The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016

Information regarding the receipt of reports of contraventions and their follow up

3.—(1) The FCA must publish on its website in a separate, easily identifiable and accessible section the information regarding the receipt of reports of contraventions set out in sub-paragraph (2).

(2) The information is—

(a) the dedicated communication channels established by the FCA for the purposes of paragraph 5, including—

(i) the telephone numbers, indicating whether conversations are recorded or unrecorded when using those telephone lines; and

(ii) dedicated electronic and postal addresses, which are secure and ensure confidentiality, to contact FCA dedicated staff members;

(b) the procedures applicable to reports of contraventions referred to in paragraph 4;

(c) the confidentiality regime applicable to reports of contraventions in accordance with the procedures applicable to reports of contraventions referred to in paragraph 4;

(d) the procedures for the protection of persons working under a contract of employment; and

(e) a statement clearly explaining that persons making information available to the FCA in accordance with the market abuse regulation are not considered to be infringing any restriction on disclosure of information imposed by contract or by any legislative, regulatory or administrative provision, and do not incur liability of any kind related to such disclosure.