http://www.legislation.gov.uk/uksi/2007/126/schedule/5/paragraph/17/made
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007
Service Level Agreements
en
King's Printer of Acts of Parliament
2016-06-17
FINANCIAL SERVICES AND MARKETS
These Regulations implement in part Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments (OJ No L 145, 30.4.2004, p.1) (“the Directive”). The Directive is also implemented by other statutory instruments including the Financial Services and Markets Act 2000 (Regulated Activities) (Amendment No. 3) Order (S.I. 2006/3384), the Financial Services and Markets Act 2000 (Exemption) (Amendment) Order 2007 (S.I. 2007/125), the Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) (Amendment) Regulations 2006 (S.I. 2006/3386) and the Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006 (S.I. 2006/3385), and by the Financial Services Authority (“FSA”) using powers under the Financial Services and Markets Act 2000 (c. 8) (“the Act”).
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2006
SCHEDULE 5OTHER AMENDMENTS OF THE ACT
Amendment of section 40517
In section 405 (directions), in subsection (5), for paragraph (a) substitute—
a
Article 15(3) of the markets in financial instruments directive;