The Financial Services and Markets Act 2000 (Prospectus and Markets in Financial Instruments) Regulations 2018 No. 786

Amendment to the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

4.  In regulation 28A (cooperation with ESMA and other competent authorities in respect of interventions to restrict, reduce, or limit positions) of the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017(1), after paragraph (6), insert—

“(7) When a notification to ESMA and all the competent authorities of the other EEA States is made under paragraphs (1) or (5) of this regulation in relation to wholesale energy products (within the meaning of Article 4.1.58 of the markets in financial instruments directive), the FCA must give a copy of the notification to the Agency for the Cooperation of Energy Regulators established under Regulation (EC) No 713/2009 of the European Parliament and of the Council of 13 July 2009 establishing an Agency for the Cooperation of Energy Regulators(2).”.

(1)

S.I. 2017/701. Regulation 28A was inserted by S.I. 2017/1255.

(2)

OJ No. L211 14.08.2009, p.1.