2017 No. 275
The National Health Service Pension Scheme and Additional Voluntary Contributions (Amendment) Regulations 2017
Made
Laid before Parliament
Coming into force
The Secretary of State for Health, with the consent of the Treasury, makes the following Regulations in exercise of the powers conferred by sections 10(1) and (2) and 12(1), (2) and (4) of, and Schedule 3 to, the Superannuation Act 19721 and sections 1, 3 and 25 of, and Schedule 3 to, the Public Service Pensions Act 20132.
In accordance with section 10(4) of the Superannuation Act 1972 and section 21 of the Public Service Pensions Act 2013, the Secretary of State has consulted with such representatives of persons likely to be affected by these Regulations, as appeared to the Secretary of State to be appropriate.
PART 1Introductory
Citation, commencement and effect1
1
These Regulations may be cited as the National Health Service Pension Scheme and Additional Voluntary Contributions (Amendment) Regulations 2017.
2
These Regulations come into force on 1st April 2017 and have effect—
a
in respect of regulations 33, 36(2), 37(2), 38, 46, 48, 51 and 52 retrospectively from the 1st April 2015;
b
in respect of regulation 4(3) and (4) retrospectively from 1st April 2016;
c
in all other respects, from the 1st April 2017.
PART 2Amendment of the National Health Service Pension Scheme Regulations 1995
General2
The National Health Service Pension Scheme Regulations 19953 are amended in accordance with this Part.
Amendment of regulation A23
1
Regulation A2 (interpretation) 4is amended as follows.
2
In the definition of “NHS standard contract”5—
a
for “standard commissioning contract”, substitute “terms and conditions”;
b
before “2012”, insert “Regulations”.
4
In paragraph (c) of the definition of “practice staff”8, after “NHS standard sub-contract”, insert “where the party to the NHS standard contract in question is an employing authority”.
5
In the definition of “qualifying contract”9, after sub-paragraph (c), insert—
; or
- a
an NHS standard sub-contract;
6
At the appropriate place in the alphabetical order, insert—
“scheme administration charge” means the charge provided for in regulation D4.
Amendment of regulation D34
1
Regulation D3 (further contributions by employing authorities in respect of excessive pay increases)10 is amended as follows.
2
In sub-paragraph (c) of paragraph (13), for “administration charge” substitute “supplementary charge”.
3
After paragraph (19), insert—
19A
An increase in a member’s pensionable pay solely due to an increase in the national minimum wage is to be ignored for the purposes of this regulation.
4
In paragraph (21), after sub-paragraph (h) insert—
i
“national minimum wage” means the single hourly rate prescribed by the Secretary of State pursuant to section 1(3) of the National Minimum Wage Act 1998
New regulation D45
After regulation D3 (further contributions by employing authorities in respect of excessive pay increases), insert—
Scheme Administration ChargeD4
1
Each employing authority must, in respect of each member who is liable to contribute to this Section of the scheme, pay a scheme administration charge in accordance with this regulation.
2
The scheme administration charge is to be paid to the Secretary of State on the same day, and in respect of the same period, as the employer’s standard rate contributions under regulation D2 are to be paid by that employing authority in respect of the member referred to in paragraph (1).
3
The scheme administration charge is to be calculated as a percentage of that member’s pensionable pay, or as the case may be, pensionable earnings, for the period mentioned in paragraph (2).
4
The percentage mentioned in paragraph (3) is to be determined by the Secretary of State taking into account the administrative costs of running the scheme and notified to each employing authority.
5
For the purposes of paragraph (3), “pensionable earnings” has the meaning given in paragraph 1 of Schedule 2.
Amendment of regulation M86
1
Regulation M8 (member’s right to transfer a preserved pension to the 2015 Scheme)12 is amended as follows.
2
After paragraph (5), insert—
5A
The Secretary of State must provide a member to whom this regulation applies with a notice in writing stating that the member has the right to request a statement of the amount of the cash equivalent of the member’s benefits accrued in accordance with these Regulations (“a statement of entitlement”).
5B
The Secretary of State must provide the member with the notice referred to in paragraph (5A) within the period of three months beginning with the date that the Secretary of State receives notification from the member’s employing authority that the member has joined the 2015 Scheme.
5C
In accordance with paragraph (5D), a member who has received a notice in accordance with paragraph (5A) may request the Secretary of State to provide a statement of entitlement.
5D
For the purposes of paragraph (5C), a request for a statement of entitlement must—
a
be made by the member in writing on the form provided by the Secretary of State for that purpose;
b
be received by the Secretary of State before the end of the three month period beginning with the date of the notice under paragraph (5A).
