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PART VIExempt Communications: Certain Controlled Activities

Promotions included in listing particulars etc.

70.—(1) The financial promotion restriction does not apply to any non-real time communication which is included in—

(a)listing particulars;

(b)supplementary listing particulars;

(c)a prospectus or supplementary prospectus approved in accordance with prospectus rules made under Part VI of the Act; or

(d)any other document required or permitted to be published by listing rules or prospectus rules under Part VI of the Act (except an advertisement within the meaning of the prospectus directive).

(2) In this article “listing particulars”, “listing rules”, “the prospectus directive” and “prospectus rules” have the meaning given by Part VI of the Act.