| Failure to comply with the requirement to charge in accordance with regulation 6 (regulation 11(1) and (2)) | £5,000 |
| Failure to keep records in accordance with regulation 8 (regulation 11(1) and (2)) | £5,000 |
| Failure to retain records in accordance with regulation 8 (regulation 11(1) and (2)) | £5,000 |
| Failure to supply records in accordance with regulation 9 (regulation 11(1) and (2)) | £5,000 |
| Failure to publish records in accordance with regulation 10 (regulation 11(1) and (2)) | £5,000 |
| Without reasonable cause, giving false or misleading information to an administrator (regulation 11(3)) | £20,000 |
| Without reasonable cause, otherwise obstructing or failing to assist an administrator in the conduct of its functions under these Regulations (regulation 11(3)) | £20,000 |