3
For paragraph (6), substitute—
6
The Secretary of State must provide a member who has requested a statement of entitlement in accordance with paragraph (5D) with a statement of entitlement at the guarantee date.
4
For sub-paragraph (a) of paragraph (9), substitute—
a
the period of three months beginning with the date that the Secretary of State receives the member’s request for a statement of entitlement in accordance with paragraph (5D); or
Amendment of regulation T97
1
Regulation T9 (interest and administration charges: late paid contributions)13 is amended as follows.
2
In paragraph (1)—
a
after “contributions” insert “and the scheme administration charge”;
b
in sub-paragraph (a), after “D3,” insert “D4,”.
3
In paragraph (2), after “contributions” (three times) insert “or, as the case may be, the scheme administration charge”.
4
In paragraph (3), for “and an administration charge in respect of each such event” substitute “or, as the case may be, the amount of unpaid scheme administration charge or both together with a supplementary charge in respect of each such event.”.
5
In paragraph (4)—
a
in sub-paragraph (b), after “unpaid contributions” insert “or, as the case may be, unpaid scheme administration charge, or both”;
b
in sub-paragraph (d), for “administration charge” substitute “supplementary charge”;
c
in sub-paragraph (e), for “administration charges” substitute “supplementary charges”.
6
In paragraph (5), for “administration charge” substitute “supplementary charge”.
7
In paragraph (6), for “administration charges” substitute “supplementary charges”.
8
In paragraph (8), for “administration charge” substitute “supplementary charge”.
Amendment of Schedule 28
In sub-paragraph (17C) of paragraph 10 of Schedule 2 (medical and dental practitioners)14, for “administration charge” substitute “scheme administration charge, and any supplementary charge”.
Amendment of Schedule 2B9
1
Schedule 2B (independent providers)15 is amended as follows.
2
For sub-paragraph (a)(ii) of paragraph 14, substitute—
ii
who is performing services pursuant to such a contract and who satisfies the wholly or mainly condition; and
3
After sub-paragraph (a)(ii) of paragraph 14, insert—
iii
who was, within the twelve months preceding the date of entering into employment with the Independent Provider, in an employment in which that employee was entitled to participate in superannuation benefits provided under section 10 of the Superannuation Act 1972 whether or not that employee had actually been a member of this Section of the Scheme pursuant to that entitlement; or
4
In paragraph 41—
a
for “administration charge” substitute “supplementary charge”;
b
for “an administration charge” substitute “a supplementary charge”.
5
In paragraph 42, for “an administration” substitute “a supplementary”.
PART 3Amendment of the National Health Service Pension Scheme Regulations 2008
General10
The National Health Service Pension Scheme Regulations 200816 are amended in accordance with this Part.
Amendment of regulation 1.B.311
In paragraph (3B) of regulation 1.B.3 (provision of information relevant for tax purposes)17, for “scheme administrator” substitute “Scheme administrator”.
Amendment of regulation 2.A.112
1
Regulation 2.A.1 (interpretation: general) is amended as follows.
2
At the appropriate place in the alphabetical order, insert—
“the 2014 Act” means the Public Service Pensions Act (Northern Ireland) 2014.18;
“scheme administration charge” means the charge provided for in regulation 2.C.6A.
3
In the definition of “NHS standard contract”19—
a
for “standard commissioning contract”, substitute “terms and conditions”;
b
before “2012”, insert “Regulations”.
5
In sub-paragraph (c) of the definition of “practice staff”, after “NHS standard sub-contract”
insert “where the party to the NHS standard contract in question is an employing authority”.
6
In the definition of “qualifying contract”22, after sub-paragraph (c), insert—
; or
- a
an NHS standard sub-contract;
Amendment of regulation 2.B.213
1
Regulation 2.B.2 (restrictions on eligibility: general) is amended as follows.
2
In sub-paragraph (b) of paragraph (1H)25—
a
after “2013 Act”, insert “or subsection (5) of section 18 of the 2014 Act”;
b
for “that section” substitute “those sections”.
3
In paragraph (1J)26 in sub-paragraph (a), after “2013 Act” insert “or Schedule 5 to the 2014 Act”;
4
In sub-paragraph (c), substitute—
a
after “2013 Act”, insert “or subsection (5) of section 18 of the 2014 Act”;
b
for “that section” substitute “those sections”.
