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The Central Securities Depositories Regulations 2014

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  1. Introductory Text

  2. PART 1 Citation, commencement and interpretation

    1. 1.Citation, commencement and interpretation

  3. 1.Citation, commencement and interpretation

  4. PART 2 Designation of competent authorities

    1. 2.Designation of competent authorities

  5. 2.Designation of competent authorities

  6. PART 3 Powers of the FCA

    1. 3.Power of FCA to require information from a person who is not authorised

    2. 4.Penalties and statements

    3. 5.Procedure in relation to regulation 4

  7. 3.Power of FCA to require information from a person who is not authorised

  8. 4.Penalties and statements

  9. 5.Procedure in relation to regulation 4

  10. PART 4 Powers of the Bank

    1. 5A.Power of the Bank to require information

    2. 5B.Penalties and statements

    3. 5C.Procedure in relation to regulation 5B

    4. 5D.Power of the Bank to require a report by a skilled person

    5. 5E.Power of the Bank to appoint a skilled person to collect and update information

  11. 5A.Power of the Bank to require information

  12. 5B.Penalties and statements

  13. 5C.Procedure in relation to regulation 5B

  14. 5D.Power of the Bank to require a report by a skilled person

  15. 5E.Power of the Bank to appoint a skilled person to collect and update information

  16. PART 5 Control over a recognised CSD

    1. 5F.Interpretation of Part 5

    2. 5G.Powers of Bank in relation to proposed acquisition

    3. 5H.Procedure in relation to proposed acquisition

    4. 5I.Restriction notices

    5. 5J.Orders for sale of shares

    6. 5K.Offences

  17. PART 6 References to the Tribunal

    1. 5L.References to the Tribunal

  18. PART 7 Access to trading venues

    1. 5M.Access to trading venues

  19. PART 8 Reporting of infringements

    1. 5N.Reporting of infringements

  20. PART 9 Consequential amendments

    1. 6.Amendments to the Financial Services and Markets Act 2000

    2. 7.Amendments to the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

    3. 8.Amendment to the Payment to Treasury of Penalties (Enforcement Costs) Order 2013

    4. 9.Amendments to the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013

  21. 6.Amendments to the Financial Services and Markets Act 2000

  22. 7.Amendments to the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

  23. 8.Amendment to the Payment to Treasury of Penalties (Enforcement Costs) Order 2013

  24. 9.Amendments to the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013

  25. PART 10 Review

    1. 10.Review

  26. 10.Review

  27. Signature

  28. Explanatory Note

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