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Schedules

Schedule 4RULE-MAKING POWERS

Rules prescribing persons etc. for the purposes of articles 6 and 8

2.—(1) The Regulator must prescribe in rules a person or Panel for the purposes of—

(a)article 6(2)(a),

(b)article 6(3)(a), and

(c)article 6(3)(b).

(2) The Regulator may prescribe in rules—

(a)standards for the purposes of article 3(1);

(b)a period, for the purposes of article 6(2) or (3), that must have elapsed before an applicant may apply to be registered;

(c)a limitation on the number of applications an applicant may make under article 6(2) or (3);

(d)a case for the purposes of article 6(3)(b);

(e)a description of associate for the purposes of article 8.