5
In paragraphs (13C) and (13D)27, for “(8B)” substitute “(13B)”.
6
In paragraph (13F)28, for “2M.3” substitute “2.M.3”.
Amendment of regulation 2.C.614
1
Regulation 2.C.6 (contributions by employing authorities: members becoming entitled to pensions under regulation 2.D.11) is amended as follows.
2
In paragraph (1), after “the employing authority must” insert “subject to paragraph (6),”.
3
In paragraph (2), after “the first authority must” insert “, subject to paragraph (6),”.
4
In sub-paragraph (a) of paragraph (6)29, for “Actuary” substitute “actuary”.
New regulation 2.C.6A15
After regulation 2.C.6 (contributions by employing authorities: members becoming entitled to pensions under regulation 2.D.11), insert—
2.C.6A
Scheme administration charge
1
Each employing authority must, in respect of each member who is liable to contribute to this Section of the Scheme, pay a scheme administration charge in accordance with this regulation.
2
The scheme administration charge is to be paid to the Secretary of State on the same day, and in respect of the same period, as the employer’s standard rate contributions under regulation 2.C.5 are to be paid by that employing authority in respect of the member referred to in paragraph (1).
3
The scheme administration charge is to be calculated as a percentage of that member’s pensionable pay, or as the case may be, pensionable earnings, for the period mentioned in paragraph (2).
4
The percentage mentioned in paragraph (3) is to be determined by the Secretary of State taking into account the administrative costs of running the scheme and notified to each employing authority.
Amendment of regulation 2.F.916
1
Regulation 2.F.9 (procedure for applications under regulation 2.F.8) is amended as follows.
2
In sub-paragraph (c)(ii) of paragraph (1)30, for “transfer value payment is made.” substitute “transfer value payment is made; or”.
3
After sub-paragraph (c)(ii) of paragraph (1), insert—
iii
where the applicant is not eligible to be an active member of this Section of the Scheme and the application is made in respect of a period of service in an existing scheme (within the meaning of Schedule 5 to the 2013 Act or Schedule 5 to the 2014 Act) or an existing public body scheme listed in Schedule 10 to those Acts, during the period of one year beginning with the day on which the applicant becomes eligible to be an active member of the 2015 Scheme if—
aa
paragraph 2 of Schedule 7 to the 2013 Act or paragraph 2 of Schedule 7 to the 2014 Act applies to the period of service in respect of which that transfer value payment is made, and
bb
the transfer value payment is not made and accepted under the public sector transfer arrangements.
Amendment of regulation 2.F.1817
1
Regulation 2.F.18 (right to transfer a deferred pension to the 2015 Scheme)31 is amended as follows.
2
After paragraph (5), insert—
5A
The Secretary of State must provide a member to whom this regulation applies with a notice in writing stating that the member has the right to request a statement of the amount of the cash equivalent of the member’s benefits accrued in accordance with these Regulations (“a statement of entitlement”).
5B
The Secretary of State must provide the member with the notice referred to in paragraph (5A) within the period of three months beginning with the date that the Secretary of State receives notification from the member’s employing authority that the member has joined the 2015 Scheme.
5C
A member who has received a notice in accordance with paragraph (5A) may request the Secretary of State to provide a statement of entitlement in accordance with paragraph (5D).
5D
For the purposes of paragraph (5C), a request for a statement of entitlement must—
a
be made by the member in writing on the form provided by the Secretary of State for that purpose;
b
be received by the Secretary of State before the end of the three month period beginning with the date of the notice under paragraph (5A).
3
For paragraph (6), substitute—
6
The Secretary of State must provide a member who has requested a statement of entitlement in accordance with paragraph (5D) with a statement of entitlement at the guarantee date.
4
For sub-paragraph (a) of paragraph (9), substitute—
a
the period of three months beginning with the date that the Secretary of State receives the member’s request for a statement of entitlement in accordance with paragraph (5D); or
Amendment of regulation 2.H.118
In paragraph (4) of regulation 2.H.1 (application of Chapter 2.H)32, for “paragraph (5)” substitute “paragraph (4A)”.
Amendment of regulation 2.J.9A19
1
Regulation 2.J.9A (interest and administration charges: late paid contributions)33 is amended as follows.
2
In paragraph (1)—
a
after “contributions” insert “and the scheme administration charge”;
b
after “2.C.6,” insert “2.C.6A,”34.
3
In paragraph (2), after “contributions” (three times) insert “or, as the case may be, the scheme administration charge”.
