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Brokers Act 1696
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IX.Broker dealing for himself, &c. or making any Gain, over and above the Brokage allowed by this Act,
Penalty £200 and Incapacity.
And be it further enacted by the Authority aforesaid That from and after the First Day of May One thousand six hundred ninety seven if any such Broker or Brokers so to be admitted as aforesaid shall directly or indirectly deal for him or themselves in the Exchange or Remittance of Moneys or shall buy any Talleys Orders Bills or Share or Interest in any Joint Stock to be assigned or transferred to his owne Use or buy any Goods Wares or Merchandizes to sell againe for his owne Benefitt or Advantage or shall make any Gain or Profitt in buying or selling any Goods over and above the Brokage allowed by this Act hee or they so offending shall forfeit the Su[m]m of Two hundred pounds and being convicted of [X1any] such Offence shall be for ever incapable to trade act or deal as a Broker for any Person or Persons whatsoever.
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X1interlined on the Roll.
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