lagopus (II)
Rough-legged buzzard
Buteo rufinus (II)
Long-legged buzzard
F207Chondrohierax wilsonii (I)
Cuban hook-billed kite
Circaetus gallicus (II)
Short-toed snake-eagle
Circus aeruginosus (II)
Western marsh-harrier
Circus cyaneus (II)
Northern harrier
Circus macrourus (II)
Pallid harrier
Circus pygargus (II)
Montagu’s harrier
Elanus caeruleus (II)
Black-winged kite
Eutriorchis astur (II)
Madagascar serpent-eagle
Gypaetus barbatus (II)
Lammergeier
Gyps fulvus (II)
Eurasian griffon
Haliaeetus spp. (I/II) ( Haliaeetus albicilla is listed in Appendix I; the other species are listed in Appendix II)
Sea-eagles
Harpia harpyja (I)
Harpy eagle
Hieraaetus fasciatus (II)
Bonelli’s eagle
Hieraaetus pennatus (II)
Booted eagle
Leucopternis occidentalis (II)
Grey-backed hawk
Milvus migrans (II) (Except for Milvus migrans lineatus which is included in Annex B)
Black kite
Milvus milvus (II)
Red kite
Neophron percnopterus (II)
Egyptian vulture
Pernis apivorus (II)
European honey-buzzard
Pithecophaga jefferyi (I)
Great Philippine eagle
Cathartidae
New world vultures
Gymnogyps californianus (I)
California condor
Sarcoramphus papa (III Honduras)
King vulture
Vultur gryphus (I)
Andean condor
Falconidae
Falcons
Falco araeus (I)
Seychelles kestrel
Falco biarmicus (II)
Lanner falcon
Falco cherrug (II)
Saker falcon
Falco columbarius (II)
Merlin
Falco eleonorae (II)
Eleonora’s falcon
Falco jugger (I)
Laggar falcon
Falco naumanni (II)
Lesser kestrel
Falco newtoni (I) (Only the population of the Seychelles)
Newton’s kestrel
F208. . .
F208. . .
Falco peregrinus (I)
Peregrine falcon
Falco punctatus (I)
Mauritius kestrel
Falco rusticolus (I)
Gyrfalcon
Falco subbuteo (II)
Eurasian hobby
Falco tinnunculus (II)
Common kestrel
Falco vespertinus (II)
Red-footed falcon
Pandionidae
Ospreys
Pandion haliaetus (II)
Osprey
GALLIFORMES
Cracidae
Crax alberti (III Colombia)
Blue-knobbed curassow
Crax blumenbachii (I)
Red-billed curassow
Crax daubentoni (III Colombia)
Yellow-knobbed curassow
Crax fasciolata
Bare-faced Curassow
Crax globulosa (III Colombia)
Wattled curassow
Crax rubra (III Colombia/Guatemala/Honduras)
Great currasow
Mitu mitu (I)
Alagoas curassow
Oreophasis derbianus (I)
Horned guan
Ortalis vetula (III Guatemala/Honduras)
Plain chachalaca
Pauxi pauxi (III Colombia)
Helmeted curassow
Penelope albipennis (I)
White-winged guan
Penelope purpurascens (III Honduras)
Crested guan
Penelopina nigra (III Guatemala)
Highland guan
Pipile jacutinga (I)
Black-fronted piping guan
Pipile pipile (I)
Trinidad piping guan
Megapodiidae
Megapodes, scrubfowl
Macrocephalon maleo (I)
Maleo
Phasianidae
Grouse, guineafowl, partridges, pheasants, tragopans
Argusianus argus (II)
Great argus
Catreus wallichii (I)
Cheer pheasant
Colinus virginianus ridgwayi (I)
Masked bobwhite
Crossoptilon crossoptilon (I)
White eared-pheasant
Crossoptilon mantchuricum (I)
Brown eared-pheasant
Gallus sonneratii (II)
Grey junglefowl
Ithaginis cruentus (II)
Blood pheasant
Lophophorus impejanus (I)
Himalayan monal
Lophophorus lhuysii (I)
Chinese monal
Lophophorus sclateri (I)
Sclater’s monal
Lophura edwardsi (I)
Edwards’ pheasant
Lophura hatinhensis
Vietnamese fireback
Lophura leucomelanos (III Pakistan)
Kalij pheasant
Lophura swinhoii (I)
Swinhoe’s pheasant
Meleagris ocellata (III Guatemala)
Ocellated turkey
Odontophorus strophium
Gorgeted wood-quail
Ophrysia superciliosa
Himalayan quail
Pavo cristatus (III Pakistan)
Indian peafowl
Pavo muticus (II)
Green peafowl
Polyplectron bicalcaratum (II)
Grey peacock-pheasant
Polyplectron germaini (II)
Germain’s peacock-pheasant
Polyplectron malacense (II)
Malayan peacock-pheasant
Polyplectron napoleonis (I)
Palawan peacock-pheasant
Polyplectron schleiermacheri (II)
Bornean peacock-pheasant
Pucrasia macrolopha (III Pakistan)
Koklass pheasant
Rheinardia ocellata (I)
Crested argus
Syrmaticus ellioti (I)
Elliot’s pheasant
Syrmaticus humiae (I)
Hume’s pheasant
Syrmaticus mikado (I)
Mikado pheasant
Syrmaticus reevesii (II)
Reeves’s pheasant
Tetraogallus caspius (I)
Caspian snowcock
Tetraogallus tibetanus (I)
Tibetan snowcock
Tragopan blythii (I)
Blyth’s tragopan
Tragopan caboti (I)
Cabot’s tragopan
Tragopan melanocephalus (I)
Western tragopan
Tragopan satyra (III Nepal)
Satyr tragopan
Tympanuchus cupido attwateri (II)
Attwater’s prairie-chicken
GRUIFORMES
Gruidae
Cranes
Gruidae spp. (II) (Except for the species included in Annex A)
Cranes
F209Antigone canadensis nesiotes (I)
Cuban sandhill crane
F209Antigone canadensis pulla (I)
Mississippi sandhill crane
F209Antigone vipio (I)
White-necked crane
Balearica pavonina (I)
Black crowned crane
Grus americana (I)
Whooping crane
F210. . .
F210. . .
Grus grus (II)
Common crane
Grus japonensis (I)
Red-crowned crane
F210. . .
F210. . .
Grus monacha (I)
Hooded crane
Grus nigricollis (I)
Black-necked crane
F211Leucogeranus leucogeranus (I)
Siberian crane
F210. . .
F210. . .
Otididae
Bustards
Otididae spp. (II) (Except for the species included in Annex A)
Bustards
Ardeotis nigriceps (I)
Indian bustard
Chlamydotis macqueenii (I)
Macqueen’s bustard
Chlamydotis undulata (I)
Houbara bustard
Houbaropsis bengalensis (I)
Bengal florican
Otis tarda (II)
Great bustard
Sypheotides indicus (II)
Lesser florican
Tetrax tetrax (II)
Little bustard
Rallidae
Coots, rails
F212Hypotaenidia sylvestris (I)
Lord Howe rail
Rhynochetidae
Kagu
Rhynochetos jubatus (I)
Kagu
PASSERIFORMES
F213Alaudidae
Larks
Alauda arvensis (III Ukraine)
Eurasian lark
Galerida cristata (III Ukraine)
Crested lark
Lullula arborea (III Ukraine)
Wood lark
Melanocorypha calandra (III Ukraine)
Calandra lark
Atrichornithidae
Scrub-birds
Atrichornis clamosus (I)
Noisy scrub-bird
Cotingidae
Cotingas
Cephalopterus ornatus (III Colombia)
Amazonian umbrella bird
Cephalopterus penduliger (III Colombia)
Long-wattled umbrella bird
Cotinga maculata (I)
Banded cotinga
Rupicola spp. (II)
Cocks-of-the-rock
Xipholena atropurpurea (I)
White-winged cotinga
Emberizidae
Cardinals, tanagers
F214Emberiza citrinella (III Ukraine)
Yellowhammer
Emberiza hortulana (III Ukraine)
Ortolan
Bunting
Gubernatrix cristata (II)
Yellow cardinal
F215Melopyrrha nigra (III Cuba)
Cuban bullfinch
Paroaria capitata (II)
Yellow-billed cardinal
Paroaria coronata (II)
Red-crested cardinal
Tangara fastuosa (II)
Seven-coloured tanager
F216Tiaris canorus (III Cuba)
Cuban grassquit
Estrildidae
Mannikins, waxbills
Amandava formosa (II)
Green avadavat
Lonchura fuscata
Timor sparrow
Lonchura oryzivora (II)
Java sparrow
Poephila cincta cincta (II)
Southern black-throated finch
F217Fringillidae
Finches
Carduelis cannabina (III Ukraine)
Common linnet
Carduelis carduelis (III Ukraine)
European goldfinch
Carduelis cucullata (I)
Red siskin
Carduelis flammea (III Ukraine)
Common redpoll
Carduelis hornemanni (III Ukraine)
Arctic redpoll
Carduelis spinus (III Ukraine)
Eurasian siskin
Carduelis yarrellii (II)
Yellow-faced siskin
Carpodacus erythrinus (III Ukraine)
Common rosefinch
Loxia curvirostra (III Ukraine)
Red crossbill
Pyrrhula pyrrhula (III Ukraine)
Eurasian bullfinch
Serinus serinus (III Ukraine)
European serin
Hirundinidae
Martins
Pseudochelidon sirintarae (I)
White-eyed river-martin
Icteridae
New-world blackbirds
Xanthopsar flavus (I)
Saffron-cowled blackbird
Meliphagidae
Honey-eaters
Lichenostomus melanops cassidix (II)
Helmeted honeyeater
F218Muscicapidae
Old-world flycatchers, babblers, etc.
