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The Uncertificated Securities Regulations 2001
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4.—(1) Any person may apply to the Treasury for their approval of him as Operator of a relevant system.
(2) The application shall be made in such manner as the Treasury may direct and shall be accompanied by—
(a)a copy of the rules and any guidance to be issued by the applicant; and
(b)such other information as the Treasury may reasonably require for the purpose of determining the application.
(3) At any time after receiving an application and before determining it, the Treasury may require the applicant to provide such further information as they reasonably consider necessary to enable them to determine the application.
(4) Information which the Treasury require under this regulation shall, if they so require, be provided in such form, or verified in such manner, as they may direct.
(5) Different directions may be given, or requirements imposed, by the Treasury with respect to different applications.
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