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The European Long-term Investment Funds Regulations 2015

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Amendments to the Financial Services and Markets Act 2000

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3.—(1) The Financial Services and Markets Act 2000 is amended as follows.

(2) In section 55J (variation or cancellation on initiative of regulator), in subsection (6A)(e)(1)—

(a)omit the “or” at the end of sub-paragraph (ii);

(b)at the end of sub-paragraph (iii) insert “; or”;

(c)after sub-paragraph (iii) insert—

(iv)a provision of Regulation (EU) No 2015/760 of the European Parliament and of the Council of 29th April 2015 on European Long-term Investment Funds or any directly applicable regulation made under that Regulation..

(3) In section 194 (general grounds on which power of intervention is exercisable), in subsection (5)(2)—

(a)omit the “or” at the end of paragraph (a);

(b)at the end of paragraph (b), insert “; or”;

(c)after paragraph (b) insert—

(c)Regulation (EU) No 2015/760 of the European Parliament and of the Council of 29th April 2015 on European Long-term Investment Funds or any directly applicable regulation made under that Regulation..

(4) In section 398 (misleading FCA or PRA: residual cases), in subsection (1A)(3)—

(a)omit the “or” at the end of paragraph (d);

(b)at the end of paragraph (e), insert “; or”;

(c)after paragraph (e) insert—

(f)Regulation (EU) No 2015/760 of the European Parliament and of the Council of 29th April 2015 on European Long-term Investment Funds..

(1)

Section 55J(6A) was substituted by S.I. 2013/3115.

(2)

Section 194(5) was inserted by S.I. 2013/1773.

(3)

Section 398(1A) was inserted by S.I. 2013/1773.

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