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The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007
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- 2007 No. 126
- PART 3
- Regulation 10
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Interpretation of Part 3
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10. In this Part—
“ancillary service” has the meaning given in Article 4.1.3 of the markets in financial instruments directive;
“EEA Passport Rights Regulations” means the Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001(1);
“EEA State” has the meaning given in paragraph 8 of Schedule 3;
“EEA market operator” has the meaning given in section 312D of the Act (inserted by these Regulations);
“financial instrument” has the meaning given in Article 4.1.17 of the markets in financial instruments directive;
“home state regulator” the meaning given in paragraph 9 of Schedule 3;
“instrument” (except in the expression “financial instrument”) means any of the instruments listed in Section B of the Annex to the investment services directive;
“investment service” (except in the expression “investment services and activities”) has the meaning given in Article 1.1 of the investment services directive;
“investment services and activities” has the meaning given in Article 4.1.2 of the markets in financial instruments directive;
“multilateral trading facility” has the meaning given in Article 4.1.15 of the markets in financial instruments directive;
“non-core service” means any of the services listed in Section C of the Annex to the investment services directive;
“recognised investment exchange” has the meaning given in section 285 of the Act;
“regulated activity” has the meaning given in section 22 of the Act;
“regulated market” has the meaning given in Article 4.1.14 of the markets in financial instruments directive;
“Schedule 3” means Schedule 3 to the Act;
“UK investment firm” means a UK firm (within the meaning of paragraph 10 of Schedule 3(2))—
(a)
which is an investment firm (within the meaning of the investment services directive); and
(b)
whose EEA right derives from that directive.
(1)
(2)
Paragraph 10 was amended by S.I. 2003/1473.
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