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The Financial Services and Markets Act 2000 (Commencement No. 1) Order 2001

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PART 2PROVISIONS COMING INTO FORCE FOR THE PURPOSE OF MAKING ORDERS OR REGULATIONS

  • Section 20(3) (rights of action for breach of permission)

  • Section 21 (restrictions on financial promotion)

  • Subsection (1) of section 39 (exemption of appointed representatives)

  • Subsections (1) and (3) of section 47 (exercise of Authority’s power in support of overseas regulator)

  • Subsections (2) and (3) of section 71 (rights of action for breach of statutory duty)

  • Subsection (3) of section 75 (application for listing)

  • Section 108 (requirements of applicants for business transfer orders)

  • Subsections (3) to (5) of section 150 (rights of action for contravention of rules)

  • Subsection (4)(b) of section 168 (appointment of persons to carry out investigations in particular cases)

  • Subsection (2) of section 183 (duty of Authority in relation to notice of control)

  • Subsection (2) of section 188 (notices of objection to existing control: procedure)

  • Subsection (2) of section 202 (rights of action for contravention of requirement imposed under Part XIII)

  • Subsection (10) of section 213 (the compensation scheme)

  • Subsection (5) of section 214 (provisions of the compensation scheme: general)

  • Subsection (4) of section 224 (scheme manager’s power to inspect documents held by Official Receiver etc.)

  • Section 238 (restrictions on promotion of collective investment schemes)

  • Subsections (1) and (3)(c) of section 264 (recognition of collective investment schemes constituted in other EEA States)

  • Section 270 (schemes authorised in designated countries or territories)

  • Subsection (2) of section 284 (investigations in relation to collective investment schemes)

  • Subsection (6) of section 327 (exemption from the general prohibition for members of the professions)

  • Section 349 (exceptions from restrictions on disclosure of confidential information)

  • Subsection (1)(b) of section 402 (power of the Authority to institute certain criminal proceedings)

  • Section 412 (gaming contracts)

  • Section 424(3) (law applicable to a contract of insurance)

  • Schedule 3 (EEA passport rights)(1)

  • Paragraphs 8 and 9 of Schedule 6 (power to vary threshold conditions)

  • Paragraph 19 of Part II of Schedule 19 (specification of enactment for the purposes of restriction on disclosure of competition information)

(1)

Section 425 was amended by S.I. 2000/2952 (regulation 8(4)).

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