SCHEDULE 3Amendments to secondary legislation made under the Financial Services and Markets Act 2000

Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 20136

1

The Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013 M1 is amended as follows.

2

In article 2 (qualifying EU provisions: general)—

a

after paragraph (2)(a) insert—

aa

the markets in financial instruments regulation and any directly applicable EU regulation made under that regulation;

b

in paragraph (5) for “2A(6)(d)”M2 substitute “2AB(3)(d)”M3.

c

after paragraph (6)(a) insert—

aa

the markets in financial instruments regulation and any directly applicable EU regulation made under that regulation;

d

after paragraph (8)(a) insert—

aa

the markets in financial instruments regulation and any directly applicable EU regulation made under that regulation;

3

In article 3 (qualifying EU provisions: disciplinary measures)—

a

after paragraph (2)(a) insert—

aa

the markets in financial instruments regulation and any directly applicable EU regulation made under that regulation;

b

in paragraph (3)(a) after “directive” insert “ or the markets in financial instruments regulation ”.

4

In article 4 (qualifying EU provisions etc: recognised investment exchanges and clearing houses)—

a

after paragraph (3)(a) insert—

aa

the markets in financial instruments regulation and any directly applicable EU regulation made under that regulation;

b

after paragraph (5)(a) insert—

aa

the markets in financial instruments regulation and any directly applicable EU regulation made under that regulation;

c

after paragraph (7)(a) insert—

aa

the markets in financial instruments regulation and any directly applicable EU regulation made under that regulation;

5

In article 5 (qualifying EU provisions: injunctions and restitution)—

a

after paragraph (2)(a) insert—

aa

the markets in financial instruments regulation and any directly applicable EU regulation made under that regulation;

b

in paragraph (5)(a) after “directive” insert “ or the markets in financial instruments regulation ”.

6

In article 6 (qualifying EU provisions: fees)—

a

after paragraph (2)(a) insert—

aa

the markets in financial instruments regulation and any directly applicable EU regulation made under that regulation;

b

after paragraph (4)(a) insert—

aa

the markets in financial instruments regulation and any directly applicable EU regulation made under that regulation;