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SCHEDULES

SCHEDULE 9U.K.Discipline and enforcement

PART 7 U.K.Offences

36(1)Section 398 (misleading the Authority: residual cases) is amended as follows.U.K.

(2)In subsection (1), for “the Authority” substitute “ a regulator ”.

(3)In the heading, for “the Authority” substitute “ FCA or PRA ”.

Commencement Information

I1Sch. 9 para. 36 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.