The Accounts and Reports (Amendment) (EU Exit) Regulations 2019

The Limited Liability Partnerships (Accounts and Audit) (Application of Companies Act 2006) Regulations 2008

This section has no associated Explanatory Memorandum

20.  In regulation 32 (minor definitions), in the modified version of section 474(1) applied by that regulation (minor definitions)—

(a)in the definition of “MiFID investment firm”—

(i)in the opening words, for “Article 4.1.1 of Directive 2014/65/EU” substitute “Article 2.1A of Regulation (EU) No. 600/2014”;

(ii)in paragraph (a), for the words from “to which that Directive” to the end substitute “which is exempted from the definition of “investment firm” by Schedule 3 to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001(1),”;

(b)in the definition of “traded company”, for “regulated market” substitute “UK regulated market”.