http://www.legislation.gov.uk/uksi/2001/2188/schedules/made
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Confidential information
Friendly societies
Building societies
Disclosure
Companies
King's Printer of Acts of Parliament
2014-09-26
FINANCIAL SERVICES AND MARKETS
These Regulations specify the circumstances in which confidential information, within the meaning of the Financial Services and Markets Act 2000 (c. 8) (“the Act”), can be disclosed. Section 348 of the Act provides that—except as permitted by such regulations—confidential information must not be disclosed by a primary recipient, or by any person obtaining the information directly or indirectly from a primary recipient, without the consent of the person from whom the primary recipient obtained the information and (if different) the person to whom it relates. “Confidential information” is defined as information which—relates to the business or other affairs of any person; andwas received by the primary recipient for the purposes of, or in the discharge of, any functions of the Financial Services Authority (“the FSA”), the competent authority for the purposes of Part VI of the Act (official listing—currently the FSA) or the Secretary of State, under any provision made by or under the Act.
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Proxy Advisors (Shareholders' Rights) Regulations 2019
The Proxy Advisors (Shareholders’ Rights) Regulations 2019
reg. 29(1)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 2
The Proxy Advisors (Shareholders' Rights) Regulations 2019
The Proxy Advisors (Shareholders’ Rights) Regulations 2019
reg. 29(1)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 4
The Proxy Advisors (Shareholders' Rights) Regulations 2019
The Proxy Advisors (Shareholders’ Rights) Regulations 2019
reg. 29(1)(c)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
The Proxy Advisors (Shareholders' Rights) Regulations 2019
The Proxy Advisors (Shareholders’ Rights) Regulations 2019
reg. 29(1)(d)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2
The Proxy Advisors (Shareholders' Rights) Regulations 2019
The Proxy Advisors (Shareholders’ Rights) Regulations 2019
reg. 29(1)(e)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 3
The Proxy Advisors (Shareholders' Rights) Regulations 2019
The Proxy Advisors (Shareholders’ Rights) Regulations 2019
reg. 29(1)(f)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Proxy Advisors (Shareholders' Rights) Regulations 2019
The Proxy Advisors (Shareholders’ Rights) Regulations 2019
reg. 29(2)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12B
The Electronic Commerce and Solvency 2 (Amendment etc.) (EU Exit) Regulations 2019
reg. 7
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2
The Uncertificated Securities (Amendment and EU Exit) Regulations 2019
reg. 8
regs. 10-12
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(a)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(b)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(b)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(b)(iii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(b)(iv)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(b)(v)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(c)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(d)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(e)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(f)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(g)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(h)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(h)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(j)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(k)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(l)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(l)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(l)(iii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(m)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(n)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(o)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(2)(p)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 3(3)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(3)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 5(5)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(4)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 6
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(5)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 3 heading
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(6)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(a)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(7)(a)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(b)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(7)(b)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(b)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(7)(b)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(c)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(7)(c)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(d)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(7)(d)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(d)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(7)(d)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(f)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(7)(e)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(1)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(a)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(1A)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(b)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2ZA)(e)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(c)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2ZA)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(c)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2B)(a)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(d)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2B)(b)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(d)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2B)(c)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(d)(iii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2C)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(e)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(f)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3A)(a)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(g)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3B)(b)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(h)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3B)(d)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(h)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3B)(e)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(h)(iii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3B)(f)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(h)(iii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3C)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(i)
(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3C)(a)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(i)
reg. 4(8)(ii)(aa)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3C)(a)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(i)
reg. 4(8)(ii)(bb)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3D)(b)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(j)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3D)(e)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(j)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3E)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(k)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3EA)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(k)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3F)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(k)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(4)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(l)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(5)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(m)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10A heading
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(9)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10A(1)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(10)(a)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10A(3)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(10)(b)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10B(1)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(11)(a)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10B(2)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(11)(b)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 4 heading
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(12)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(a)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(13)(a)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(d)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(13)(b)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(d)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(13)(b)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(e)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(13)(c)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(e)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(13)(c)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(f)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(13)(d)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(fa)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(13)(d)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(g)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(13)(e)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 5 Ch. 1 heading