Acrocephalus rodericanus (III Mauritius)
Rodrigues brush-warbler
F219 Copysychusmalabaricus (II)
White-rumped shama
Cyornis ruckii (II)
Rueck’s blue-flycatcher
Dasyornis broadbenti litoralis (II)
Western rufous bristlebird
Dasyornis longirostris (II)
Western bristlebird
Erithacus rubecula (III Ukraine)
European robin
Ficedula parva (III Ukraine)
Red-breasted flycatcher
Garrulax canorus (II)
Chinese Hwamei
Garrulax taewanus (II)
Taiwan Hwamei
Hippolais icterina (III Ukraine)
Icterine warbler
Leiothrix argentauris (II)
Silver-eared mesia
Leiothrix lutea (II)
Red-billed leiothrix
Liocichla omeiensis (II)
Omei Shan liocichla
Luscinia luscinia (III Ukraine)
Thrush nightingale
Luscinia megarhynchos (III Ukraine)
Common nightingale
Luscinia svecica (III Ukraine)
Bluethroat
Monticola saxatilis (III Ukraine)
Common rock thrush
Picathartes gymnocephalus (I)
White-necked rockfowl
Picathartes oreas (I)
Grey-necked rockfowl
Sylvia atricapilla (III Ukraine)
Eurasian blackcap
Sylvia borin (III Ukraine)
Garden warbler
Sylvia curruca (III Ukraine)
Lesser whitethroat
Sylvia nisoria (III Ukraine)
Barred warbler
Terpsiphone bourbonnensis (III Mauritius)
Mascarene paradise-flycatcher
Turdus merula (III Ukraine)
Eurasian blackbird
Turdus philomelos (III Ukraine)
Song thrush
Oriolidae
Old world orioles
Oriolus oriolus (III Ukraine)
Eurasian golden oriole
Paradisaeidae
Birds of paradise
Paradisaeidae spp. (II)
Birds of paradise
F220Paridae
Tits
Parus ater (III Ukraine)
Coal tit
Pittidae
Pittas
Pitta guajana (II)
Banded pitta
Pitta gurneyi (I)
Gurney’s pitta
Pitta kochi (I)
Whiskered pitta
Pitta nympha (II)
Fairy pitta
Pycnonotidae
Bulbuls
F221Pycnonotus zeylanicus (I)
(This inclusion has effect at the beginning of 25th November 2023)
Pycnonotus zeylanicus (II)
(This inclusion ceases to have effect at the end of 24th November 2023)
Straw-headed bulbul
Sturnidae
Mynas
Gracula religiosa (II)
Hill myna
Leucopsar rothschildi (I)
Bali myna
F222Troglodytidae
Wrens
Troglodytes troglodytes (III Ukraine)
Eurasian wren
Zosteropidae
White-eyes
Zosterops albogularis (I)
White-chested white-eye
PELECANIFORMES
Fregatidae
Frigatebirds
Fregata andrewsi (I)
Christmas frigatebird
Pelecanidae
Pelicans
Pelecanus crispus (I)
Dalmatian pelican
Sulidae
Boobies
Papasula abbotti (I)
Abbott’s booby
PICIFORMES
Capitonidae
Barbets
Semnornis ramphastinus (III Colombia)
Toucan barbet
Picidae
Woodpeckers
Dryocopus javensis richardsi (I)
Tristram’s woodpecker
Ramphastidae
Toucans
Baillonius bailloni (III Argentina)
Saffron toucanet
Pteroglossus aracari (II)
Black-necked aracari
Pteroglossus castanotis (III Argentina)
Chestnut-eared aracari
Pteroglossus viridis (II)
Green aracari
Ramphastos dicolorus (III Argentina)
Red-breasted toucan
Ramphastos sulfuratus (II)
Keel-billed toucan
Ramphastos toco (II)
Toco toucan
Ramphastos tucanus (II)
Red-billed toucan
Ramphastos vitellinus (II)
Channel-billed toucan
Selenidera maculirostris (III Argentina)
Spot-billed toucanet
PODICIPEDIFORMES
Podicipedidae
Grebes
Podilymbus gigas (I)
Atitlan Grebe
PROCELLARIIFORMES
Diomedeidae
Albatrosses
F223Phoebastria albatrus (II)
Short-tailed albatross
PSITTACIFORMES
Cockatoos, lories, macaws, parakeets, parrots etc.
PSITTACIFORMES spp. (II)
(Except for the species included in Annex A and excluding Agapornis roseicollis , Melopsittacus undulatus , Nymphicus hollandicus and Psittacula krameri , which are not included in the Annexes to this Regulation)
Parrots, etc.
Cacatuidae
Cockatoos
Cacatua goffiniana (I)
Tanimbar cockatoo
Cacatua haematuropygia (I)
Philippine cockatoo
Cacatua moluccensis (I)
Salmon-crested cockatoo
Cacatua sulphurea (I)
Yellow-crested cockatoo
Probosciger aterrimus (I)
Palm cockatoo
Loriidae
Lories, lorikeets
Eos histrio (I)
Red and blue lory
Vini spp. (I/II) ( Vini ultramarina is listed in Appendix I, the other species are listed in Appendix II)
Blue lorikeets
Psittacidae
Amazons, macaws, parakeets, parrots
Amazona arausiaca (I)
Red-necked parrot
Amazona auropalliata (I)
Yellow-naped parrot
Amazona barbadensis (I)
Yellow-shouldered parrot
Amazona brasiliensis (I)
Red-tailed parrot
Amazona finschi (I)
Lilac-crowned parrot
Amazona guildingii (I)
St Vincent parrot
Amazona imperialis (I)
Imperial parrot
Amazona leucocephala (I)
Cuban parrot
Amazona oratrix (I)
Yellow-headed parrot
Amazona pretrei (I)
Red-spectacled parrot
Amazona rhodocorytha (I)
Red-browed parrot
Amazona tucumana (I)
Tucuman parrot
Amazona versicolor (I)
Saint Lucia parrot
Amazona vinacea (I)
Vinaceous parrot
Amazona viridigenalis (I)
Green-cheeked parrot
Amazona vittata (I)
Puerto Rican parrot
Anodorhynchus spp. (I)
Blue macaws
Ara ambiguus (I)
Great green macaw
Ara glaucogularis (I)
Blue-throated macaw
Ara macao (I)
Scarlet macaw
Ara militaris (I)
Military macaw
Ara rubrogenys (I)
Red-fronted macaw
Cyanopsitta spixii (I)
Spix’s macaw
Cyanoramphus cookii (I)
Norfolk Island parakeet
Cyanoramphus forbesi (I)
Chatham Island yellow-fronted parakeet
Cyanoramphus novaezelandiae (I)
Red-fronted parakeet
Cyanoramphus saisseti (I)
Red-crowned parakeet
Cyclopsitta diophthalma coxeni (I)
Coxen’s double-eyed fig parrot
Eunymphicus cornutus (I)
Horned parakeet
Guarouba guarouba (I)
Golden parakeet
Neophema chrysogaster (I)
Orange-bellied parrot
Ognorhynchus icterotis (I)
Yellow-eared parrot
F224Pezoporus flaviventris (I)
Pezoporus occidentalis (I)
Night parrot
Pezoporus wallicus (I)
Ground parrot
Pionopsitta pileata (I)
Pileated parrot
Primolius couloni (I)
Blue-headed macaw
Primolius maracana (I)
Blue-winged macaw
F225Psephotellus chrysopterygius (I)
Golden-shouldered parrot
F226Psephotellus dissimilis (I)
Hooded parrot
F227Psephotellus pulcherrimus (I)
Paradise parrot
Psittacula echo (I)
Mauritius parakeet
Psittacus erithacus (I)
African grey parrot
Pyrrhura cruentata (I)
Blue-throated parakeet
Rhynchopsitta spp. (I)
Thick-billed parrots
Strigops habroptilus (I)
Kakapo
RHEIFORMES
Rheidae
Rheas
Pterocnemia pennata (I) (Except Pterocnemia pennata pennata which is included in Annex B)
Lesser rhea
Pterocnemia pennata pennata (II)
Lesser rhea
Rhea americana (II)
Greater rhea
SPHENISCIFORMES
Spheniscidae
Penguins
Spheniscus demersus (II)
Jackass penguin
Spheniscus humboldti (I)
Humboldt penguin
STRIGIFORMES
Owls
STRIGIFORMES spp. (II) (Except for the species included in Annex A and except for Sceloglaux albifacies )
Owls
Strigidae
Owls
Aegolius funereus (II)
Boreal owl
Asio flammeus (II)
Short-eared owl
Asio otus (II)
Long-eared owl
Athene noctua (II)
Little owl
Bubo bubo (II) (Except for Bubo bubo bengalensis which is included in Annex B)
Eurasian eagle-owl
Glaucidium passerinum (II)
Eurasian pygmy-owl
Heteroglaux blewitti (I)
Forest owlet
Mimizuku gurneyi (I)
Lesser eagle-owl
Ninox natalis (I)
Christmas hawk-owl
Nyctea scandiaca (II)
Snowy owl
Otus ireneae (II)
Sokoke scops-owl
Otus scops (II)
Eurasian scops-owl
Strix aluco (II)
Tawny owl
Strix nebulosa (II)
Great grey owl
Strix uralensis (II) (Except for Strix uralensis davidi which is included in Annex B)
Ural owl
Surnia ulula (II)
Northern hawk owl
Tytonidae
Barn owls
Tyto alba (II)
Barn owl
Tyto soumagnei (I)
Soumagne’s owl
STRUTHIONIFORMES
Struthionidae
Ostrich
Struthio camelus (I) (Only the populations of Algeria, Burkina Faso, Cameroon, the Central African Republic, Chad, Mali, Mauritania, Morocco, the Niger, Nigeria, Senegal and the Sudan; all other populations are not included in the Annexes to this Regulation)
Ostrich
TINAMIFORMES
Tinamidae
Tinamous
Tinamus solitarius (I)
Solitary tinamou
TROGONIFORMES
Trogonidae
Quetzals
Pharomachrus mocinno (I)
Resplendent quetzal
REPTILIA
Reptiles
CROCODYLIA
Alligators, caimans, crocodiles
CROCODYLIA spp. (II) (Except for the species included in Annex A)
Alligators, caimans, crocodiles
Alligatoridae
Alligators, caimans
Alligator sinensis (I)
Chinese alligator
Caiman crocodilus apaporiensis (I)
Rio Apaporis spectacled caiman
F228Caiman latirostris (I) (Except for the populations of Argentina and Brazil, which are included in Annex B. The population of Brazil is subject to a zero export quota for wild specimens traded for commercial purposes)
Broad-snouted caiman
Melanosuchus niger (I) (Except for the population of Brazil, which is included in Annex B, and population of Ecuador, which is included in Annex B and is subject to a zero annual export quota until an annual export quota has been approved by the CITES Secretariat and the IUCN/SSC Crocodile Specialist Group)
Black caiman
Crocodylidae
Crocodiles
Crocodylus acutus (I) (Except for the population of the Integrated Management District of Mangroves of the Bay of Cispata, Tinajones, La Balsa and Surrounding Areas, Department of Córdoba, Colombia, and the population of Cuba, which are included in Annex B, and the population of Mexico, which is included in Annex B and is subject to a zero export quota for wild specimens for commercial purposes)
American crocodile
Crocodylus cataphractus (I)
African slender-snouted crocodile
Crocodylus intermedius (I)
Orinoco crocodile
Crocodylus mindorensis (I)
Philippine crocodile
Crocodylus moreletii (I) (Except for the population of Belize, which is included in Annex B with a zero quota for wild specimens traded for commercial purposes, and the population of Mexico, which is included in Annex B)
