Directive (EU) 2019/2034 of the European Parliament and of the Council of 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU (Text with EEA relevance) (c. 2034)

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TITLE I U.K. SUBJECT MATTER, SCOPE AND DEFINITIONS

Article 1 U.K. Subject matter

This Directive lays down rules concerning:

(a)

the initial capital of investment firms;

(b)

supervisory powers and tools for the prudential supervision of investment firms by competent authorities;

(c)

the prudential supervision of investment firms by competent authorities in a manner that is consistent with the rules set out in Regulation (EU) 2019/2033;

(d)

publication requirements for competent authorities in the field of prudential regulation and supervision of investment firms.