4
In paragraph (3), for “an administration charge in respect of each such event” substitute “the amount of unpaid scheme administration charge or both together with a supplementary charge in respect of each such event”.
5
In paragraph (4)—
a
in sub-paragraph (b), after “unpaid contributions” insert “or unpaid scheme administration charge, or both;”;
b
in sub-paragraphs (d) and (e), for “administration” substitute “supplementary”.
6
In paragraph (5), for “administration charge” substitute “supplementary charge”.
7
In paragraph (6), for “administration charges” substitute “supplementary charges”.
8
In paragraph (8), for “administration charge” substitute “supplementary charge”.
Amendment of regulation 2.M.320
1
Regulation 2.M.3 (approval applications)35 is amended as follows.
2
For sub-paragraph (a)(ii) of paragraph (2), substitute—
ii
who is performing services pursuant to such a contract and who satisfies the wholly or mainly condition, and
3
After sub-paragraph (a)(ii) of paragraph (2), insert—
iii
who was, within the twelve months preceding the date of entering into employment with the Independent Provider, in an employment in which that employee was entitled to participate in superannuation benefits provided under section 10 of the Superannuation Act 1972 whether or not that employee had actually been a member of this Section of the Scheme pursuant to that entitlement; or
Amendment of regulation 2.M.621
1
Regulation 2.M.6 (75% pensionable pay threshold and contribution surcharge)36 is amended as follows.
2
In paragraph (7)—
a
for “administration charge” substitute “supplementary charge”;
b
for “administration charges” substitute “ supplementary charges”.
3
In paragraph (8) for “an administration charge” substitute “a supplementary charge”.
Amendment of regulation 3.A.122
1
Regulation 3.A.1 (interpretation of part 3: general) is amended as follows.
2
At the appropriate place in the alphabetical order, insert—
“the 2014 Act” means the Public Service Pensions Act (Northern Ireland) 2014
“scheme administration charge” means the charge provided for in regulation 3.C.3A.
3
In the definition of “NHS standard contract”37—
a
for “standard commissioning contract”, substitute “terms and conditions”;
b
before “2012”, insert “Regulations”.
5
In sub-paragraph (c) of the definition of “practice staff”40, after “NHS standard sub-contract”, insert “where the party to the NHS standard contract in question is an employing authority”.
6
In the definition of “qualifying contract”, after sub-paragraph (c), insert—
; or
- a
an NHS standard sub-contract;
7
In paragraph (2), in the definition of “host Board” for “administration charge” substitute “scheme administration charge under regulation 3.C.3A41 and any supplementary charge”.
Amendment of regulation 3.A.1323
In paragraphs (1) and (2) of regulation 3.A.13 (meaning of pensionable earnings in relation to other practitioners), omit “or for overtime”.
Amendment of regulation 3.B.224
1
Regulation 3.B.2 (restrictions on eligibility: general) is amended as follows.
2
In sub-paragraph (b) of paragraph (1H)42—
a
after “2013 Act”, insert “or subsection (5) of section 18 of the 2014 Act”;
b
for “that section” substitute “those sections”.
3
In paragraph (1J)—
a
in sub-paragraph (a), after “2013 Act” insert “or Schedule 5 to the 2014 Act”;
b
in sub-paragraph (c)—
i
after “2013 Act”, insert “or subsection (5) of section 18 of the 2014 Act”;
ii
for “that section” substitute “those sections”.
New regulation 3.C.3A25
After regulation 3.C.3 (contributions by employing authorities: general), insert—
3.C.3A
Scheme administration charge
1
Each employing authority must, in respect of each member who is liable to contribute to this Section of the Scheme, pay a scheme administration charge in accordance with this regulation.
2
The scheme administration charge is to be paid to the Secretary of State on the same day, and in respect of the same period, as the employer’s standard rate contributions under regulation 3.C.3 are to be paid by that employing authority in respect of the member referred to in paragraph (1).
3
The scheme administration charge is to be calculated as a percentage of that member’s pensionable earnings, for the period mentioned in paragraph (2).
4
The percentage mentioned in paragraph (3) is to be determined by the Secretary of State taking into account the administrative costs of running the scheme and notified to each employing authority.
Amendment of regulation 3.F.1826
1
Regulation 3.F.18 (right to transfer a deferred pension to the 2015 Scheme)43 is amended as follows.
2
After paragraph (5), insert—
5A
The Secretary of State must provide a member to whom this regulation applies with a notice in writing stating that the member has the right to request a statement of the amount of the cash equivalent of the member’s benefits accrued in accordance with these Regulations (“a statement of entitlement”).