Morelet’s crocodile
Crocodylus niloticus (I) (Except for the populations of Botswana, Egypt [subject to a zero quota for wild specimens traded for commercial purposes], Ethiopia, Kenya, Madagascar, Malawi, Mozambique, Namibia, South Africa, Uganda, the United Republic of Tanzania [subject to an annual export quota of no more than 1600 wild specimens including hunting trophies, in addition to ranched specimens], Zambia and Zimbabwe; these populations are included in Annex B)
Nile crocodile
Crocodylus palustris (I)
Mugger crocodile
F229Crocodylus porosus (I) (Except for the populations of Australia, Indonesia, Malaysia, Papua New Guinea and the Philippines, which are included in Annex B. For Malaysia, wild harvest restricted to the State of Sarawak and a zero quota for wild specimens for the other States of Malaysia (Sabah and Peninsular Malaysia), with no change in the zero quota unless approved by the CITES Parties. For the Philippines, population of the Palawan Islands only and with a zero export quota for wild specimens traded for commercial purposes)
Estuarine crocodile
Crocodylus rhombifer (I)
Cuban crocodile
Crocodylus siamensis (I)
Siamese crocodile
Osteolaemus tetraspis (I)
West African dwarf crocodile
Tomistoma schlegelii (I)
False gharial
Gavialidae
Gavial or gharial
Gavialis gangeticus (I)
Gharial
RHYNCHOCEPHALIA
Sphenodontidae
Tuataras
Sphenodon spp. (I)
Tuataras
SAURIA
Agamidae
Spiny-tailed lizards (Agamas, mastigures)
F230Calotes ceylonensis (III Sri Lanka)
Painted-lip lizard
Calotes desilvai (III Sri Lanka)
Desilva’s whistling lizard
Calotes liocephalus (III Sri Lanka)
Spineless forest lizard
Calotes liolepis (III Sri Lanka)
Whistling lizard
Calotes manamendrai (III Sri Lanka)
Manamendra-Arachchi’s whistling lizard
Calotes nigrilabris (III Sri Lanka)
Black-lipped lizard
Calotes pethiyagodai (III Sri Lanka)
Pethiyagoda’s crestless
lizard
Ceratophora aspera (II) (Zero quota for wild specimens for commercial purposes)
Rough-nosed horned lizard
Ceratophora erdeleni (I)
Erdelen’s horned lizard
Ceratophora karu (I)
Karu’s (horned) lizard
Ceratophora stoddartii (II) (Zero quota for wild specimens for commercial purposes)
Rhino — horned lizard
Ceratophora tennentii (I)
Tennent’s leaf – nosed lizard
Cophotis ceylanica (I)
Pygmy lizards
Cophotis dumbara (I)
Knuckles pygmy lizard
F231Ctenophorus spp. (III Australia)
Comb-bearing dragons
F231Intellagama spp. (III Australia)
Australian water dragons
Lyriocephalus scutatus (II) (Zero quota for wild specimens for commercial purposes)
Hump-nosed lizard
F232Physignathus cocincinus (II)
Chinese water dragon
Saara spp. (II)
F233Tympanocryptis spp. (III Australia)
Earless dragons
Uromastyx spp. (II)
Spiny-tailed lizards
Anguidae
Alligator lizards
Abronia spp. (II) (except for the species included in Annex A. A zero export quota has been established for wild specimens for Abronia aurita , A. gaiophantasma , A. montecristoi , A. salvadorensis and A. vasconcelosii )
Alligator lizards
Abronia anzuetoi (I)
Abronia campbelli (I)
Abronia fimbriata (I)
Abronia frosti (I)
Abronia meledona (I)
Chamaeleonidae
Chameleons
Archaius spp. (II)
Bradypodion spp. (II)
Dwarf chameleons
Brookesia spp. (II) (Except for the species included in Annex A)
Dwarf chameleons
Brookesia perarmata (I)
Dwarf spiny chameleon
Calumma spp. (II)
Madagascar chameleons
Chamaeleo spp. (II) (Except for the species included in Annex A)
Chameleons
Chamaeleo chamaeleon (II)
European chameleon
Furcifer spp. (II)
Madagascar chameleons
Kinyongia spp. (II)
Dwarf chameleons
Nadzikambia spp. (II)
Dwarf chameleons
Palleon spp. (II)
Rhampholeon spp. (II)
Pygmy chamaeleons
Rieppeleon spp. (II)
Pygmy chamaeleons
Trioceros spp. (II)
Cordylidae
Spiny-tailed lizards
Cordylus spp. (II)
Girdled lizards
Hemicordylus spp. (II)
Karusaurus spp. (II)
Namazonurus spp. (II)
Ninurta spp. (II)
Ouroborus spp. (II)
Pseudocordylus spp. (II)
Smaug spp. (II)
Eublepharidae
Eyelid geckos
F234Goniurosaurus spp. (II) (except the species native to Japan and the species included in Annex C)
Tiger geckos
Goniurosaurus kuroiwae (III Japan) #18
Kuroiwa’s ground gecko
Goniurosaurus orientalis (III Japan) #18
Japanese cave gecko
Goniurosaurus sengokui (III Japan) #18
Sengoku’s gecko
Goniurosaurus splendens (III Japan) #18
Banded ground gecko
Goniurosaurus toyamai (III Japan) #18
Toyama’s ground gecko
Goniurosaurus yamashinae (III Japan) #18
Yamashina’s ground gecko
Gekkonidae
Geckos
F235Ailuronyx spp. (III Seychelles)
Seychelles bronze geckoes
F236Carphodactylus laevis (III Australia)
Chameleon gecko
Cnemaspis psychedelica (I)
Psychedelic rock gecko
F237Cyrtodactylus jeyporensis (II)
Jeypore Indian gecko
Dactylocnemis spp. (III New Zealand)
Gekko gecko (II)
Tokay gecko
Gonatodes daudini (I)
Grenadines clawed gecko
Hoplodactylus spp. (III New Zealand)
Sticky-toed geckos
Lygodactylus williamsi (I)
Turquoise dwarf gecko
Mokopirirakau spp. (III New Zealand)
Nactus serpensinsula (II)
Serpent Island gecko
Naultinus spp. (II)
New Zealand tree geckos
F238Nephrurus spp. (III Australia)
Knob-tailed geckos
Orraya occultus (III Australia)
McIlwraith leaf-tailed gecko, long-necked northern leaf-tailed gecko
Paroedura androyensis (II)
Grandidier’s Madagascar ground gecko
Paroedura masobe (II)
Masobe gecko
Phelsuma spp. (II) (Except for the species included in Annex A)
Day geckos
Phelsuma guentheri (II)
Round Island day gecko
F239Phyllurus spp. (III Australia)
Australian leaf-tailed geckos
Rhoptropella spp. (II)
F240Saltuarius spp. (III Australia)
Leaf-tailed geckos
Sphaerodactylus armasi (III Cuba)
Sphaerodactylus celicara (III Cuba)
Sphaerodactylus dimorphicus (III Cuba)
Sphaerodactylus intermedius (III Cuba)
Sphaerodactylus nigropunctatus alayoi (III Cuba)
Sphaerodactylus nigropunctatus granti (III Cuba)
Sphaerodactylus nigropunctatus lissodesmus (III Cuba)
Sphaerodactylus nigropunctatus ocujal (III Cuba)
Sphaerodactylus nigropunctatus strategus (III Cuba)
Sphaerodactylus notatus atactus (III Cuba)
Sphaerodactylus oliveri (III Cuba)
Sphaerodactylus pimienta (III Cuba)
Sphaerodactylus ruibali (III Cuba)
Sphaerodactylus siboney (III Cuba)
Sphaerodactylus torrei (III Cuba)
F241Strophurus spp. (III Australia)
Phasmid geckos
Tarentola chazaliae (II)
Helmethead gecko
Toropuku spp. (III New Zealand)
Tukutuku spp. (III New Zealand)
F242Underwood-isaurus spp. (III Australia)
Thick-tailed geckos
Uroplatus spp. (II)
Flat-tailed geckos
F243Uvidicolus sphyrurus (III Australia)
Border thick-tailed geckos
Woodworthia spp. (III New Zealand)
Helodermatidae
Gila monster and beaded lizard
Heloderma spp. (II) (Except for the subspecies included in Annex A)
Gila monster and beaded lizard
Heloderma horridum charlesbogerti (I)
Guatemalan beaded lizard
Iguanidae
Iguanas
Amblyrhynchus cristatus (II)
Galapagos marine iguana
Brachylophus spp. (I)
Fiji iguanas
Conolophus spp. (II)
Galapagos land iguanas
Ctenosaura spp. (II)
Spiny-tailed iguanas
Cyclura spp. (I)
Ground iguanas
Iguana spp. (II)
Iguanas
F244. . .
F244. . .
F244. . .
F244. . .
F244. . .
F244. . .
F244. . .
F244. . .
Sauromalus varius (I)
San Esteban Island chuckwalla
Lacertidae
Lizards
Gallotia simonyi (I)
Hierro giant lizard
Podarcis lilfordi (II)
Lilford’s wall lizard
Podarcis pityusensis (II)
Ibiza wall lizard
Lanthanotidae
Earless Monitor Lizard
Lanthanotidae spp. (II) (A zero export quota has been established for wild specimens for commercial trade)
F245Phrynosomatidae
Phrynosoma spp. (II)
Horned lizards
Polychrotidae
Anoles
Anolis agueroi (III Cuba)
Anolis baracoae (III Cuba)
Anolis barbatus (III Cuba)
Anolis chamaeleonides (III Cuba)
Anolis equestris (III Cuba)
Anolis guamuhaya (III Cuba)
Anolis luteogularis (III Cuba)
Anolis pigmaequestris (III Cuba)
Anolis porcus (III Cuba)
Scincidae
Skinks
Corucia zebrata (II)
Prehensile-tailed skink
F246Egernia spp. (III Australia)
Rock or spiny-tailed skinks
Tiliqua adelaidensis (I)
Adelaide pygmy blue-tongue skink
Tiliqua multifasciata (III Australia)
Centralian blue-tongued skink
Tiliqua nigrolutea (III Australia)
Blotched blue-tongued skink
Tiliqua occipitalis (III Australia)
Western blue-tongued skink
Tiliqua rugosa (III Australia)
Shingleback lizard
Tiliqua scincoides intermedia (III Australia)
Northern blue-tongued skink
Tiliqua scincoides scincoides (III Australia
Eastern blue-tongued lizard
Teiidae
Caiman lizards, tegu lizards
Crocodilurus amazonicus (II)
Dragon lizard
Dracaena spp. (II)
Caiman lizards
Salvator spp. (II)
Tupinambis spp.(II)
Tegus
Varanidae
Monitor lizards
Varanus spp. (II) (Except for the species included in Annex A)
Monitor lizards
Varanus bengalensis (I)
Indian monitor
Varanus flavescens (I)
Yellow monitor
Varanus griseus (I)
Desert monitor
Varanus komodoensis (I)
Komodo dragon
Varanus nebulosus (I)
Clouded monitor
Varanus olivaceus (II)
Gray’s monitor
Xenosauridae
Chinese crocodile lizard
Shinisaurus crocodilurus (I)
Chinese crocodile lizard
SERPENTES
Snakes
Boidae
Boas
Boidae spp. (II) (Except for the species included in Annex A)
Boas
Acrantophis spp. (I)
Madagascar ground boas
Boa constrictor occidentalis (I)
Argentine boa constrictor
.
