CHAPTER IIU.K.ORGANISATIONAL REQUIREMENTS

SECTION 4U.K.Conflicts of interest

Article 23U.K.(Article 13(6) of Directive 2004/39/EC)Record of services or activities giving rise to detrimental conflict of interest

Member States shall require investment firms to keep and regularly to update a record of the kinds of investment or ancillary service or investment activity carried out by or on behalf of the firm in which a conflict of interest entailing a material risk of damage to the interests of one or more clients has arisen or, in the case of an ongoing service or activity, may arise.