ANNEX IU.K.

“ANNEX A

References U.K.

For each reference made in the basic parameters (Chapter 4 of this TSI) the following table indicates the corresponding mandatory specifications, via the index in table A-2.

Table A 1 U.K.
Reference in Chapter 4Index number (see Table A 2)
4.1
4.1 a1, 4
4.1 b32
4.1 c3
4.2.1
4.2.1 a27, 78
4.2.1 b28
4.2.2
4.2.2.a14
4.2.2.b1, 4, 13, 15, 60
4.2.2.c31, 37b, c, d
4.2.2.d18, 20
4.2.2.e6
4.2.2.f7
4.2.3
4.2.3 a14
4.2.3 b1, 4, 13, 15, 60
4.2.3 c31, 37 b, c, d
4.2.3 d18, 21
4.2.4
4.2.4 a64, 65
4.2.4 b66
4.2.4 c67
4.2.4 d68
4.2.4 e73, 74
4.2.4 f32, 33
4.2.4 g48
4.2.4 h69, 70
4.2.4 j71, 72
4.2.4 k75, 76
4.2.5
4.2.5 a64, 65
4.2.5 b10, 39, 40
4.2.5 c19, 20
4.2.5 d9, 43
4.2.5 e16, 50
4.2.6
4.2.6 a8, 25, 26, 36 c, 49, 52
4.2.6 b29, 45
4.2.6 c46
4.2.6 d34
4.2.6 e20
4.2.6 f44
4.2.7
4.2.7 a12
4.2.7 b62, 63
4.2.7 c34
4.2.7 d9
4.2.7 e16
4.2.8
4.2.8 a11, 79
4.2.9
4.2.9 a23
4.2.10
4.2.10 a77 (section 3.1)
4.2.11
4.2.11 a77 (section 3.2)
4.2.12
4.2.12 a6, 51
4.2.13
4.2.13 a32, 33, 51, 80
4.2.14
4.2.14 a5
4.2.15
4.2.15 a38

Specifications U.K.

One of the two sets of specifications listed in Table A-2 of this Annex shall be applied.

Documents referred to within a specification listed in Table A-2 shall be considered as being for information only, unless otherwise stated in Table A-2.

Note:specifications indicated as ‘Reserved’ in table A-2 are also listed as open points in Annex G when there is a need for notification of national rules to close the corresponding open points. Reserved documents not listed as open points are intended as improvements to the system.U.K.
Table A 2 List of mandatory specifications U.K.
Index NSet of specifications # 1(ETCS baseline 2 and GSM-R baseline 0)Set of specifications # 2(ETCS baseline 3 and GSM-R baseline 0)
ReferenceName of SpecificationVersionNotesReferenceName of SpecificationVersionNotes
1ERA/ERTMS/003204ERTMS/ETCS Functional requirement specification5.0Intentionally deleted
2Intentionally deletedIntentionally deleted
3UNISIG SUBSET-023Glossary of Terms and Abbreviations2.0.0UNISIG SUBSET-023Glossary of Terms and Abbreviations3.0.0
4UNISIG SUBSET-026System Requirements Specification2.3.0UNISIG SUBSET-026System Requirements Specification3.3.0
5UNISIG SUBSET-027FFFIS Juridical recorder-downloading tool2.3.0Note 1UNISIG SUBSET-027FIS Juridical Recording3.0.0
6UNISIG SUBSET-033FIS for man-machine interface2.0.0ERA_ERTMS_015560ETCS Driver Machine interface3.3.0
7UNISIG SUBSET-034FIS for the train interface2.0.0UNISIG SUBSET-034Train Interface FIS3.0.0
8UNISIG SUBSET-035Specific Transmission Module FFFIS2.1.1UNISIG SUBSET-035Specific Transmission Module FFFIS3.0.0
9UNISIG SUBSET-036FFFIS for Eurobalise2.4.1UNISIG SUBSET-036FFFIS for Eurobalise3.0.0
10UNISIG SUBSET-037EuroRadio FIS2.3.0UNISIG SUBSET-037EuroRadio FIS3.0.0
11UNISIG SUBSET-038Offline key management FIS2.3.0UNISIG SUBSET-038Offline key management FIS3.0.0
12UNISIG SUBSET-039FIS for the RBC/RBC handover2.3.0