F247Epicrates inornatus (II)
Puerto Rican boa
F248Chilabothrus monensis (I)
Virgin Island tree boa
F249Chilabothrus subflavus (I)
Jamaican boa
Eryx jaculus (II)
Spotted sand boa
Sanzinia madagascariensis (I)
Madagascar tree boa
Bolyeriidae
Round Island boas
Bolyeriidae spp. (II) (Except for the species included in Annex A)
Round Island boas
Bolyeria multocarinata (I)
Round Island boa
Casarea dussumieri (I)
Round Island keel-scaled boa
Colubridae
Typical snakes, water snakes, whip snakes
Atretium schistosum (III India)
Olive keel-back
Cerberus rynchops (III India)
Dog-faced water snake
Clelia clelia (II)
Mussurana
Cyclagras gigas (II)
False cobra
Elachistodon westermanni (II)
Indian egg-eating snake
Ptyas mucosus (II)
Common rat snake
Xenochrophis piscator (III India)
Checkered keel-back
Xenochrophis schnurrenbergeri (III India)
Xenochrophis tytleri (III India)
Elapidae
Cobras, coral snakes
Hoplocephalus bungaroides (II)
Broad-headed snake
Micrurus diastema (III Honduras)
Atlantic coral snake
Micrurus nigrocinctus (III Honduras)
Central American coral snake
Micrurus ruatanus (III Honduras)
Naja atra (II)
Chinese spitting cobra
Naja kaouthia (II)
Monocellate cobra
Naja mandalayensis (II)
Burmese spitting cobra
Naja naja (II)
Indian cobra
Naja oxiana (II)
Central Asian cobra
Naja philippinensis (II)
North Philippine spitting cobra
Naja sagittifera (II)
Andaman cobra
Naja samarensis (II)
South-east Philippine spitting cobra
Naja siamensis (II)
Indochinese spitting cobra
Naja sputatrix (II)
South Indonesian spitting cobra
Naja sumatrana (II)
Golden spitting cobra
Ophiophagus hannah (II)
King cobra
Loxocemidae
Mexican dwarf boa
Loxocemidae spp. (II)
Mexican dwarf boa
Pythonidae
Pythons
Pythonidae spp. (II) (Except for the F250species included in Annex A)
Pythons
F251Python molorus (I)
Indian python
Tropidophiidae
Wood boas
Tropidophiidae spp. (II)
Wood boas
Viperidae
Vipers
Atheris desaixi (II)
Mt. Kenya bush viper
Bitis worthingtoni (II)
Kenya horned viper
Crotalus durissus (III Honduras)
Neotropical rattlesnake
Crotalus durissus unicolor
Aruba rattlesnake
F252Daboia palaestinae (III Israel)
Palestinian viper
Daboia russelii (III India)
Russell’s viper
F253Montivipera wagneri (II)
Wagner’s viper
Protobothrops mangshanensis (II)
Mangshan pit-viper
Pseudocerastes urarachnoides (II)
Spider-tailed horned viper
F254. . .
F254. . .
Vipera latifii
Latifi’s viper
Vipera ursinii (I) (Only the population of Europe, except the area which formerly constituted the USSR; these latter populations are not included in the Annexes to this Regulation)
Orsini’s viper
F254. . .
F254. . .
TESTUDINES
Carettochelyidae
Pig-nosed turtles
Carettochelys insculpta (II)
Pig-nosed turtle
Chelidae
Austro-American sideneck turtles
Chelodina mccordi (II) (A zero annual export quota has been established for specimens removed from the wild)
Roti snake-necked turtle
F255Chelus fimbriata (II)
Matamata turtle
Chelus orinocensis (II)
Orinoco matamata turtle
Pseudemydura umbrina (I)
Western swamp turtle
Cheloniidae
Sea turtles
Cheloniidae spp. (I)
Sea turtles
Chelydridae
Snapping turtles
F256Chelydra serpentina (II)
. . .
Common snapping turtle
Machrochelys temminckii (II)
. . .
Alligator snapping turtle
Dermatemydidae
Central American river turtle
Dermatemys mawii (II)
Central American river turtle
Dermochelyidae
Leatherback turtle
Dermochelys coriacea (I)
Leatherback turtle
Emydidae
Box turtles, freshwater turtles
Chrysemys picta (Only live specimens)
Painted turtle
Clemmys guttata (II)
Spotted turtle
Emydoidea blandingii (II)
Blanding’s turtle
F257Emys orbicularis (III Ukraine)
European Pond Turtle
Glyptemys insculpta (II)
Wood turtle
Glyptemys muhlenbergii (I)
Bog turtle
Graptemys spp. (III United States of America)
Map turtles
F258Graptemys barbouri (II)
Barbours map turtle
Graptemys
ernsti (II)
Escambia map turtle
Graptemys
gibbonsi (II)
Pascagoula map turtle
Graptemys
pearlensis (II)
Pearl river map turtle
Graptemys
pulchra (II)
Alabama map turtle
Malaclemys terrapin (II)
Diamondback terrapin
Terrapene spp. (II) (Except for the species included in Annex A)
Box turtles
Terrapene coahuila (I)
Aquatic box turtle
Geoemydidae
Batagur affinis (I)
Southern river terrapin
Batagur baska (I)
Batagur
Batagur borneoensis (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes)
Batagur dhongoka (II)
F259Batagur kachuga (I)
. . .
Red-crowned roof turtle
Batagur trivittata (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes)
Cuora spp. (II) (Except the species included in Annex A, a zero annual export quota has been established for Cuora aurocapitata, C. flavomarginata, F260... C. mccordi, C. mouhotii, C. pani, C. trifasciata, C. yunnanensis and C. zhoui for specimens removed from the wild and traded for commercial purposes)
Asian box turtles
Cuora bourreti (I)
Bourret’s box turtle
F261Cuora galbinfrons (I)
Indochinese box turtle
Cuora picturata (I)
Indochinese box turtle
Cyclemys spp. (II)
Asian leaf turtles
Geoclemys hamiltonii (I)
Black pond turtle
Geoemyda japonica (II)
Ryukyu black-breasted leaf turtle
Geoemyda spengleri (II)
Black-breasted leaf turtle
Hardella thurjii (II)
Crowned river turtle
Heosemys annandalii (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes)
Yellow-headed temple turtle
Heosemys depressa (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes)
Arakan forest turtle
Heosemys grandis (II)
Giant Asian turtle
Heosemys spinosa (II)
Spiny turtle
Leucocephalon yuwonoi (II)
Sulawesi forest turtle
F262Malayemys khoratensis (II)
Malayemys macrocephala (II)
Snail-eating turtle
Malayemys subtrijuga (II)
Ricefield turtle
Mauremys annamensis (I)
Annam pond turtle
Mauremys iversoni (III China)
Fujian pond turtle
Mauremys japonica (II)
Japanese pond turtle
Mauremys megalocephala (III China)
Big-headed pond turtle
Mauremys mutica (II)
Yellow pond turtle
Mauremys nigricans (II)
Red-necked pond turtle
Mauremys pritchardi (III China)
Pritchard’s pond turtle
Mauremys reevesii (III China)
Reeves’s turtle
Mauremys sinensis (III China)
Chinese stripe-necked turtle
Melanochelys tricarinata (I)
Three-keeled land tortoise
Melanochelys trijuga (II)
Indian black turtle
Morenia ocellata (I)
Burmese swamp turtle
Morenia petersi (II)
Indian eyed turtle
Notochelys platynota (II)
Malayan flat-shelled turtle
Ocadia glyphistoma (III China)
Notch-mouthed stripe-necked turtle
Ocadia philippeni (III China)
Philippen’s stripe-necked turtle
Orlitia borneensis (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes)
Malayan giant turtle
Pangshura spp. (II) (Except for the species included in Annex A)
Roofed turtles
Pangshura tecta (I)
Indian roofed turtle
F263Rhinoclemmys spp. (II)
Neotropical wood turtles
Sacalia bealei (II)
Beal’s eyed turtle
Sacalia pseudocellata (III China)
Chinese false-eyed turtle
Sacalia quadriocellata (II)
Four-eyed turtle
Siebenrockiella crassicollis (II)
Black marsh turtle
Siebenrockiella leytensis (II)
Philippine pond turtle
Vijayachelys silvatica (II)
Cochin forest cane turtle
F264Kinosternidae
American mud and musk turtles
Claudius angustatus (II)
Narrow-bridged musk turtle
Kinosternon spp. (II)
(Except for the species included in Annex A)
Mud turtles
Kinosternon cora (I)
Cora mud turtle
Kinosternon vogti (I)
Vallarta mud turtle
Staurotypus salvinii (II)
Giant musk turtle
Staurotypus triporcatus (II)
Mexican musk turtle
Sternotherus spp . (II)
Musk turtles
Platysternidae
Big-headed turtles
Platysternidae spp. (I)
Big-headed turtles
Podocnemididae
Afro-American sideneck turtles
Erymnochelys madagascariensis (II)
Madagascar sideneck turtle
Peltocephalus dumerilianus (II)
Big-headed sideneck turtle
Podocnemis spp. (II)
Sideneck turtles
Testudinidae
Tortoises
Testudinidae spp. (II) (Except for the species included in Annex A; a zero annual export quota has been established for Centrochelys sulcata for specimens removed from the wild and traded for primarily commercial purposes)
Tortoises
Astrochelys radiata (I)
Radiated tortoise
Astrochelys yniphora (I)
Angonoka
Chelonoidis niger (I)
Galapagos giant tortoise
Geochelone elegans (I)
Star tortoise
Geochelone platynota (I)
Burmese star tortoise
Gopherus flavomarginatus (I)
Bolson tortoise
Malacochersus tornieri (I)
Pancake tortoise
Psammobates geometricus (I)
Geometric tortoise
Pyxis arachnoides (I)
Madagascar spider tortoise
Pyxis planicauda (I)
Madagascar flat-shelled tortoise
Testudo graeca (II)
Spur-thighed tortoise
Testudo hermanni (II)
Hermann’s tortoise
Testudo kleinmanni (I)
Egyptian tortoise
Testudo marginata (II)
Marginated tortoise
Trionychidae
Softshell turtles, terrapins
Amyda cartilaginea (II)
Southeast Asian soft-shelled turtle
F265Apalone spp. (II)
. . .
Softshell turtles
Apalone spinifera atra (I)
Cuatro Cienagas soft-shell turtle
Chitra spp. (II) (Except for the species included in Annex A)
Narrow-headed softshell turtles
Chitra chitra (I)
Asian narrow-headed softshell
Chitra vandijki (I)
Burmese narrow-headed softshell
Cyclanorbis elegans (II)
Nubian flapshelll turtle
Cyclanorbis senegalensis (II)
Senegal flapshell turtle
Cycloderma aubryi (II)
Aubrys flapshelll turtle
Cycloderma frenatum (II)
Zambezi flapshell turtle
Dogania subplana (II)
Malayan soft-shelled turtle
Lissemys ceylonensis (II)
Sri Lankan flapshell turtle
Lissemys punctata (II)
Indo-Gangetic flapshell turtle
Lissemys scutata (II)
Burmese flapshell turtle
Nilssonia formosa (II)
Burmese peacock softshell
Nilssonia gangetica (I)
Indian soft-shell turtle
Nilssonia hurum (I)
Peacock soft-shell turtle
F266Nilssonia leithii (I)
. . .
Leith’s softshell turtle
Nilssonia nigricans (I)
Black soft-shell turtle
Palea steindachneri (II)
Wattle-necked softshell turtle
Pelochelys spp. (II)
Giant softshell turtles
Pelodiscus axenaria (II)
Hunan softshell turtle
Pelodiscus maackii (II)
Amur softshell turtle
Pelodiscus parviformis (II)
Chinese softshell turtle
Rafetus euphraticus (II)
Euphrates softshell turtle
Rafetus swinhoei (II)
Yangtze softshell turtle
Trionyx triunguis (II)
Nile softshell turtle
AMPHIBIA
Amphibians
ANURA
Frogs and toads
Aromobatidae
Cryptic forest frogs
Allobates femoralis (II)
Brilliant-thighed poison frog
Allobates hodli (II)
Allobates myersi (II)
Myers’ poison frog
Allobates zaparo (II)
Sanguine poison frog
Anomaloglossus rufulus (II)
Chimanta poison frog
Bufonidae
Toads
Altiphrynoides spp. (I)
Malcolm’s Ethiopian toad
F267. . .
