Search Legislation

The Capital Requirements (Capital Buffers and Macro-prudential Measures) Regulations 2014

What Version

 Help about what version
  • Latest available (Revised)
  • Original (As made)

Opening Options

 Help about opening options

Status:

This is the original version (as it was originally made). This item of legislation is currently only available in its original format.

  1. Introductory Text

  2. PART 1 Introductory provisions

    1. 1.Citation, commencement and cessation

    2. 2.Interpretation

    3. 3.Conferral of functions or discretion on the FPC

    4. 4.Appeals: application of Part 9 of the Financial Services and Markets Act 2000

  3. PART 2 Capital conservation buffer

    1. 5.Transitional provisions: 1st January 2016 to 31st December 2018

    2. 6.Exemption for small and medium-sized investment firms

  4. PART 3 Countercyclical Capital Buffer

    1. CHAPTER 1 Designated authority and interpretation

      1. 7.Designated authority

      2. 8.Meaning of “UK institution”

    2. CHAPTER 2 Exposures located in the United Kingdom

      1. 9.The buffer guide

      2. 10.Countercyclical buffer rate

      3. 11.Date from which changes to the buffer rate apply

      4. 12.Announcement of changes to the buffer rate

    3. CHAPTER 3 Exposures located outside the United Kingdom

      1. 13.Buffer rates for EEA exposures: before 1st January 2016

      2. 14.Buffer rates for EEA exposures: on or after 1st January 2016

      3. 15.Buffer rates for exposures outside the EEA

      4. 16.Buffer rates: integer multiples of 0.25%

      5. 17.Date of application of buffer rates

      6. 18.Announcement of changes to buffer rates

    4. CHAPTER 4 Institution-specific countercyclical capital buffers

      1. 19.Calculation of buffer before 1st January 2016

      2. 20.Exemption for small and medium-sized investment firms

  5. PART 4 G-SII Buffer

    1. 21.Designated authority

    2. 22.G-SIIs: location and nature

    3. 23.Identification methodology

    4. 24.Sub-catgories of G-SII and corresponding buffer rates

    5. 25.Re-allocation in exercise of sound supervisory judgement

    6. 26.Notification, publication and review

    7. 27.Appeals

    8. 28.Transitional provision: 1st January 2016 to 31st December 2019

  6. PART 5 O-SIIs

    1. 29.Designated authority

    2. 30.O-SIIs: location and nature

    3. 31.Identification of O-SIIs

    4. 32.Notification, publication and review

    5. 33.Appeals

    6. 34.No requirement to maintain an O-SII buffer

  7. PART 6 Combined buffer requirement

    1. 35.Combined buffer requirement

  8. PART 7 Macro-prudential measures: procedure

    1. 36.Amendments to the Bank of England Act 1998

  9. Signature

  10. Explanatory Note

Back to top

Options/Help

Print Options

Close

Legislation is available in different versions:

Latest Available (revised):The latest available updated version of the legislation incorporating changes made by subsequent legislation and applied by our editorial team. Changes we have not yet applied to the text, can be found in the ‘Changes to Legislation’ area.

Original (As Enacted or Made):The original version of the legislation as it stood when it was enacted or made. No changes have been applied to the text.

Close

Opening Options

Different options to open legislation in order to view more content on screen at once

Close

Explanatory Memorandum

Explanatory Memorandum sets out a brief statement of the purpose of a Statutory Instrument and provides information about its policy objective and policy implications. They aim to make the Statutory Instrument accessible to readers who are not legally qualified and accompany any Statutory Instrument or Draft Statutory Instrument laid before Parliament from June 2004 onwards.

Close

More Resources

Access essential accompanying documents and information for this legislation item from this tab. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as enacted version that was used for the print copy
  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • correction slips
  • links to related legislation and further information resources
Close

More Resources

Use this menu to access essential accompanying documents and information for this legislation item. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as made version that was used for the print copy
  • correction slips

Click 'View More' or select 'More Resources' tab for additional information including:

  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • links to related legislation and further information resources