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(14)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 13
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(15)(a)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 13
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(15)(b)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 13
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(15)(c)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 17
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(16)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 5
Ch. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(17)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 heading
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(18)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 1
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(19)(a)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 1
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(19)(b)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 1
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(19)(c)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 1
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(19)(d)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 1
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(19)(e)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 1
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(19)(f)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 1
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(19)(g)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(20)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 3
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(21)(a)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 3
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(21)(b)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 3
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(21)(c)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 3
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(21)(d)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 4
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(22)(a)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 4
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(22)(b)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 4
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(22)(b)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 4
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(22)(c)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 4
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(22)(d)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 4
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(22)(d)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 5
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(23)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2 heading
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(24)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(25)(a)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(25)(b)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(25)(c)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(25)(c)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 7
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 9(3)(b)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(2)(a)(i)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(2)(a)(ii)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(2)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(2)(c)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 5(3)(c)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(3)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2A)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(4)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3)(b)(vi)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(4)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3A)(a)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(4)(c)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12A heading
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(5)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12C heading
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(6)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 1
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(7)(a)(i)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 1
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(7)(a)(ii)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(7)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 3
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(7)(c)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 4
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(7)(d)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 14(2)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2) Regulations 2019
reg. 22
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2B)(a)
The Data Protection, Privacy and Electronic Communications (Amendments etc) (EU Exit) Regulations 2019
Sch. 3
para. 37(2)
Sch. 3
para. 112
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(6)
The Data Protection, Privacy and Electronic Communications (Amendments etc) (EU Exit) Regulations 2019
Sch. 3
para. 37(3)
Sch. 3
para. 112
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Conglomerates and Other Financial Groups (Amendment) Regulations 2013
reg. 13
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 5
The Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013
reg. 12(2)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 3
The Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013
reg. 12(3)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12A
The Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013
reg. 12(4)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Alternative Investment Fund Managers Regulations 2013
Sch. 2
para. 12(2)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2)
The Alternative Investment Fund Managers Regulations 2013
Sch. 2
para. 12(3)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2ZA)
The Alternative Investment Fund Managers Regulations 2013
Sch. 2
para. 12(3)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2B)
The Alternative Investment Fund Managers Regulations 2013
Sch. 2
para. 12(3)(c)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(2)(a)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(2)(b)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(2)(c)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(2)(d)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(2)(e)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 3 heading
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(3)(a)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 3(1)(a)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(3)(b)(i)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 3(1)(d)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(3)(b)(ii)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 3(2)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(3)(c)(i)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 3(2)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(3)(c)(ii)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 5(2)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(4)(a)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 5(3)(a)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(4)(b)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 5(6)(c)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(4)(c)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 7
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(5)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9 heading
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(6)(a)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(1)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(6)(b)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(4)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(6)(c)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12B
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(7)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 13
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(8)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(9)(a)(i)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(9)(a)(ii)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(9)(a)(iii)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(9)(a)(iv)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(9)(a)(v)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(9)(a)(vi)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 4
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(9)(b)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 3
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(10)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12A
The Public Bodies (Merger of the Gambling Commission and the National Lottery Commission) Order 2013
Sch.
para. 34(a)
art. 8
Sch.
para. 43
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2
The Public Bodies (Merger of the Gambling Commission and the National Lottery Commission) Order 2013
Sch.
para. 34(b)
art. 8
Sch.
para. 43
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 3(b)(x)
The Public Bodies (Merger of the Gambling Commission and the National Lottery Commission) Order 2013
Sch.
para. 34(c)(i)
art. 8
Sch.
para. 43
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 3(b)(x)
The Public Bodies (Merger of the Gambling Commission and the National Lottery Commission) Order 2013
Sch.
para. 34(c)(ii)
art. 8
Sch.