Reserved

UNISIG SUBSET-039

FIS for the RBC/RBC handover
13UNISIG SUBSET-040Dimensioning and Engineering rules2.3.0UNISIG SUBSET-040Dimensioning and Engineering rules3.2.0
14UNISIG SUBSET-041Performance Requirements for Interoperability2.1.0UNISIG SUBSET-041Performance Requirements for Interoperability3.1.0
15ERA SUBSET-108Interoperability related consolidation on TSI Annex A documents1.2.0Intentionally deleted
16UNISIG SUBSET-044FFFIS for Euroloop2.3.0UNISIG SUBSET-044FFFIS for Euroloop2.4.0
17Intentionally deletedIntentionally deleted
18UNISIG SUBSET-046Radio infill FFFS2.0.0Intentionally deleted
19UNISIG SUBSET-047Trackside-Trainborne FIS for Radio infill2.0.0UNISIG SUBSET-047Trackside-Trainborne FIS for Radio infill3.0.0
20UNISIG SUBSET-048Trainborne FFFIS for Radio infill2.0.0UNISIG SUBSET-048Trainborne FFFIS for Radio infill3.0.0
21UNISIG SUBSET-049Radio infill FIS with LEU/interlocking2.0.0Intentionally deleted
22Intentionally deletedIntentionally deleted
23UNISIG SUBSET-054Responsibilities and rules for the assignment of values to ETCS variables2.1.0UNISIG SUBSET-054Responsibilities and rules for the assignment of values to ETCS variables3.0.0
24Intentionally deletedIntentionally deleted
25UNISIG SUBSET-056STM FFFIS Safe time layer2.2.0UNISIG SUBSET-056STM FFFIS Safe time layer3.0.0
26UNISIG SUBSET-057STM FFFIS Safe link layer2.2.0UNISIG SUBSET-057STM FFFIS Safe link layer3.0.0
27UNISIG SUBSET-091Safety Requirements for the Technical Interoperability of ETCS in Levels 1 and 22.5.0UNISIG SUBSET-091Safety Requirements for the Technical Interoperability of ETCS in Levels 1 and 23.2.0
28ReservedReliability — availability requirementsReservedReliability — availability requirements
29UNISIG SUBSET-102Test specification for interface ‘K’1.0.0UNISIG SUBSET-102Test specification for interface ‘K’2.0.0
30Intentionally deletedIntentionally deleted
31UNISIG SUBSET-094Functional requirements for an on-board reference test facility2.0.2

Reserved

UNISIG SUBSET-094

Functional requirements for an on-board reference test facility
32EIRENE FRSGSM-R Functional requirements specification7.3.0EIRENE FRSGSM-R Functional requirements specification7.3.0
33EIRENE SRSGSM-R System requirements specification15.3.0EIRENE SRSGSM-R System requirements specification15.3.0
34A11T6001(MORANE) Radio Transmission FFFIS for EuroRadio12.4A11T6001(MORANE) Radio Transmission FFFIS for EuroRadio12.4
35Intentionally deletedIntentionally deleted
36 aIntentionally deletedIntentionally deleted
36 bIntentionally deletedIntentionally deleted
36 cUNISIG SUBSET-074-2FFFIS STM Test cases document1.0.0

Reserved

UNISIG SUBSET-074-2

FFFIS STM Test cases document
37 aIntentionally deletedIntentionally deleted
37 bUNISIG SUBSET-076-5-2Test cases related to features2.3.3