F267. . .
F267. . .
Atelopus zeteki (I)
Golden frog
Incilius periglenes (I)
Golden toad
Nectophrynoides spp. (I)
African viviparous toads
Nimbaphrynoides spp. (I)
Nimba toads
F268Sclerophrys channingi (I)
Sclerophrys superciliaris (I)
Cameroon toad
Calyptocephalellidae
Calyptocephalella gayi (III Chile)
Chilean helmeted water toad
F269Centrolenidae
Glass frogs
Centrolenidae spp. (II)
Glass frogs
Conrauidae
Frogs
Conraua goliath
Goliath frog
Dendrobatidae
Poison frogs
Adelphobates spp. (II)
Ameerega spp. (II)
Andinobates spp. (II)
Dendrobates spp. (II)
Poison-arrow frogs
Epipedobates spp. (II)
Poison-arrow frogs
Excidobates spp. (II)
Hyloxalus azureiventris (II)
Sky-blue poison frog
Minyobates spp. (II)
Demonic poison frogs
Oophaga spp. (II)
F270Paruwrobates andinus (II)
Paruwrobates erythromos (II)
Phyllobates spp. (II)
Poison-arrow frogs
Ranitomeya spp. (II)
Dicroglossidae
Frogs
Euphlyctis hexadactylus (II)
Six-fingered frog
Hoplobatrachus tigerinus (II)
Tiger frog
Hylidae
Tree frogs
F271Agalychnis annae (II)
Blue-sided leaf frog
Agalychnis callidryas (II)
Red-eyed tree frog
Agalychnis lemur (II)
(A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes)
Lemur tree frog
Agalychnis moreleti (II)
Morelet’s tree frog
Agalychnis saltator (II)
Parachuting red-eyed leaf frog
Agalychnis spurrelli (II)
Gliding tree frog
Agalychnis terranova (II)
Colombian red-eyed tree frog
Mantellidae
Mantella frogs
Mantella spp. (II)
Mantella frogs
Microhylidae
Tomato frogs
Dyscophus antongilii (II)
Tomato frog
Dyscophus guineti (II)
False tomato frog
Dyscophus insularis (II)
Antsouhy tomato frog
Scaphiophryne boribory (II)
Green marbled burrowing frog
Scaphiophryne gottlebei (II)
Red rain frog
Scaphiophryne marmorata (II)
Green marbled burrowing frog
Scaphiophryne spinosa (II)
Green marbled burrowing frog
Myobatrachidae
Gastric brooding frogs
Rheobatrachus spp. (II) (Except for Rheobatrachus silus and Rheobatrachus vitellinus )
Gastric brooding frog
Telmatobiidae
Water frogs
Telmatobius culeus (I)
Titicaca water frog
CAUDATA
Ambystomatidae
Axolotls
Ambystoma dumerilii (II)
Lake Patzcuaro salamander
Ambystoma mexicanum (II)
Axolotl
Cryptobranchidae
Giant salamanders
Andrias spp. (I)
Giant salamanders
Cryptobranchus alleganiensis (III United States of America)
Hellbender
Hynobiidae
Asiatic salamanders
Hynobius amjiensis (III China)
Salamandridae
Salamanders and newts
F272Echinotriton andersoni (III Japan) #18
Anderson’s crocodile newt
Echinotriton chinhaiensis (II)
Chinhai spiny newt
Echinotriton maxiquadratus (II)
Mountain spiny newt
F273Laotriton laoensis (II)
(A zero export quota has been established for wild specimens for commercial trade)
Lao warty newt
Neurergus kaiseri (I)
Kaiser’s spotted newt
Paramesotriton spp. (II)
Asian warty newts
Salamandra algira (III Algeria)
Tylototriton spp. (II)
Crocodile newts
ELASMOBRANCHII
Sharks and rays
CARCHARHINIFORMES
Carcharhinidae
Requiem sharks
F274Carcharhinidae spp. (II)
(This inclusion has effect at the beginning of 25th November 2023)
Requiem sharks
Carcharhinus falciformis (II)
(This inclusion ceases to have effect at the end of 24th November 2023)
Silky shark
Carcharhinus longimanus (II)
(This inclusion ceases to have effect at the end of 24th November 2023)
Oceanic whitetip shark
Sphyrnidae
Hammerhead sharks
F275Sphyrnidae spp. (II)
Hammerhead sharks
LAMNIFORMES
Alopiidae
Thresher sharks
Alopias spp. (II)
Thresher sharks
Cetorhinidae
Basking sharks
Cetorhinus maximus (II)
Basking shark
Lamnidae
Mackerel sharks
Carcharodon carcharias (II)
Great white shark
Isurus oxyrinchus (II)
Shortfin mako
Isurus paucus (II)
Longfin mako
Lamna nasus (II)
Porbeagle
MYLIOBATIFORMES
Myliobatidae
F276. . .
F276. . .
Mobula spp. (II)
Devil rays
Potamotrygonidae
Freshwater stingrays
Paratrygon aiereba (III Colombia)
Potamotrygon spp. (III Brazil) (population of Brazil)
F277Potamotrygon albimaculata (II)
Potamotrygon constellata (III Colombia)
F278Potamotrygon henlei (II)
Bigtooth river stingray
Potamotrygon jabuti (II)
Potamotrygon
leopoldi (II)
Xingu river ray
Potamotrygon magdalenae (III Colombia)
F279Potamotrygon
marquesi (II)
Potamotrygon motoro (III Colombia)
Potamotrygon orbignyi (III Colombia)
Potamotrygon schroederi (III Colombia)
Potamotrygon scobina (III Colombia)
F280Potamotrygon
signata (II)
Parnaiba river stingray
Potamotrygonwallacei (II)
Cururu stingray, porcupine stingray
Potamotrygon yepezi (III Colombia)
ORECTOLOBIFORMES
Rhincodontidae
Whale sharks
Rhincodon typus (II)
Whale shark
PRISTIFORMES
Pristidae
Sawfishes
Pristidae spp. (I)
Sawfishes
RHINOPRISTIFORMES
Glaucostegidae
Giant guitarfishes
Glaucostegus spp. (II)
Giant guitarfish
Rhinidae
Wedgefishes
Rhinidae spp. (II)
Wedgefishes
F281Rhinobatidae
Guitarfishes
Rhinobatidae spp. (II)
Guitarfishes
ACTINOPTERI
Fish
ACIPENSERIFORMES
ACIPENSERIFORMES spp. (II) (Except for the species included in Annex A)
Sturgeons and paddlefish
Acipenseridae
Sturgeons
Acipenser brevirostrum (I)
Shortnose sturgeon
Acipenser sturio (I)
Common sturgeon
ANGUILLIFORMES
Anguillidae
Freshwater eels
Anguilla anguilla (II)
European eel
CYPRINIFORMES
Catostomidae
Cui-ui
Chasmistes cujus (I)
Cui-ui
Cyprinidae
Blind carps, plaeesok
Caecobarbus geertsii (II)
African blind barb fish
Probarbus jullieni (I)
Ikan temoleh
OSTEOGLOSSIFORMES
Arapaimas, bonytongues
Arapaimidae
Arapaima gigas (II)
Arapaima
Osteoglossidae
Bonytongues
Scleropages formosus (I)
Asian arowana
Scleropages inscriptus
PERCIFORMES
Labridae
Wrasses
Cheilinus undulatus (II)
Humphead wrasse
Pomacanthidae
Holacanthus clarionensis (II)
Clarion angelfish
F282Holacanthus limbaughi (III France)
Clipperton angelfish
Sciaenidae
Totoabas
Totoaba macdonaldi (I)
Totoaba
SILURIFORMES
Pangasiidae
Pangasid catfish
Pangasianodon gigas (I)
Giant catfish
Loricariidae
Armoured catfishes
F283Hypancistrus zebra (II)
(A zero export quota for wild specimens for commercial purposes)
Zebra pleco
SYNGNATHIFORMES
Syngnathidae
Pipefishes, seahorses
Hippocampus spp. (II)
Seahorses
DIPNEUSTI
Lungfishes
CERATODONTIFORMES
Neoceratodontidae
Australian lungfishes
Neoceratodus forsteri (II)
Australian lungfish
COELACANTHI
Coelacanths
COELACANTHIFORMES
Latimeriidae
Coelacanths
Latimeria spp. (I)
Coelacanths
ECHINODERMATA (STARFISH, BRITTLE STARS, SEA URCHINS AND SEA CUCUMBERS)
HOLOTHUROIDEA
Sea cucumbers
ASPIDOCHIROTIDA
Stichopodidae
Sea cucumbers
Isostichopus fuscus (III Ecuador)
Brown sea cucumber
F284Thelenota spp. (II)
(This inclusion has effect at the beginning of 25th May 2024)
Sea cucumbers
HOLOTHURIIDA
Holothuriidae
Teatfishes, sea cucumbers
Holothuria fuscogilva (II) F285...
Teatfísh
Holothuria nobilis (II) F285...
Holothuria whitmaei (II) F285...
ARTHROPODA (ARTHROPODS)
ARACHNIDA
Spiders and scorpions
ARANEAE
Theraphosidae
Red-kneed tarantulas, tarantulas
F286. . .
Aphonopelma pallidum (II)
Chihuahua rose-grey tarantula
Brachypelma spp. (II)
Central American tarantulas
F287Caribena versicolor (III EU)
Antilles pinktoe tarantula
Poecilotheria spp. (II)
Ornamental spiders
F288Sericopelma angustum (II)
Sericopelma embrithes (II)
Tlitocatl spp. (II)
SCORPIONES
Scorpionidae
Scorpions
Pandinus camerounensis (II)
Pandinus dictator (II)
Pandinus gambiensis (II)
Giant Senegalese scorpion
Pandinus imperator (II)
Emperor scorpion
Pandinus roeseli (II)
INSECTA
Insects
COLEOPTERA
Beetles
Lucanidae
Stag beetles
Colophon spp. (III South Africa)
Cape stag beetles
Scarabaeidae
Scarab beetles
Dynastes satanas (II)
Satanas beetle
LEPIDOPTERA
Butterflies
Nymphalidae
Agrias amydon boliviensis (III Bolivia)
Morpho godartii lachaumei (III Bolivia)
Prepona praeneste buckleyana (III Bolivia)
Papilionidae
Birdwing and swallowtail butterflies
Achillides chikae chikae (I)
Luzon peacock swallowtail
Achillides chikae hermeli (I)
Mindoro peacock swallowtail
Atrophaneura jophon (II)
Sri Lankan rose
Atrophaneura palu
Palu swallowtail butterfly
Atrophaneura pandiyana (II)
Malabar rose
Bhutanitis spp. (II)
Swallowtail butterflies
Graphium sandawanum
Apo swallowtail butterfly
Graphium stresemanni
Seram swallowtail
Ornithoptera spp. (II) (except for the species included in Annex A)
Birdwing butterflies
Ornithoptera alexandrae (I)
Queen Alexandra’s birdwing
Papilio benguetanus
Papilio esperanza
Papilio homerus (I)
Homerus swallowtail
Papilio hospiton (II)
Corsican swallowtail
Papilio morondavana
Madagascan emperor swallowtail
Papilio neumoegeni
F289Papilio phorbanta (III European Union)
Small Réunion swallowtail
Parides ascanius
Fluminense swallowtail butterfly
Parides hahneli
Hahnel’s amazonian swallowtail butterfly
Parides burchellanus (I)
Riverside swallowtail
Parnassius apollo (II)
Mountain apollo
Teinopalpus spp. (II)
Kaiser-I-Hind butterflies
Trogonoptera spp. (II)
Birdwing butterflies
Troides spp. (II)
Birdwing butterflies
ANNELIDA (SEGMENTED WORMS AND LEECHES)
HIRUDINOIDEA
Leeches
ARHYNCHOBDELLIDA
Hirudinidae
Leeches
Hirudo medicinalis (II)
Northern medicinal leech
Hirudo verbana (II)
Southern medicinal leech
MOLLUSCA (MOLLUSCS)
BIVALVIA
Bivalve molluscs (clams, mussels etc.)
