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PART 11Provisions of General Effect

CHAPTER 3Notifications to the registrar of companies

Information to be contained in all notifications to the registrar

179.  Where under the Regulations or these Rules a return, notice, or any other document or information is to be sent to the registrar of companies, that notification must specify—

(a)the registered name of the investment bank;

(b)its registered number;

(c)the nature of the notification;

(d)the regulation or the rule under which the notification is made;

(e)the date of the notification;

(f)the name and postal address of person making the notification; and

(g)the capacity in which that person is acting in respect of the investment bank; and

the notification must be authenticated by the person making the notification.