Schedules

Schedule 4RULE-MAKING POWERS

Rules prescribing persons etc. for the purposes of articles 6 and 82

1

The Regulator must prescribe in rules a person or Panel for the purposes of—

2

The Regulator may prescribe in rules—

a

standards for the purposes of article 3(1);

b

a period, for the purposes of article 6(2) or (3), that must have elapsed before an applicant may apply to be registered;

c

a limitation on the number of applications an applicant may make under article 6(2) or (3);

d

a case for the purposes of article 6(3)(b);

e

a description of associate for the purposes of article 8.