Reserved

UNISIG SUBSET-076-5-2

Test cases related to features
37 cUNISIG SUBSET-076-6-3Test sequences2.3.3

Reserved

UNISIG SUBSET-076-6-3

Test sequences
37 dUNISIG SUBSET-076-7Scope of the test specifications1.0.2

Reserved

UNISIG SUBSET-076-7

Scope of the test specifications
37 eIntentionally deletedIntentionally deleted
3806E068ETCS Marker-board definition2.006E068ETCS Marker-board definition2.0
39UNISIG SUBSET-092-1ERTMS EuroRadio Conformance Requirements2.3.0UNISIG SUBSET-092-1ERTMS EuroRadio Conformance Requirements3.0.0
40UNISIG SUBSET-092-2ERTMS EuroRadio test cases safety layer2.3.0UNISIG SUBSET-092-2ERTMS EuroRadio test cases safety layer3.0.0
41Intentionally deletedIntentionally deleted
42Intentionally deletedIntentionally deleted
43UNISIG SUBSET 085Test specification for Eurobalise FFFIS2.2.2UNISIG SUBSET 085Test specification for Eurobalise FFFIS3.0.0
44ReservedOdometry FISReservedOdometry FIS
45UNISIG SUBSET-101Interface ‘K’ Specification1.0.0UNISIG SUBSET-101Interface ‘K’ Specification2.0.0
46UNISIG SUBSET-100Interface ‘G’ Specification1.0.1UNISIG SUBSET-100Interface ‘G’ Specification2.0.0
47Intentionally deletedIntentionally deleted
48ReservedTest specification for mobile equipment GSM-RReservedTest specification for mobile equipment GSM-R
49UNISIG SUBSET-059Performance requirements for STM2.1.1UNISIG SUBSET-059Performance requirements for STM3.0.0.
50UNISIG SUBSET-103Test specification for Euroloop1.0.0UNISIG SUBSET-103Test specification for Euroloop1.1.0
51ReservedErgonomic aspects of the DMIIntentionally deleted
52UNISIG SUBSET-058FFFIS STM Application layer2.1.1UNISIG SUBSET-058FFFIS STM Application layer3.0.0
53Intentionally deletedIntentionally deleted
54Intentionally deletedIntentionally deleted
55Intentionally deletedIntentionally deleted
56Intentionally deletedIntentionally deleted
57Intentionally deletedIntentionally deleted
58Intentionally deletedIntentionally deleted
59Intentionally deletedIntentionally deleted
60Intentionally deletedUNISIG SUBSET-104ETCS System Version Management3.1.0
61Intentionally deletedIntentionally deleted
62ReservedRBC-RBC Test specification for safe communication interfaceIntentionally deleted
63UNISIG SUBSET-098RBC-RBC Safe Communication Interface1.0.0UNISIG SUBSET-098RBC-RBC Safe Communication Interface3.0.0
64EN 301 515

Global System for Mobile Communication (GSM);

Requirements for GSM operation on railways

2.3.0Note 2EN 301 515

Global System for Mobile Communication (GSM);

Requirements for GSM operation on railways

2.3.0Note 2
65TS 102 281Detailed requirements for GSM operation on railways2.2.0Note 3TS 102 281Detailed requirements for GSM operation on railways2.2.0Note 3
66(MORANE) A 01 T 0004 1ASCI Options for Interoperability1(MORANE) A 01 T 0004 1ASCI Options for Interoperability1
67(MORANE) P 38 T 9001FFFIS for GSM-R SIM Cards4.1(MORANE) P 38 T 9001FFFIS for GSM-R SIM Cards4.1
68ETSI TS 102 610

Railway Telecommunication; GSM;

Usage of the UUIE for GSM operation on railways

1.1.0ETSI TS 102 610

Railway Telecommunication; GSM;