5B
The Secretary of State must provide the member with the notice referred to in paragraph (5A) within the period of three months beginning with the date that the Secretary of State receives notification from the member’s employing authority that the member has joined the 2015 Scheme.
5C
A member who has received a notice in accordance with paragraph (5A) may request the Secretary of State to provide a statement of entitlement subject to paragraph (5D).
5D
For the purposes of paragraph (5C), a request for a statement of entitlement must—
a
be made by the member in writing on the form provided by the Secretary of State for that purpose;
b
be received by the Secretary of State before the end of the three month period beginning with the date of the notice under paragraph (5A).
3
For paragraph (6), substitute—
6
The Secretary of State must provide a member who has requested a statement of entitlement in accordance with paragraph (5D) with a statement of entitlement at the guarantee date.
4
For sub-paragraph (a) of paragraph (9), substitute—
a
the period of three months beginning with the date that the Secretary of State receives the member’s request for a statement of entitlement in accordance with paragraph (5D); or
Amendment of regulation 3.H.127
In paragraph (5) of regulation 3.H.1 (application of Chapter 3.H)44, for “paragraph (6)” substitute “paragraph (5A)”.
Amendment of regulation 3.J.9A28
1
Regulation 3.J.9A (interest and administration charges: late paid contributions)45 is amended as follows.
2
In paragraph (1)—
a
after “contributions” insert “and the scheme administration charge”;
b
after “3.C.3,” insert “3.C.3A,”.
3
In paragraph (2), after “contributions” (three times) insert “or, as the case may be, the scheme administration charge”.
4
In paragraph (3), for “an administration charge in respect of each such event” substitute “the amount of unpaid scheme administration charge or both together with a supplementary charge in respect of each such event”.
5
In paragraph (4)—
a
in sub-paragraph (b), after “unpaid contributions” insert “or unpaid scheme administration charge, or both;”;
b
in sub-paragraphs (d) and (e), for “administration” substitute “supplementary”.
6
In paragraph (5), for “administration charge” substitute “supplementary charge”.
7
In paragraph (6), for “administration charges” substitute “supplementary charges”.
8
In paragraph (8), for “administration charge” substitute “supplementary charge”.
PART 4Amendment of the National Health Service Pension Scheme Regulations 2015
General29
The National Health Service Pension Scheme Regulations 201546 are amended in accordance with this Part.
Amendment of regulation 3630
1
Regulation 36 (interest and administration charges: late paid contributions) is amended as follows.
2
In sub-paragraph (a) of paragraph (1)—
a
after “contributions”, insert “and the scheme administration charge”;
b
after “35,”, insert “36A,”.
3
In paragraph (2), after “contributions” (three times) insert “or, as the case may be, the scheme administration charge”.
4
For paragraph (3), substitute—
3
Where there is a chargeable event, the employing authority is liable to pay—
a
standard rate interest on the amount of unpaid contributions constituting that event or the amount of unpaid scheme administration charge constituting that event; or
b
both interest and the charge referred to in (a); and
c
a supplementary charge in respect of each such event.
5
In paragraph (4)—
a
in sub-paragraph (b), after “contributions” insert “or, as the case may be, the scheme administration charge”;
b
in sub-paragraph (d), for “administration charge” substitute “supplementary charge”;
c
in sub-paragraph (e), for “administration charges” substitute “supplementary charges”.
6
In paragraph (5), for “administration charge” substitute “supplementary charge”.
7
In paragraph (6), for “administration charges” substitute “supplementary charges”.
8
In paragraph (8), for “administration charge” substitute “supplementary charge”.
New regulation 36A31
After regulation 36 (interest and administration charges: late paid contributions), insert—
Scheme Administration Charge36A
1
Each employing authority must, in respect of each member who is liable to contribute to this scheme, pay a scheme administration charge in accordance with this regulation.
2
The scheme administration charge is to be paid to the scheme manager on the same day, and in respect of the same period, as the employer’s standard rate contributions under regulation 33 are to be paid by that employing authority in respect of the member referred to in paragraph (1).
3
The scheme administration charge is to be calculated as a percentage of that member’s pensionable earnings, for period mentioned in paragraph (2).
4
The percentage mentioned in paragraph (3) is to be determined by the scheme manager taking into account the administrative costs of running the scheme and notified to each employing authority.
Amendment of regulation 4332
1
Regulation 43 (eligibility to make buy-out election) is amended as follows.
