The Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2022
PART 1Introduction
1Citation, commencement and extent
PART 2Amendment of Primary Legislation, Scottish Legislation and Northern Ireland Legislation
2Insolvency (Northern Ireland) Order 1989
3Financial Services and Markets Act 2000
4Terrorism Act 2000
5Proceeds of Crime Act 2002
6Counter-Terrorism Act 2008
7Banking Act 2009
8Bankruptcy (Scotland) Act 2016
PART 3Amendment and Revocation of Secondary Legislation
9Capital Requirements Regulations 2013
10Banking Act 2009 (Exclusion of Investment Firms of a Specified Description) Order 2014
11Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
12Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017
13Payment Services Regulations 2017
14Bank Recovery and Resolution and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018
15Financial Conglomerates and Other Financial Groups (Amendment etc.) (EU Exit) Regulations 2019
16Solvency 2 and Insurance (Amendment, etc) (EU Exit) Regulations 2019
17Bank Levy (Loss Absorbing Instruments) Regulations 2020
18Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2021
PART 4Amendment of Retained Direct EU Legislation
19Regulation (EU) No. 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories
20Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012
21Regulation (EU) No 537/2014 of the European Parliament and of the Council of 16 April 2014 on specific requirements regarding statutory audit of public-interest entities and repealing Commission Decision 2005/909/EC
22Commission Delegated Regulation (EU) 2015/35 of 10 October 2014 supplementing Directive 2009/138/EC of the European Parliament and of the Council on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II)
23Commission Delegated Regulation (EU) 2019/980 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council as regards the format, content, scrutiny and approval of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Commission Regulation (EC) No 809/2004
PART 5Transitional provision
24Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012
25Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 2017 laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation, and amending Directives 2009/65/EC, 2009/138/EC and 2011/61/EU and Regulations (EC) No 1060/2009 and (EU) No 648/2012
26Interpretation of this Part

2022 No. 838

Financial Services

The Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2022

Made

Coming into force

The Treasury, in exercise of the powers conferred by sections 48F(2), 48F(3) and 258A(2)(b) of the Banking Act 20091, section 8(1) of, and paragraph 21 of Schedule 7 to, the European Union (Withdrawal) Act 20182 and sections 45(1), 45(3) and 49(7) of the Financial Services Act 20213, after consulting in accordance with section 48F(5) of the Banking Act 2009, make the following Regulations.

A draft of these Regulations has been laid before and approved by a resolution of each House of Parliament, in accordance with sections 48F(4)(b) and 258A(3)(b) of the Banking Act 2009, paragraph 1(3) of Schedule 7 to the European Union (Withdrawal) Act 2018 and sections 45(4), 46(3) and 46(4) of the Financial Services Act 2021.