PART 3 U.K.Transitional and saving provision

CHAPTER 4 U.K.General provisions

Misleading the FCA: criminal offence U.K.

[F1 20.  Section 398 of the Financial Services and Markets Act 2000 (misleading the FCA or PRA: residual cases) applies to a requirement to provide information in accordance with—

(a) a direction under regulation 5(2)(b) or 17(2)(b),

(b) regulation 21, or

(c) a written notification under regulation 21A,

as it applies to a requirement falling within subsection (1A) of that section.]

Textual Amendments

F1 Reg. 20 substituted (27.11.2020) by The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(2), 47(3)