2
In sub-paragraph (a) of paragraph (3), after “this scheme” insert “in accordance with paragraph (3A)”.
3
After paragraph (3), insert—
3A
For the purposes of paragraph (3)(a), M is treated as entering pensionable service on each occasion that an active member’s account is established in respect of that service in accordance with regulation 24(1)(a).
4
For paragraph (5), substitute—
5
M may make an election under this regulation on one occasion only during each period of pensionable service in respect of which an active member’s account is established in accordance with regulation 24(1)(a).
Amendment of regulation 5833
After paragraph (4) of regulation 58 (making an additional pension election), insert—
5
For the purposes of this Chapter—
a
a member is treated as having made an additional pension election on the date on which the employing authority receives the member’s notice under paragraph (1); and
b
an employing authority is treated as having made an additional pension election on the date on which the scheme manager receives the authority’s notice under paragraph (2).
Amendment of regulation 6334
1
Regulation 63 (repayment of lump sum contributions)47 is amended as follows.
2
In sub-paragraph (a) of paragraph (2), before “representatives” insert “personal”.
3
In sub-paragraph (c) of each of paragraphs (2) and (3), before “pension account” insert “additional”.
4
In paragraph (3), after “payable to M” insert “in consequence of a claim made”.
Amendment of regulation 6635
In sub-paragraph (b) of paragraph (7) of regulation 66 (revoking an additional pension election (periodic payments)), before “representatives” insert “personal”.
Amendment of regulation 6736
1
Regulation 67 (revocation of election by scheme manager (lump sum)) is amended as follows.
2
In sub-paragraph (a) of paragraph (1), after “the election” insert “was made”.
3
In sub-paragraph (a) of paragraph (2), before “representatives” insert “personal”.
Amendment of regulation 6937
1
Regulation 69 (death in service before end of contributions payment period) is amended as follows.
2
For sub-paragraph (a) of paragraph (1), substitute—
a
whose additional pension election is for—
i
an additional (self only) pension; or
ii
an additional (self only) pension and an additional (survivor’s) pension; and
3
In paragraph (2)—
a
in sub-paragraph (a)—
i
before “representatives” insert “personal”;
ii
after “representatives;” insert “and”;
b
omit sub-paragraph (b).
Amendment of regulation 7038
1
Regulation 70 (ill-health pension becomes payable before end of contributions payment period) is amended as follows.
2
In paragraph (2)—
a
in sub-paragraph (a) after “M;” insert “and”;
b
omit sub-paragraph (b).
3
For paragraph (3), substitute—
3
If an ill-health pension becomes payable to M in consequence of a claim made after the end of the refund period—
a
the periodic payments under the additional pension election are treated as being paid until the end of the contributions payment period for the election; and
b
paragraph (4) applies.
4
For the purpose of calculating the annual rate of ill-health pension—
a
if the scheme manager believes that the declaration that accompanied the additional pension election was made in good faith, the amount of accrued additional pension is calculated under paragraph 28 of Schedule 9 as at the last day of pensionable service;
b
if the scheme manager believes that the declaration was not made in good faith, paragraph (2)(a) and (c) applies.
Amendment of regulation 9039
1
Regulation 90 (entitlement to ill-health pension) is amended as follows.
2
In paragraph (2)—
a
in sub-paragraph (a), after “M”, insert “is qualified for retirement benefits and”;
b
in sub-paragraph (e), after “M” omit “has”.
Amendment of regulation 9140
1
Regulation 91 (member’s incapacity) is amended as follows.
2
In the definition of “appropriate medical treatment”, in paragraph (6)—
a
in sub-paragraph (b)(i), after “regulation 90” insert “before M reaches prospective normal pension age”;
b
in sub-paragraph (b)(ii), after “that regulation” insert “before M reaches prospective normal pension age; or ”;
c
in sub-paragraph (c), after “reaches” insert “prospective”.
Amendment of regulation 12341
In sub-paragraph (ii) of the definition of “A” in paragraph (3) of regulation 123 (amount of child pension: deceased active member), after “the Pensions (Increase) Act 1971” insert “on L+1”.
Amendment of regulation 15042
1
Regulation 150 (interpretation) is amended as follows.
2
For paragraph (3), substitute—
3
A qualifying contract is a contract between a relevant commissioning party and an independent provider the primary purpose of which is the provision of clinical health care services for the NHS and which is—
a
an NHS standard contract;
b
an APMS contract;
c
a contract entered into by a local authority pursuant to its functions under the 2006 Act relating to the improvement and protection of public health and which the Secretary of State agrees to treat as a qualifying contract for these purposes; or
d
an NHS standard sub-contract.