MYTILOIDA
Mytilidae
Marine mussels
Lithophaga lithophaga (II)
European date mussel
UNIONOIDA
Unionidae
Freshwater mussels, pearly mussels
Conradilla caelata (I)
Birdwing pearly mussel
Cyprogenia aberti (II)
Western fanshell mussel
Dromus dromas (I)
Dromedary pearly mussel
Epioblasma curtisii (I)
Curtis’ pearly mussel
Epioblasma florentina (I)
Yellow-blossom pearly mussel
Epioblasma sampsonii (I)
Wabash riffleshell
Epioblasma sulcata perobliqua (I)
White catspaw mussel
Epioblasma torulosa gubernaculum (I)
Green-blossom pearly mussel
Epioblasma torulosa rangiana (II)
Northern riffleshell
Epioblasma torulosa torulosa (I)
Turbercled-blossom pearly mussel
Epioblasma turgidula (I)
Turgid-blossom pearly mussel
Epioblasma walkeri (I)
Tan riffleshell
Fusconaia cuneolus (I)
Fine-rayed pigtoe pearly mussel
Fusconaia edgariana (I)
Shiny pigtoe pearly mussel
Lampsilis higginsii (I)
Higgins’ eye pearly mussel
Lampsilis orbiculata orbiculata (I)
Pink mucket pearly mussel
Lampsilis satur (I)
Sandback pocketbook mussel
Lampsilis virescens (I)
Alabama lamp pearly mussel
Plethobasus cicatricosus (I)
White warty-back pearly mussel
Plethobasus cooperianus (I)
Orange-footed pimpleback mussel
Pleurobema clava (II)
Clubshell pearly mussel
Pleurobema plenum (I)
Rough pigtoe pearly mussel
Potamilus capax (I)
Fat pocketbook pearly mussel
Quadrula intermedia (I)
Cumberland monkey-face pearly mussel
Quadrula sparsa (I)
Appalachian monkey-face pearly mussel
Toxolasma cylindrella (I)
Pale lilliput pearly mussel
Unio nickliniana (I)
Nicklin’s pearly mussel
Unio tampicoensis tecomatensis (I)
Tampico pearly mussel
Villosa trabalis (I)
Cumberland bean pearly mussel
VENEROIDA
Tridacnidae
Giant clams
Tridacnidae spp. (II)
Giant clams
CEPHALOPODA
NAUTILIDA
Nautilidae
Nautilus
Nautilidae spp. (II)
Nautilus
GASTROPODA
Slugs, snails and conches
MESOGASTROPODA
Strombidae
Conches
Strombus gigas (II)
Queen conch
STYLOMMATOPHORA
Achatinellidae
Agate snails, oahu tree snails
Achatinella spp. (I)
Little agate shells
Camaenidae
Green tree snail
Papustyla pulcherrima (II)
Manus green tree snail
Cepolidae
Polymita spp. (I)
Cuban landsnails
CNIDARIA (CORALS, FIRE CORALS, SEA ANEMONES)
ANTHOZOA
Corals, sea anemones
ANTIPATHARIA
ANTIPATHARIA spp. (II)
Black corals
GORGONACEAE
Coralliidae
Red and pink corals
Corallium elatius (III China)
Corallium japonicum (III China)
Corallium konjoi (III China)
Corallium secundum (III China)
HELIOPORACEA
Helioporidae
Blue coral
Helioporidae spp. (II) (Includes only the species Heliopora coerulea ) 16Blue coral
SCLERACTINIA
SCLERACTINIA spp. (II) 16
Stony corals
STOLONIFERA
Tubiporidae
Organpipe corals
Tubiporidae spp. (II) 16
Organpipe corals
HYDROZOA
Sea ferns, fire corals, stinging medusas
MILLEPORINA
Milleporidae
Wello fire corals
Milleporidae spp. (II) 16
Wello fire corals
STYLASTERINA
Stylasteridae
Lace corals
Stylasteridae spp. (II) 16
Lace corals
FLORA
AGAVACEAE
Agaves
Agave parviflora (I)
Santa Cruz striped agave
Agave victoriae-reginae (II) #4
Queen Victoria agave
Nolina interrata (II)
Dehesa bear-grass
Yucca queretaroensis (II)
Queretaro yucca
F290AIZOACEAE
Fig-marigolds
Conophytum spp. (III South Africa)
Button plants, conos, knopies
Mestoklema tuberosum (III South Africa)
Common donkeyfig
AMARYLLIDACEAE
Amaryllids
Galanthus spp. (II) #4
Snowdrops
Sternbergia spp. (II) #4
Sternbergias
ANACARDIACEAE
Operculicarya decaryi (II)
Jabihy
Operculicarya hyphaenoides (II)
Jabihy
Operculicarya pachypus (II)
Tabily
APOCYNACEAE
Hoodia spp. (II) #9
Hoodia
Pachypodium spp. (II) (Except for the species included in Annex A) #4
Elephant trunks
Pachypodium ambongense (I)
Pachypodium baronii (I)
Pachypodium decaryi (I)
F291Pachypodium windsorii (I)
F292Raphionacme zeyheri (III South Africa)
Rauvolfia serpentina (II) #2
Snake-root devil-pepper
ARALIACEAE
Aralias
Panax ginseng (II) (Only the population of the Russian Federation; no other population is included in the Annexes to this Regulation) #3
Asian ginseng
Panax quinquefolius (II) #3
American ginseng
ARAUCARIACEAE
Araucarias
Araucaria araucana (I)
Monkey-puzzle tree
ASPARAGACEAE
Beaucarnea spp. (II)
Ponytail palm
BERBERIDACEAE
Barberries
Podophyllum hexandrum (II) #2
Himalayan may-apple
F293BIGNONI-ACEAE
Trumpet trees
Handroanthus spp. (II) #17
(This inclusion has effect at the beginning of 25th November 2024)
Roseodendron spp. (II) #17
(This inclusion has effect at the beginning of 25th November 2024)
Tabebuia spp. (II) #17
(This inclusion has effect at the beginning of 25th November 2024)
BROMELIACEAE
Air plants, bromelias
Tillandsia harrisii (II) #4
Harris’ tillandsia
Tillandsia kammii (II) #4
Kamm’s tillandsia
Tillandsia xerographica (II) 17 #4Xerographic tillandsia
CACTACEAE
Cacti
CACTACEAE spp. (II) (Except for the species included in Annex A and Pereskia spp., Pereskiopsis spp. and Quiabentia spp.) 18 #4Cacti
Ariocarpus spp. (I)
Living rock cacti
Astrophytum asterias (I)
Star cactus
Aztekium ritteri (I)
Aztec cactus
Coryphantha werdermannii (I)
Jobali pincushion cactus
Discocactus spp. (I)
Discocacti
Echinocereus ferrerianus ssp . lindsayorum (I)
Lindsay’s hedgehog cacti
Echinocereus schmollii (I)
Lamb’s-tail cactus
Escobaria minima (I)
Nelle’s cactus
Escobaria sneedii (I)
Sneed’s pincushion cactus
Mammillaria pectinifera (I) (includes ssp. solisioides )
Conchilinque
Melocactus conoideus (I)
Conelike Turk’s-cap cactus
Melocactus deinacanthus (I)
Wonderfully-bristled Turk’s cap cactus
Melocactus glaucescens (I)
Woolly waxy-stemmed Turk’s-cap cactus
Melocactus paucispinus (I)
Few-spined Turk’s-cap cactus
Obregonia denegrii (I)
Artichoke cactus
Pachycereus militaris (I)
Grenadier’s cap
Pediocactus bradyi (I)
Brady’s pincushion cactus
Pediocactus knowltonii (I)
Knowlton’s cactus
Pediocactus paradinei (I)
Houserock valley cactus
Pediocactus peeblesianus (I)
Peebles’s Navajo cactus
Pediocactus sileri (I)
Siler’s pincushion cactus
Pelecyphora spp. (I)
Pine cane cactus
Sclerocactus blainei (I)
Blaine’s fishhook cactus
Sclerocactus brevihamatus ssp . tobuschii (I)
Tobusch fishhook cactus
Sclerocactus brevispinus (I)
Pariette cactus
Sclerocactus cloverae (I)
New Mexico fishhook cactus
Sclerocactus erectocentrus (I)
Needle-spined pineapple cactus
Sclerocactus glaucus (I)
Colorado hookless cactus
Sclerocactus mariposensis (I)
Mariposa cactus
Sclerocactus mesae-verdae (I)
Mesa Verde cactus
Sclerocactus nyensis (I)
Tonopah fishook cactus
Sclerocactus papyracanthus (I)
Grama-grass cactus
Sclerocactus pubispinus (I)
Great-Basin fishhook cactus
Sclerocactus sileri (I)
Siler’s fishhook cactus
Sclerocactus wetlandicus (I)
Unita Basin hookless cactus
Sclerocactus wrightiae (I)
Wright’s fishhook cactus
Strombocactus spp. (I)
Peyote
Turbinicarpus spp. (I)
Turbinicarps
Uebelmannia spp. (I)
Uebelmann cacti
CARYOCARACEAE
Ajos
Caryocar costaricense (II) #4
Ajillo
COMPOSITAE (ASTERACEAE)
Asters, daisies, costus
F294. . .
F294. . .