para. 43
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Capital Requirements Regulations 2013
Sch. 2
para. 55(2)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Capital Requirements Regulations 2013
Sch. 2
para. 55(2)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(1A)
The Capital Requirements Regulations 2013
Sch. 2
para. 55(3)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2ZA)(b)
The Capital Requirements Regulations 2013
Sch. 2
para. 55(3)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3)(b)(ii)
The Capital Requirements Regulations 2013
Sch. 2
para. 55(3)(c)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(4)
The Capital Requirements Regulations 2013
Sch. 2
para. 55(3)(d)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 1 table
The Capital Requirements Regulations 2013
Sch. 2
para. 55(4)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 1 table
The Capital Requirements Regulations 2013
Sch. 2
para. 55(4)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(2)(a)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(2)(b)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(2)(c)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(2)(d)(i)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(2)(d)(ii)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(a)
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(3)(a)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(c) and word
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(3)(b)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
art. 9(1)
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(4)(a)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
art. 9(3E)
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(4)(b)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
art. 11(f)
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(5)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 4
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(6)(a)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 4
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(6)(b)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(7)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Financial Services and Markets Act 2000 and the Financial Services (Banking Reform) Act 2013 (Disclosure of Confidential Information) (Amendment) Regulations 2017
reg. 2(2)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 1
para. 28
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(2)(a)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(2)(b)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(2)(c)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(2)(d)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(2)(e)(i)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(2)(e)(ii)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(2)(e)(iii)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(b)(i)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(3)(a)(i)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(b)(ii)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(3)(a)(ii)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(d)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(3)(b)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(e)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(3)(c)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(1)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(4)(a)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(4)(b)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2ZA)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(4)(c)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2D)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(4)(d)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3A)(a)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(4)(e)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3G)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(4)(f)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(d)(i)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(5)(a)(i)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(d)(ii)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(5)(a)(ii)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(h)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(5)(b)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12(5)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(6)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Data Reporting Services Regulations 2017
reg. 42
reg. 1(2)(a)
(b)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 5
The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017
Sch. 7
para. 24(10)
reg. 8
15
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Payment Services Regulations 2017
Sch. 6
para. 13
reg. 3
reg. 1(3)(c)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Central Securities Depositories Regulations 2017
Sch.
para. 25(2)(a)
reg. 7(4)
9(1)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Central Securities Depositories Regulations 2017
Sch.
para. 25(2)(b)
reg. 7(4)
9(1)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 4
The Central Securities Depositories Regulations 2017
Sch.
para. 25(3)
reg. 7(4)
9(1)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2
The Central Securities Depositories Regulations 2017
Sch.
para. 25(4)
reg. 7(4)
9(1)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Packaged Retail and Insurance-based Investment Products Regulations 2017
Sch. 2
para. 4
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 1 table
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2014
reg. 2(2)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2 table
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2014
reg. 2(3)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 1 Table
The Enterprise and Regulatory Reform Act 2013 (Competition) (Consequential, Transitional and Saving Provisions) (No. 2) Order 2014
Sch. 1
para. 30(2)(a)
art. 3
art.001(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 1 Table
The Enterprise and Regulatory Reform Act 2013 (Competition) (Consequential, Transitional and Saving Provisions) (No. 2) Order 2014
Sch. 1
para. 30(2)(b)
art. 3
art.001(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2 Table
The Enterprise and Regulatory Reform Act 2013 (Competition) (Consequential, Transitional and Saving Provisions) (No. 2) Order 2014
Sch. 1
para. 30(3)(a)
art. 3
art.001(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2 Table
The Enterprise and Regulatory Reform Act 2013 (Competition) (Consequential, Transitional and Saving Provisions) (No. 2) Order 2014
Sch. 1
para. 30(3)(b)
art. 3
art.001(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 3 para. (b)(v)
The Enterprise and Regulatory Reform Act 2013 (Competition) (Consequential, Transitional and Saving Provisions) (No. 2) Order 2014
Sch. 1
para. 30(4)(a)
art. 3
art.001(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 3 para. (b)(vi)
The Enterprise and Regulatory Reform Act 2013 (Competition) (Consequential, Transitional and Saving Provisions) (No. 2) Order 2014
Sch. 1
para. 30(4)(b)
art. 3
art.001(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Central Securities Depositories Regulations 2014
reg. 7
reg. 1(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(2)(a)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(2)(b)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(b)
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(3)(a)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(d) and word
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(3)(b)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(1)
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(4)(a)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2)
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(4)(b)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2C)
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(4)(c)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(5)
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(4)(d)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10A
10B
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(5)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(g)
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(6)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(7)(a)(i)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(7)(a)(ii)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(7)(a)(iii)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(7)(a)(iv)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(7)(a)(v)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 2
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(7)(b)(i)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 2
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(7)(b)(ii)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 3
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(7)(c)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Immigration Act 2014 (Bank Accounts) Regulations 2014
reg. 13
reg. 1
reg. 12A
art. 2(6)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
The Budget Responsibility and National Audit Act 2011 (Consequential Amendments) Order 2012
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(2)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(2)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(2)(c)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(2)(d)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(2)(e)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 3(3)
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(3)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 5(5)
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(4)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 3 heading
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(5)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(a)
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(6)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3B)(c)
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(7)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3B)(e)
(f)
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(7)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 4 heading
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(8)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(a)
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(9)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 14(2)(b)
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(10)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 15(4)
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(11)(a)(i)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 15(4)
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(11)(a)(ii)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 15(5)
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(11)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 heading
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(12)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 1 table
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(13)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2 heading
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(14)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(15)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Capital Requirements (Amendment) Regulations 2012
Sch. 2
para. 2
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2 Table
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2012
reg. 2
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Short Selling) Regulations 2012
reg. 3(2)
reg. 1(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12(4)
The Financial Services and Markets Act 2000 (Short Selling) Regulations 2012
reg. 3(3)
reg. 1(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Payments in Euro (Credit Transfers and Direct Debits) Regulations 2012
Sch.