Amendment of regulation 15143
1
Regulation 151 (application for employing authority status) is amended as follows.
2
After sub-paragraph (b) insert—
; and
- a
who—
- i
is performing services pursuant to a qualifying contract; and
- ii
satisfies the wholly or mainly condition
Amendment of regulation 16644
In paragraph (7) of regulation 166 (medical practitioner), after “an NHS standard contract” insert “, an NHS standard sub-contract”.
Amendment of Schedule 845
In sub-paragraph (3) of paragraph 2 (persons subject to retention arrangements) of Schedule 8, after “A person who on,” insert “or after, 2nd April 2014 and”.
Amendment of Schedule 946
1
Schedule 9 (pensions accounts) is amended as follows.
2
In paragraph 3 (meaning of “leaver index adjustment”)—
a
in each of sub-paragraphs (1) and (3), for “The” substitute “Subject to sub-paragraph 2A, the”;
b
After sub-paragraph (2), insert—
2A
If the amount of the leaver index adjustment under sub-paragraphs (1) or (2) is an amount that is less than zero, the amount of the leaver index adjustment for the purposes of those paragraphs is zero.
3
After paragraph 15 of Part 2 of Schedule 9 (actuarial reduction buy-out), insert—
PART 2AActive member’s account for unqualified members
Closure of an active member’s account15A
When an active member leaves all pensionable service but does not qualify for benefits under regulation 72 (in this Part “an unqualified member”) the active member’s account for that unqualified member must be closed.
Active member’s account for unqualified member re-established after break not exceeding 5 years15B
1
This paragraph applies if—–
a
an unqualified member re-enters pensionable service under this scheme after a break in service not exceeding 5 years; and
b
the rights of that member in respect of the service before the break have not been extinguished pursuant to regulation 42 (effect of refund) or regulation 140 (effect of transfer-out).
2
When the unqualified member re-enters pensionable service under this scheme the active member’s account must be re-established.
3
The active member’s account—
a
must specify the amount of accrued earned pension as at the beginning of the break in service; and
b
must be adjusted as if the member had continued as an active member during the break in service but had received no pensionable earnings.
Active member’s account for unqualified member remains closed after break exceeding 5 years15C
1
This paragraph applies if an unqualified member re-enters pensionable service under this scheme after a break in service exceeding five years.
2
When the unqualified member re-enters pensionable service under the scheme (“the further service”)—
a
the active member’s account in respect of the service before the break remains closed; and
b
a new active member’s account must be established in respect of the further service.
Amendment of Schedule 1047
1
Schedule 10 (practitioner income) is amended as follows.
2
At the end of sub-paragraph (2)(b) of paragraph 2 (medical practitioner), insert—
; and
- a
in the case of a practitioner referred to in regulation 166(7), bonuses
Amendment of Schedule 1448
1
Schedule 14 (lump sum on death) is amended as follows.
2
In sub-paragraph (1) of paragraph 3 (death of deferred member), after “deferred member” insert “who is not also an active member”.
3
In sub-paragraph (3) of paragraph 7 (death of partial retirement pensioner), for the definition of “re-valued pensionable earnings” substitute—
“re-valued pensionable earnings” means, in relation to a scheme year, an amount equal to the actual pensionable earnings for the year increased by the same amount as that by which an annual pension equal to that amount would have been increased for the first time under the Pensions (Increase) Act 1971 at the relevant day if—
- a
the pension was eligible to be so increased;
- b
the beginning date for the pension was the first day of the following scheme year; and
- c
the relevant day was the member’s last day of pensionable service.
Amendment of Schedule 1549
1
Schedule 15 (definitions) is amended as follows.
2
At the appropriate place in the alphabetical order, insert the following rows—
NHS standard sub-contract | a sub-contract that complies with the Department of Health guidance “NHS Standard Sub-Contract for the Provision of Clinical Services 2016/17”48 |
scheme administration charge | the charge provided for in regulation 36A |
PART 5Amendment of the National Health Service Pension Scheme (Transitional and Consequential Provisions) Regulations 2015
General50
The National Health Service Pension Scheme (Transitional and Consequential Provisions) Regulations 201551 are amended in accordance with this Part.
Amendment of regulation 1851
1
Regulation 18 (uprating of old scheme practitioner earnings) is amended as follows.
2
Regulation 18 is renumbered “Regulation 18(1)”.