F295Crassothonna clavifolia (III South Africa)
Othonna armiana (III) South Africa
Kahams Baboon-cabbage
F296Othonna cacalioides (III) South Africa
Othonna euphorbioides (III South Africa)
Spikey Baboon-cabbage
Othonna retrorsa (III South Africa)
Saussurea costus (I) (also known as S. lappa , Aucklandia lappa or A. costus )
Costus
F297CRASSUL-ACEAE
Stonecrops
Rhodiola spp. (II) #2
Golden root
Tylecodon bodleyae (III South Africa)
Dimple butterbush
Tylecodon nolteei (III South Africa)
Losthope butterbush
Tylecodon reticulatus (III South Africa)
Thorny butterbush, oukoe butterbush, sifkop
CUCURBITACEAE
Zygosicyos pubescens (II) (also known as Xerosicyos pubescens )
Tobory
Zygosicyos tripartitus (II)
Betoboky
CUPRESSACEAE
Cypresses
Fitzroya cupressoides (I)
Alerce
Pilgerodendron uviferum (I)
Pilgerodendron
Widdringtonia whytei (II)
Mulanje cedar
CYATHEACEAE
Tree ferns
Cyathea spp. (II) #4
Tree ferns
CYCADACEAE
Cycads
CYCADACEAE spp. (II) (Except for the species included in Annex A) #4
Cycads
Cycas beddomei (I)
Beddome’s cycad
DICKSONIACEAE
Tree ferns
Cibotium barometz (II) #4
Dicksonia spp. (II) (Only the populations of the Americas; no other populations are included in the Annexes to this Regulation. This includes the synonyms Dicksonia berteriana , D. externa , D. sellowiana and D. stuebelii ) #4
Tree ferns
DIDIEREACEAE
Didiereas
DIDIEREACEAE spp. (II) #4
Alluaudias, didiereas
DIOSCOREACEAE
Yams
Dioscorea deltoidea (II) #4
Elephant’s foot
DROSERACEAE
Sundews
Dionaea muscipula (II) #4
Venus fly-trap
EBENACEAE
Ebonies
Diospyros spp. (II) (Only the populations of Madagascar; no other population is included in the Annexes to this Regulation) #5
EUPHORBIACEAE
Spurges
Euphorbia spp. (II) #4
(Succulent species only except for:
- (1)
Euphorbia misera ;
- (2)
artificially propagated specimens of cultivars of Euphorbia trigona ;
- (3)
artificially propagated specimens of Euphorbia lactea grafted on artificially propagated root stock of Euphorbia neriifolia , when they are:
crested, or
fan-shaped, or
colour mutants;
- (4)
artificially propagated specimens of cultivars of Euphorbia ‘Milii’ when they are:
readily recognisable as artificially propagated specimens, and
introduced into or (re-)exported from F298Great Britain in shipments of 100 or more plants;
which are not subject to this Regulation, and
- (5)
the species included in Annex A)
Euphorbias
Euphorbia ambovombensis (I)
Euphorbia capsaintemariensis (I)
Euphorbia cremersii (I) (Includes the forma viridifolia and the var. rakotozafyi )
Euphorbia cylindrifolia (I) (Includes the ssp. tuberifera )
Euphorbia decaryi (I) (Includes the vars. ampanihyensis , robinsonii and sprirosticha )
Euphorbia francoisii (I)
Euphorbia handiensis (II)
Euphorbia lambii (II)
Euphorbia moratii (I) (Includes the vars. antsingiensis , bemarahensis and multiflora )
Euphorbia parvicyathophora (I)
Euphorbia quartziticola (I)
Euphorbia stygiana (II)
Euphorbia tulearensis (I)
FAGACEAE
Beeches, oaks
Quercus mongolica (III Russian Federation) #5
Mongolian oak
FOUQUIERIACEAE
Ocotillos, boojums
Fouquieria columnaris (II) #4
Boojum tree
Fouquieria fasciculata (I)
Arbol del barril
Fouquieria purpusii (I)
F299GERANI-ACEAE
Monsonia herrei (III South Africa)
Fine-leaved candle bush
Monsonia multifida (III South Africa)
Red-throat dwarf candle bush
Monsonia patersonii (III South Africa
Dwarf bushcandle, Bushman’s candle
Pelargonium crassicaule (III South Africa)
Pelargonium triste (III South Africa)
Cinammon geranium kaneeltjie
GNETACEAE
Joint firs
Gnetum montanum (III Nepal) #1
JUGLANDACEAE
Walnuts, gavilan
Oreomunnea pterocarpa (II) #4
Gavilàn
LAURACEAE
Aniba rosaeodora (II) (also known as A. duckei ) #12
Brazilian rosewood
LEGUMINOSAE (FABACEAE)
Legumes
F300Afzelia spp. (II) #17
(Included in respect of all African populations)
Pod mahoganies
Dalbergia spp. (II) (Except for the species included in Annex A) #15
Dalbergia nigra (I)
Brazilian rosewood
F301Dipteryx spp. (II) #17
(This inclusion has effect at the beginning of 25th November 2024)
.
Cumaru
Dipteryx panamensis (III Costa Rica/Nicaragua)
(This inclusion ceases to have effect at the end of 24th November 2024)
Almendro
Guibourtia demeusei (II) #15
Red bubinga
Guibourtia pellegriniana (II) #15
Rose bubinga, kevazingo
Guibourtia tessmannii (II) #15
Rose bubinga, kevazingo
Paubrasilia echinata (II) #10
Brazil wood
Pericopsis elata (II) #17
Afrormosia
Platymiscium parviflorum (II) #4
Quira macawood
F302Pterocarpus spp. (II) #17
(Included in respect of all African populations)
Paduak
Pterocarpus santalinus (II) #7
Red sandalwood
F303. . .
F303. . .
Senna meridionalis (II)
Taraby
LILIACEAE
Lilies
Aloe spp. (II) (Except for the species included in Annex A and Aloe vera , also known as Aloe barbadensis , which is not included in the Annexes) #4
Aloes
Aloe albida (I)
Aloe albiflora (I)
Aloe alfredii (I)
Aloe bakeri (I)
Aloe bellatula (I)
Aloe calcairophila (I)
Aloe compressa (I) (Includes the vars. paucituberculata , rugosquamosa and schistophila )
Aloe delphinensis (I)
Aloe descoingsii (I)
Aloe fragilis (I)
Aloe haworthioides (I) (Includes the var. aurantiaca )
Aloe helenae (I)
Aloe laeta (I) (Includes the var. maniaensis )
Aloe parallelifolia (I)
Aloe parvula (I)
Aloe pillansii (I)
Aloe polyphylla (I)
Aloe rauhii (I)
Aloe suzannae (I)
Aloe versicolor (I)
Aloe vossii (I)
MAGNOLIACEAE
Magnolias
Magnolia liliifera var. obovata (III Nepal) #1
Safan
MALVACEAE
Adansonia grandidieri (II) #16
Grandidier’s baobab
MELIACEAE
Mahoganies, cedars
F304Cedrela spp. #6
(Populations of the Neotropics)
Khaya spp. (II) #17
(Included in respect of all African populations)
.
African mahogany
Swietenia humilis (II) #4
Honduras mahogany
Swietenia macrophylla (II) (Population of the Neotropics — includes Central and South America and the Caribbean) #6
Big-leaf mahogany
Swietenia mahagoni (II) #5
Caribbean mahogany
NEPENTHACEAE
Pitcher plants (old-world)
Nepenthes spp. (II) (Except for the species included in Annex A) #4
Tropical pitcher plants
Nepenthes khasiana (I)
Indian pitcher plant
Nepenthes rajah (I)
Giant tropical pitcher plant
OLEACEAE
Olives, ashes
Fraxinus mandshurica (III Russian Federation) #5
Manchurian ash
ORCHIDACEAE
Orchids
ORCHIDACEAE spp. (II) (Except for the species included in Annex A) 19 #4Orchids
F305For all of the following Annex A orchid species, seedling or tissue cultures are not subject to this Regulation when: they are obtained in vitro and meet the definition of ‘artificially propagated’ in accordance with Article 56 of Commission Regulation (EC) No 865/2006 and when introduced into or re-exported from Great Britain are transported in sterile containers
Aerangis ellisii (I)
Cattleya jongheana (I)
Cattleya lobata (I)
Cephalanthera cucullata (II)
Hooded helleborine
Cypripedium calceolus (II)
Lady’s slipper orchid
Dendrobium cruentum (I)
Goodyera macrophylla (II)
Madeiran lady’s-tresses
Liparis loeselii (II)
Fen orchid
Mexipedium xerophyticum (I)
Ophrys argolica (II)
Eyed bee orchid
Ophrys lunulata (II)
Crescent ophrys
Orchis scopulorum (II)
Madeiran orchid
Paphiopedilum spp. (I)
Asian slipper orchids
Peristeria elata (I)
Holy ghost orchid
Phragmipedium spp. (I)
South American slipper orchids
Renanthera imschootiana (I)
Red vanda
Spiranthes aestivalis (II)
Summer lady’s-tresses
OROBANCHACEAE
Broomrapes
Cistanche deserticola (II) #4
Desert cistanche
PALMAE (ARECACEAE)
Palms
Beccariophoenix madagascariensis (II) #4
Manarano
Dypsis decaryi (II) #4
Triangle palm
Dypsis decipiens (I)
Butterfly palm
Lemurophoenix halleuxii (II)
Hovitra varimena
Lodoicea maldivica (III Seychelles) #13
Coco de Mer
Marojejya darianii (II)
Ravimbe
Ravenea louvelii (II)
Lakamarefo
Ravenea rivularis (II)
Gora
Satranala decussilvae (II)
Satranabe
Voanioala gerardii (II)
Voanioala
PAPAVERACEAE
Poppies
Meconopsis regia (III Nepal) #1
Himalayan poppy
PASSIFLORACEAE
Adenia firingalavensis (II)
Bottle liana
Adenia olaboensis (II)
Vahisasety
F306Adenia spinosa (III South Africa)
Spiny green stem/(spiny) elephant foot
Adenia subsessilifolia (II)
Katakata
PEDALIACEAE
Pedalium family
Uncarina grandidieri (II)
Uncarina
Uncarina stellulifera (II)
Uncarina
PINACEAE
Pine family
Abies guatemalensis (I)
Guatemalan fir
Pinus koraiensis (III Russian Federation) #5
PODOCARPACEAE
Podocarps
Podocarpus neriifolius (III Nepal) #1
Yellow wood
Podocarpus parlatorei (I)
Parlatore’s podocarp
PORTULACACEAE
Portulacas, purslanes
Anacampseros spp. (II) #4
Purslanes
Avonia spp. (II) #4
Lewisia serrata (II) #4
Saw-toothed lewisia
F307Portulacaria pygmaea (III South Africa)
Pygmy porkbush, dwergspekboom
PRIMULACEAE
Primulas, cyclamens
Cyclamen spp. (II) 21 #4Cyclamens
RANUNCULACEAE
Buttercups
Adonis vernalis (II) #2
Yellow adonis
Hydrastis canadensis (II) #8
Golden seal
ROSACEAE
Roses, cherries
Prunus africana (II) #4
African cherry
RUBIACEAE
Ayugue
Balmea stormiae (I)
Ayugue
SANTALACEAE
Osyris lanceolata (II) (Only the populations of Burundi, Ethiopia, Kenya, Rwanda, Uganda and the United Republic of Tanzania; no other population is included in the Annexes) #2
East African sandalwood
SARRACENIACEAE
Pitcher plants (new world)
Sarracenia spp. (II) (Except for the species included in Annex A) #4
Pitcher plants
Sarracenia oreophila (I)
Green pitcher plant
Sarracenia rubra ssp . alabamensis (I)
Alabama canebrake pitcher plant
Sarracenia rubra ssp . jonesii (I)
Mountain sweet pitcher plant
SCROPHULARIACEAE
Figworts
Picrorhiza kurrooa (II) (excludes Picrorhiza scrophulariiflora ) #2
Indian gentian
STANGERIACEAE
Stangerias (cycads)
Bowenia spp. (II) #4
Cycads
Stangeria eriopus (I)
Stangeria
TAXACEAE
Yews
Taxus chinensis and infraspecific taxa of this species (II) #2
Chinese yew
Taxus cuspidata and infraspecific taxa of this species (II) 22 #2Japanese yew
Taxus fuana and infraspecific taxa of this species (II) #2
Tibetan yew
Taxus sumatrana and infraspecific taxa of this species (II) #2
Sumatran yew
Taxus wallichiana (II) #2
Himalayan yew
THYMELAEACEAE (AQUILARIACEAE)
Agarwood, ramin
Aquilaria spp. (II) #14
Agarwood
Gonystylus spp. (II) #4
Ramin
Gyrinops spp. (II) #14
Agarwood
TROCHODENDRACEAE (TETRACENTRACEAE)
Tetracentrons
Tetracentron sinense (III Nepal) #1
VALERIANACEAE
Valerians
Nardostachys grandiflora (II) #2
VITACEAE
Cyphostemma elephantopus (II)
Lazampasika
Cyphostemma laza (II)
Laza
Cyphostemma montagnacii (II)
Lazambohitra
WELWITSCHIACEAE
Welwitschias
Welwitschia mirabilis (II) #4
Welwitschia
ZAMIACEAE
Cycads
ZAMIACEAE spp. (II) (Except for the species included in Annex A) #4
Cycads
Ceratozamia spp. (I)
Horncones
Encephalartos spp. (I)
Bread palms
Microcycas calocoma (I)
Palm corcho
Zamia restrepoi (I)
ZINGIBERACEAE
Ginger lilies
Hedychium philippinense (II) #4
Philippine garland-flower
Siphonochilus aethiopicus (II) (Populations of Mozambique, Eswatini, South Africa and Zimbabwe)
Natal ginger
ZYGOPHYLLACEAE
Lignum-vitae
Bulnesia sarmientoi (II) #11
Holy wood
Guaiacum spp. (II) #2
Lignum-vitae
Annex D
Common name
FAUNA
CHORDATA (CHORDATES)
MAMMALIA
Mammals
CARNIVORA
Canidae
Dogs, foxes, wolves
Vulpes vulpes griffithi (III India) §1
Red fox
Vulpes vulpes montana (III India) §1
Red fox
Vulpes vulpes pusilla (III India) §1
Red fox
Mustelidae
Badgers, martens, weasels etc.
