PART 7

GENERAL

Offences

Offences by bodies corporate
200
1
This section applies where an offence under this Act committed by a body corporate is proved to have been committed with the consent or connivance of, or to be attributable to neglect on the part of—
a
a senior officer of the body, or
b
a person who was purporting to be a senior officer of the body.
2
The senior officer or person (as well as the body corporate) is guilty of the offence, and is liable to be proceeded against and punished accordingly.
3
In this section “senior officer” means a director, manager, secretary or other similar officer of the body corporate.
4
But in the case of a body corporate whose affairs are managed by its members, “director” means a member of the body.

Civil sanctions
201
1
The Welsh Ministers may by regulations make any provision in relation to an offence under this Act that they could make under Part 3 of RESA 2008 (civil sanctions) if, for the purposes of that Part—
a
the Welsh Ministers or any other authority which has an enforcement function in relation to the offence were a regulator, and
b
the offence were a relevant offence in relation to that regulator.
2
Sections 59(3) and 60(1) and (2) of RESA 2008 (consultation) apply to regulations under subsection (1) as they apply to an order under Part 3 of RESA 2008.
3
Sections 63 to 70 of RESA 2008 (guidance, exercise of powers, payment into Welsh Consolidated Fund and disclosure of information) apply in relation to provision made under subsection (1) as they apply in relation to provision made under Part 3 of RESA 2008.
4
In subsection (1) the reference to an authority which has an enforcement function is to be interpreted in accordance with section 71 of RESA 2008.
5
In this section “RESA 2008” means the Regulatory Enforcement and Sanctions Act 2008 (c. 13).
S. 200 not in force at Royal Assent, see s. 212
S. 201 in force at 4.11.2024 by S.I. 2024/860, art. 3(c)
S. 200 in force at 4.11.2024 by S.I. 2024/860, art. 3(c)
S. 201 not in force at Royal Assent, see s. 212