3
For “In relation to” substitute—
Subject to paragraphs (2) and (3), in relation to
4
After newly-renumbered paragraph (1), insert—
2
Paragraph (3) applies if a practitioner transition member is purchasing additional service pursuant to regulation 22 (existing additional service and unreduced lump sum contracts) of these Regulations.
3
Paragraph (1) does not apply for the purposes of calculating that member’s uprated pensionable earnings in relation to that purchase for the purposes of sub-paragraph (5) of paragraph 20 of Schedule 2 to the 1995 Regulations.
Amendment of regulation 2852
After paragraph (6) of regulation 28 (ill-health benefits: members below old scheme normal pension age), insert—
6A
Paragraphs (6B) and (6C) apply if a member receiving an ill-health pension under this regulation dies before reaching the old scheme normal pension age.
6B
If a surviving adult dependant of the member is entitled to a pension in accordance with regulation 116 (amount of pension: survivor of pensioner member) of the 2015 Regulations the annual rate of the adult survivor pension payable under paragraph (4)(a) of that regulation is the sum of—
a
33.75% of the pension to which the member was entitled at the date of death (disregarding any additional pension) under the new scheme; and
b
if the member—
i
was an active member of the 1995 Section before becoming an active member of the new scheme, 16.25% of the old scheme pension to which the member was entitled at the date of death in accordance with paragraph (3)(a)(ii) of this regulation; or
ii
was an active member of the 2008 Section before becoming an active member of the new scheme, 3.75% of the old scheme pension to which the member was entitled at the date of death in accordance with paragraph (3)(a)(ii) of this regulation.
6C
If a child’s pension becomes payable in respect of an eligible child of the member in accordance with regulation 124 (amount of child pension: deceased pensioner member) of the 2015 Regulations the basic death pension for the purposes of paragraph (3)(a) of that regulation is the sum of—
a
67.5% of the deceased member’s annual pension (disregarding any additional pension) under the new scheme; and
b
if the member—
i
was an active member of the 1995 Section before becoming an active member of the new scheme, 32.5% of the old scheme pension to which the member was entitled at the date of death in accordance with paragraph (3)(a)(ii) of this regulation; or
ii
was an active member of the 2008 Section before becoming an active member of the new scheme, 7.5% of the old scheme pension to which the member was entitled at the date of death in accordance with paragraph (3)(a)(ii) of this regulation.
Amendment of regulation 4053
In the left hand column of Part 2 of the table in paragraph (i) (entitlements derived from the 2008 section) of regulation 40 (death in service), for “2.E.17 or 3.E.17” substitute “2.E.17(1) or 3.E.17(1)”.
PART 6Amendment of the National Health Service Pension Scheme (Additional Voluntary Contributions) Regulations 2000
General54
The National Health Service Pension Scheme (Additional Voluntary Contributions) Regulations 200052 are amended in accordance with this Part.
Amendment of regulation 255
In the definition of “pensionable employment” in regulation 2 (interpretation)53, for “Provisions” substitute “Provisions)”.
Amendment of regulation 356
In sub-paragraph (a) of paragraph (3) of regulation 3 (making and acceptance of elections)54, omit “or”.
Amendment of regulation 1557
1
Regulation 15 (payments by the Secretary of State)55 is amended as follows.
2
In paragraph (3)56—
a
in sub-paragraph (b)(ii), after “the payment” insert “; or”;
b
after sub-paragraph (b) of paragraph (3), insert—
c
in accordance with paragraph (3B)
3
After paragraph (3A), insert—
3B
Where, prior to their death, the member has given notice to the Secretary of State in accordance with paragraph (3C) that the lump sum is to be paid to a person specified in the notice, and has not revoked that notice, the lump sum may be paid to that person unless—
a
that person has died before the payment can be made; or
b
payment to that person is not, in the opinion of the Secretary of State, reasonably practicable.
3C
Notice to the Secretary of State for the purpose of paragraph (3B)—
a
must be given only by a participator in the AVC scheme;
b
must be given in writing; and
c
may, at any time, be revoked in writing;
d
must nominate the whole of the lump sum to a nominee and, in the case of a notice that specifies more than one person as nominee, must also specify the percentage of the lump sum to be paid to each such person,
e
must specify one or more persons who may be—
i
an individual;
ii
body corporate;
iii
an unincorporated body;
iv
the member’s personal representatives
and a participator who revokes such a notice may give further notice for the purpose of that paragraph.
Signed by authority of the Secretary of State for Health.
We consent
(This note is not part of the Regulations)