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Regulation 5

SCHEDULE 3Prescribed persons – interim orders panels

1.—(1) A person involved for the time being in an investigation under section 125 of the Act.

(2) A person appointed for the time being—

(a)an assessor or examiner, or

(b)a legal or other adviser,

to the interim orders panel.

2.—(1) A person who has at any time been appointed to give preliminary consideration under section 119 of the Act to a matter may not be a member of the interim orders panel to which the matter is referred.

(2) A person who has at any time been involved in an investigation under section 125 of the Act in relation to a matter may not be a member of the interim orders panel to which the matter is referred.

(3) Where the circumstances in sub-paragraph (4) apply, a person who has at any time considered or adjudicated upon a question or issue on behalf of a relevant body may not be a member of the interim orders panel to which the matter is referred.

(4) The circumstances are—

(a)the matter relates to a registered person who is also registered with a relevant body; and

(b)the relevant body has considered or adjudicated upon a question or issue which relates to the registered person’s registration with that body and which also relates to the matter.