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The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019

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  1. Introductory Text

  2. PART 1 Introduction

    1. 1.Citation and commencement

  3. PART 2 Amendment of secondary legislation

    1. CHAPTER 1 Amendment of the Alternative Investment Fund Managers Regulations 2013

      1. 2.Amendment of the Alternative Investment Fund Managers Regulations 2013

      2. 3.Introductory provisions

      3. 4.Authorisation of full-scope UK AIFMS

      4. 5.SEFs, RVECAs and small AIFMs

      5. 6.ELTIFs

      6. 7.Operating conditions

      7. 8.Depositaries

      8. 9.AIFs and control

      9. 10.Marketing of AIFs

      10. 11.Duties and powers of the FCA

      11. 12.Transfer of Directive Functions

      12. 13.Application of provisions of the Act

      13. 14.Transitional provisions

      14. 15.Final provisions

    2. CHAPTER 2 Amendment of the Alternative Investment Fund Managers (Amendment) Regulations 2013

      1. 16.Alternative Investment Fund Managers (Amendment) Regulations 2013

      2. 17.Commencement

      3. 18.Amendments

      4. 19.Consultation on rules for the purposes of Article 35 or 37 to 41 of the directive

      5. 20.Schedule 1

      6. 21.Schedule 2

  4. PART 3 Amendment of EU delegated legislation

    1. 22.Commission Delegated Regulation (EU) No 231/2013

    2. 23.Definitions and general

    3. 24.Operating conditions for AIFMs: general principles

    4. 25.Conflicts of interest

    5. 26.Risk management

    6. 27.Liquidity management

    7. 28.Investment in securitisation positions

    8. 29.Organisational requirements: general principles

    9. 30.Valuation

    10. 31.Delegation of AIFM functions

    11. 32.Depositary: particulars of written contract

    12. 33.Depositaries in third countries

    13. 34.Depositary functions, due diligence duties and segregation obligation

    14. 35.Loss of financial instruments, liability discharge and objective reasons

    15. 36.Transparency requirements etc: annual report, disclosure and reporting

    16. 37.Transparency requirements etc: AIFMs managing leveraged AIFs

    17. 38.Rules relating to third countries

    18. 39.Exchange of information

    19. 40.Final provisions and annexes

    20. 41.Commission Implementing Regulation (EU) No 447/2013

    21. 42.Commission Implementing Regulation (EU) No 448/2013

    22. 43.Commission Delegated Regulation (EU) No 2015/514

  5. Signature

  6. Explanatory Note

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