Mustela altaica (III India) §1
Mountain weasel
Mustela erminea ferghanae (III India) §1
Stoat
Mustela kathiah (III India) §1
Yellow-bellied weasel
Mustela sibirica (III India) §1
Siberian weasel
DIPROTODONTIA
Macropodidae
Kangaroos, wallabies
Dendrolagus dorianus
Doria’s tree-kangaroo
Dendrolagus goodfellowi
Goodfellow’s tree-kangaroo
Dendrolagus matschiei
Huon tree-kangaroo
Dendrolagus pulcherrimus
Golden-mantled tree-kangaroo
Dendrolagus stellarum
Seri’s tree-kangaroo
AVES
Birds
ANSERIFORMES
Anatidae
Ducks, geese, swans
Anas melleri
Meller’s duck
COLUMBIFORMES
Columbidae
Doves, pigeons
Columba oenops
Peruvian pigeon
Didunculus strigirostris
Tooth-billed pigeon
Ducula pickeringii
Grey imperial-pigeon
Gallicolumba crinigera
Mindanao bleeding-heart
Ptilinopus marchei
Flame-breasted fruit-dove
Turacoena modesta
Black cuckoo-dove
GALLIFORMES
Cracidae
Chachalacas, currassows, guans
Crax alector
Black curassow
Pauxi unicornis
Horned curassow
Penelope pileata
White-crested guan
Megapodiidae
Megapodes, scrubfowl
Eulipoa wallacei
Moluccan scrubfowl
Phasianidae
Grouse, guineafowl, partridges, pheasants, tragopans
Arborophila gingica
White-necklaced partridge
Lophura bulweri
Bulwer’s pheasant
Lophura diardi
Siamese fireback
Lophura inornata
Salvadori’s pheasant
PASSERIFORMES
Bombycillidae
Waxwings
Bombycilla japonica
Japanese waxwing
Corvidae
Crows, magpies, jays
Cyanocorax caeruleus
Azure jay
Cyanocorax dickeyi
Tufted jay
Cotingidae
Cotingas
Procnias nudicollis
Bare-throated bellbird
Emberizidae
Cardinals, seedeaters, tanagers
Dacnis nigripes
Black-legged dacnis
Sporophila falcirostris
Temminck’s seedeater
Sporophila frontalis
Buffy-throated seedeater
Sporophila hypochroma
Grey-and-chestnut seedeater
Sporophila palustris
Marsh seedeater
Estrildidae
Mannikins, waxbills
Amandava amandava
Red avadavat
Cryptospiza reichenovii
Red-faced crimson-wing
Erythrura coloria
Red-eared parrotfinch
Erythrura viridifacies
Green-faced parrotfinch
Estrilda quartinia (Frequently traded as Estrilda melanotis )
Yellow-bellied waxbill
Hypargos niveoguttatus
Peters’s twinspot
Lonchura griseicapilla
Grey-headed silverbill
Lonchura punctulata
Scaly-breasted munia
Lonchura stygia
Black munia
Fringillidae
Finches
Carduelis ambigua
Black-headed greenfinch
Carduelis atrata
Black siskin
Kozlowia roborowskii
Tibetan rosefinch
Pyrrhula erythaca
Grey-headed bullfinch
Serinus canicollis
Cape canary
Serinus citrinelloides hypostictus (Frequently traded as Serinus citrinelloides )
East African citril
Icteridae
New-world blackbirds
Sturnella militaris
Pampas meadowlark
Muscicapidae
Old-world flycatchers, thrushes
Cochoa azurea
Javan cochoa
Cochoa purpurea
Purple cochoa
Garrulax formosus
Red-winged laughingthrush
Garrulax galbanus
Yellow-throated laughingthrush
Garrulax milnei
Red-tailed laughing thrush
Niltava davidi
Fujian niltava
Stachyris whiteheadi
Chestnut-faced babbler
Swynnertonia swynnertoni (Also referenced as Pogonicichla swynnertoni )
Swynnerton’s robin
Turdus dissimilis
Black-breasted thrush
Pittidae
Pittas
Pitta nipalensis
Blue-naped pitta
Pitta steerii
Azure-breasted pitta
Sittidae
Nuthatches
Sitta magna
Giant nuthatch
Sitta yunnanensis
Yunnan nuthatch
Sturnidae
Mynas, starlings
Lamprotornis regius
Golden-breasted starling
Mino dumontii
Yellow-faced myna
Sturnus erythropygius
White-headed starling
REPTILIA
Reptiles
SAURIA
F308. . .
F308. . .
F308. . .
Gekkonidae
Geckos
Rhacodactylus auriculatus
New Caledonia bumpy gecko
Rhacodactylus ciliatus
Guichenot’s giant gecko
Rhacodactylus leachianus
New Caledonia giant gecko
Teratoscincus microlepis
Small-scaled wonder gecko
Teratoscincus scincus
Common wonder gecko
Gerrhosauridae
Spiny-tailed lizards
Zonosaurus karsteni
Karsten’s girdled lizard
Zonosaurus quadrilineatus
Four-lined girdled lizard
Scincidae
Skinks
Tribolonotus gracilis
Crocodile skink
Tribolonotus novaeguineae
New Guinea helmet skink
SERPENTES
Colubridae
Typical snakes, water snakes, whip snakes
Elaphe carinata §1
Taiwan stink snake
Elaphe radiata §1
Radiated rat snake
Elaphe taeniura §1
Taiwan beauty snake
Enhydris bocourti §1
Bocourt’s water snake
Homalopsis buccata §1
Masked water snake
Langaha nasuta
Northern leafnose snake
Leioheterodon madagascariensis
Madagascar menarana snake
Ptyas korros §1
Indochinese rat snake
Rhabdophis subminiatus §1
Redneck keelback
Hydrophiidae
Sea snakes
Lapemis curtus (Includes Lapemis hardwickii ) §1
Shaw’s sea snake
Viperidae
Vipers
Calloselasma rhodostoma §1
Malayan pit viper
AMPHIBIA
ANURA
Frogs and toads
Dicroglossidae
Frogs
Limnonectes macrodon
Fanged River Frog or Javan Giant Frog
Hylidae
Tree frogs
Phyllomedusa sauvagii
Waxy monkey tree frog
Leptodactylidae
Neotropical frogs
Leptodactylus laticeps
Red spotted burrow frog
Ranidae
Frogs
Pelophylax shqiperica
Albanian pool frog
CAUDATA
Hynobiidae
Asiatic salamanders
Ranodon sibiricus
Semirechensk salamander/Central Asian salamander/Siberian salamander
Plethodontidae
Lungless salamanders
Bolitoglossa dofleini
Giant palm salamander
Salamandridae
Newts and salamanders
Cynops ensicauda
Sword-tailed newt
Echinotriton andersoni
Anderson’s salamander
F309. . .
F309. . .
Liangshantriton taliangensis
ACTINOPTERYGII
Fish
PERCIFORMES
Apogonidae
Pterapogon kauderni
Banggai cardinalfish
ARTHROPODA (ARTHROPODS)
INSECTA
Insects
LEPIDOPTERA
Butterflies
Papilionidae
Birdwing and swallow-tail butterflies
Baronia brevicornis
Short-horned baronia
Papilio grosesmithi
Papilio maraho
Broad-tailed swallowtail
MOLLUSCA (MOLLUSCS)
GASTROPODA
Haliotidae
Haliotis midae
Midas ear abalone
FLORA
AGAVACEAE
Agaves
Calibanus hookeri
Dasylirion longissimum
Beargrass
ARACEAE
Arums
Arisaema dracontium
Green dragon
Arisaema erubescens
Arisaema galeatum
Arisaema nepenthoides
Arisaema sikokianum
Arisaema thunbergii var . urashima
Arisaema tortuosum
Biarum davisii ssp . marmarisense
Biarum ditschianum
COMPOSITAE (ASTERACEAE)
Asters, daisies, costus
Arnica montana §3
Mountain tobacco
Othonna cacalioides
Othonna clavifolia
Othonna hallii
Othonna herrei
Othonna lepidocaulis
Othonna retrorsa
ERICACEAE
Heathers, rhododendrons
Arctostaphylos uva-ursi §3
Bearberry
GENTIANACEAE
Gentians
Gentiana lutea §3
Great yellow gentian
LILIACEAE
Wakerobins
Trillium pusillum
Dwarf wakerobin
Trillium rugelii
Ill-scented wakerobin
Trillium sessile
Sessile-flowered wakerobin wood-lily
LYCOPODIACEAE
Clubmosses
Lycopodium clavatum §3
Stagshorn clubmoss
MELIACEAE
Mahoganies, cedars
F310. . .
F310. . .
F310. . .
F310. . .
MENYANTHACEAE
Bogbeans
Menyanthes trifoliata §3
Bogbean
PARMELIACEAE
Parmelioid lichens
Cetraria islandica §3
Icelandic moss
PASSIFLORACEAE
Desert roses
Adenia glauca
Desert rose
Adenia pechuelli
Desert rose
PEDALIACEAE
Sesame, devil’s claw
Harpagophytum spp. §3
Devil’s claw
PORTULACACEAE
Portulas, purslanes
Ceraria carrissoana
Ceraria fruticulosa
SELAGINELLACEAE
Clubmosses, spikemosses
Selaginella lepidophylla
Rose of Jericho
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