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The Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001
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- 2001 No. 2956
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Statutory Instruments
2001 No. 2956
FINANCIAL SERVICES AND MARKETS
The Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001
Made
22nd August 2001
Laid before Parliament
24th August 2001
Coming into force
in accordance with regulation 1
The Treasury, in exercise of the powers conferred upon them by sections 75(3), 79(3)(1), 103(1)(2), 417(1)(3) and 428(3) of, and paragraph 9 of Schedule 10(4) and paragraphs 16(3), 16(4) and 20(2) of Schedule 11 to, the Financial Services and Markets Act 2000(5), hereby make the following Regulations:
(1)
By virtue of section 86, and section 87(5) and paragraphs 1 and 2 of Schedule 9, section 79(3) applies to prospectuses required by listing rules in accordance with section 84(1), and to non-listing prospectuses, as it applies to listing particulars.
(2)
See the definition of “issuer”.
(3)
See the definition of “prescribed”.
(4)
Paragraph 9 of Schedule 10 is inserted, for the purposes of the application of Schedule 10 to non-listing prospectuses, by paragraph 5(2) of Schedule 9.
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