The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

Amendments to Part 27 (offences)

This section has no associated Explanatory Memorandum

48.  In section 398(1A)(1) (Misleading FCA or PRA: residual cases)—

(a)after paragraph (b) insert—

(ba)the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/XXXX);;

(b)at the end of paragraph (e)(2) omit “or”; and

(c)after paragraph (e) insert—

(ea)any directly applicable EU regulation made under the markets in financial instruments directive;

(eb)the markets in financial instruments regulation and any directly applicable EU regulation made under it; or.

(1)

Section 398(1A) was inserted by S.I. 2013/1733.

(2)

Paragraph (e) was amended by S.I. 2015/1882 and S.I. 2016/680.