Usage of the UUIE for GSM operation on railways

1.1.0
69(MORANE) F 10 T 6002FFFS for Confirmation of High Priority Calls’4(MORANE) F 10 T 6002FFFS for Confirmation of High Priority Calls’4
70(MORANE) F 12 T 6002FIS for Confirmation of High Priority Calls4(MORANE) F 12 T 6002FIS for Confirmation of High Priority Calls4
71(MORANE) E 10 T 6001FFFS for Functional Addressing4(MORANE) E 10 T 6001FFFS for Functional Addressing4
72(MORANE) E 12 T 6001FIS for Functional Addressing5.1(MORANE) E 12 T 6001FIS for Functional Addressing5.1
73(MORANE) F 10 T6001FFFS for Location Dependent Addressing4(MORANE) F 10 T6001FFFS for Location Dependent Addressing4
74(MORANE) F 12 T6001FIS for Location Dependent Addressing3(MORANE) F 12 T6001FIS for Location Dependent Addressing3
75(MORANE) F 10 T 6003FFFS for Presentation of Functional Numbers to Called and Calling Parties4(MORANE) F 10 T 6003FFFS for Presentation of Functional Numbers to Called and Calling Parties4
76(MORANE) F 12 T 6003FIS for Presentation of Functional Numbers to Called and Calling Parties4(MORANE) F 12 T 6003FIS for Presentation of Functional Numbers to Called and Calling Parties4
77ERA/ERTMS/033281Interfaces between CCS track-side and other subsystems1.0ERA/ERTMS/033281Interfaces between CCS track-side and other subsystems1.0
78ReservedSafety requirements for ETCS DMI functionsReservedSafety requirements for ETCS DMI functions
79Not applicableNot applicableUNISIG SUBSET-114KMC-ETCS Entity Off-line KM FIS1.0.0
80Not applicableNot applicableReservedGSM-R Driver Machine Interface
Note 1:only the functional description of information to be recorded is mandatory, not the technical characteristics of the interface.U.K.
Note 2:the specifications listed in section 2.1 of EN 301 515 are mandatory.U.K.
Note 3:the change requests (CRs) listed in table 1 and 2 of TR 102 281 are mandatory.U.K.
Table A 3 List of mandatory standards U.K.

The standards listed in this table shall be applied in the certification process, without prejudice to chapter 4 and chapter 6 of this TSI.

NoReferenceDocument name and commentsVersion
A1EN 50126Railway applications — The specification and demonstration of reliability, availability, maintainability and safety (RAMS)1999
A2EN 50128Railway applications — Communication, signalling and processing systems — Software for railway control and protection systems2001
A3EN 50129Railway applications — Communication, signalling and processing systems — Safety related electronic systems for signalling2003
A4EN 50159-1Railway applications — Communication, signalling and processing systems — Part 1: Safety related communication in closed transmission systems2001
A5EN 50159-2Railway applications — Communication, signalling and processing systems — Part 2: Safety related communication in open transmission systems2001”

ANNEX IIU.K.

“ANNEX G

OPEN POINTS

Open PointNotes
Braking aspects

It only applies to ERTMS/ETCS Baseline 2 (see Annex A, Table A2, Index 15).

Resolved for ERTMS/ETCS Baseline 3 (see Annex A, Table A 2, Indexes 4 and 13).

Index 28 – Reliability/availability requirementsFrequent occurrences of degraded situations caused by failures of control-command and signalling equipment will decrease the system safety.
Minimum wheel diameter for speed greater than 350 km/hSee Annex A, Table A 2, Index 77
Minimum axle distance for speed greater than 350 km/hSee Annex A, Table A 2, Index 77
Metal and inductive components free space between wheels

See Annex A, Table A 2, Index 77

This is not an open point for freight wagons

Characteristics of sand applied to tracksSee Annex A, Table A 2, Index 77
Vehicle metal massSee Annex A, Table A 2, Index 77
Combination of rolling stock characteristics influencing shunting impedanceSee Annex A, Table A 2, Index 77
Electromagnetic interferences (traction current)See Annex A, Table A 2, Index 77
Electromagnetic interferences (electromagnetic fields)

See Annex A, Table A 2, Index 77

This is not an open point for power systems other than DC

Vehicle ImpedanceSee Annex A, Table A 2, Index 77
DC and low frequency components of traction currentSee Annex A, Table A 2, Index 77
Use of magnetic/eddy current brakesSee Annex A, Table A 2, Index 77
Index 78 — Safety requirements for ETCS DMI functionsThis open point is related to the interface between ETCS on-board and the driver, i.e. errors in displaying information and in entering data and commands.”