SCHEDULEConsequential Amendments of Enactments

Companies Act 20069

1

The Companies Act 200610 is amended as follows.

2

In section 472A(1) (meaning of “corporate governance statement” etc)11, for “issued by the Financial Services Authority” substitute “made by the Financial Conduct Authority”.

3

In section 474(1) (minor definitions), in the definition of “UCITS management company”, for “Financial Services Authority” substitute “Financial Conduct Authority”.

4

In section 497A (auditor’s report on separate corporate governance statement)12

a

in subsection (1), for “issued by the Financial Services Authority” substitute “made by the Financial Conduct Authority”, and

b

omit subsection (2).

5

In section 538A (meaning of “corporate governance statement” etc)13

a

in subsection (1), for “issued by the Financial Services Authority” substitute “made by the Financial Conduct Authority”, and

b

omit subsection (2).

6

In section 539 (minor definitions), in the definition of “UCITS management company”, for “Financial Services Authority” substitute “Financial Conduct Authority”.

7

In section 855(4) (contents of annual return: general)14, in the definition of “DTR5 issuer”, for “issued by the Financial Services Authority” substitute “made by the Financial Conduct Authority”.