There are outstanding changes not yet made by the legislation.gov.uk editorial team to The Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges , Clearing Houses and Central Securities Depositories ) Regulations 2001. Any changes that have already been made by the team appear in the content and are referenced with annotations.
Textual Amendments
F1Sch. paras. 9B-9I and cross-headings inserted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 3 para. 1(17) (with reg. 7)
9I. An exchange providing data reporting services must comply [F2with—U.K.
F3(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(b)the requirements of Chapter 9 of the Market Conduct sourcebook;
F4(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(d)Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers;
(e)Commission Implementing Regulation (EU) 2017/1110 of 22 June 2017 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments.]]
Textual Amendments
F2Words in Sch. para. 9I substituted (31.12.2020) by The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/662), regs. 1(3), 20(17) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 40(f))); 2020 c. 1, Sch. 5 para. 1(1)
F3Sch. para. 9I(a) omitted (5.4.2024) by virtue of The Data Reporting Services Regulations 2024 (S.I. 2024/107), regs. 1(2), 32; S.I. 2023/1382, reg. 4(c)
F4Sch. para. 9I(c) omitted (5.4.2024) by virtue of The Data Reporting Services Regulations 2024 (S.I. 2024/107), regs. 1(2), 32; S.I. 2023/1382, reg. 4(c)
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