para. 9
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 1 table
Financial Services and Markets Act 2023
Sch. 12
para. 12
s. 86(2)(e)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(2)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(2)(b)(i)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(2)(b)(ii)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(2)(c)(i)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(2)(c)(ii)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2C)(c)
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(3)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2C)(d)(i)
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(3)(b)(i)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2C)(d)(i)
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(3)(b)(ii)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10A(1)(a)
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(4)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10A(1)(b)
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(4)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10A(1)(c)
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(4)(c)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10B(2)
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(5)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10B(2)
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(5)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 table
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(6)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 table
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(6)(b)(i)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 table
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(6)(b)(ii)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 table
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(6)(c)(i)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 table
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(6)(c)(ii)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 table
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(6)(d)(i)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 table
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(6)(d)(ii)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2(f)
The Undertakings for Collective Investment in Transferable Securities Regulations 2016
reg. 4(2)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
reg. 18(2)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
reg. 18(2)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
reg. 18(2)(c)(i)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
reg. 18(2)(c)(i)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(c)
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
reg. 18(3)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(e) and word
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
reg. 18(3)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(1)
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
reg. 18(4)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2)
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
reg. 18(4)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2D)
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
reg. 18(4)(c)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3G)
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
reg. 18(4)(d)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(h)
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
reg. 18(5)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
Sch. 2
para. 2(2)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
Sch. 2
para. 2(2)(b)(i)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
Sch. 2
para. 2(2)(b)(ii)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
Sch. 2
para. 2(2)(b)(iii)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
Sch. 2
para. 2(2)(c)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(d)
The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
Sch. 2
para. 2(3)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(e)
The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
Sch. 2
para. 2(3)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(f)
The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
Sch. 2
para. 2(3)(c)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(1)
The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
Sch. 2
para. 2(4)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3EA)
The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
Sch. 2
para. 2(4)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(fa)
The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
Sch. 2
para. 2(5)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Insurers (Reorganisation and Winding Up) Regulations 2003
reg. 16(4)
reg. 3
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 4
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2003
reg 3(a)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 12B
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2003
reg 3(c)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch 1 Pt 1 Table
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2003
reg 3(b)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch 2 Table
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2003
reg 3(d)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 2 defn(s)
The Insurance Mediation Directive (Miscellaneous Amendments) Regulations 2003
reg 10
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 4
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No. 2) Regulations 2003
reg 4(a)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 12C
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No. 2) Regulations 2003
reg 4(c)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch 1 Pt 1 Table
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No. 2) Regulations 2003
reg 4(b)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch 2 Table
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No. 2) Regulations 2003
reg 4(d)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch 1 Pt 1 Table
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No. 3) Regulations 2003
reg 2
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 2 defn(s)
The Financial Services and Markets Act 2000(Disclosure of Confidential Information)(Amendment) Regulations 2003
reg 3(a)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 9
The Financial Services and Markets Act 2000(Disclosure of Confidential Information)(Amendment) Regulations 2003
reg 3(b)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003
reg. 12(a)(i)
reg. 1(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003
reg. 12(a)(ii)
reg. 1(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 3 heading
The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003
reg. 12(b)
reg. 1(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8
The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003
reg. 12(c)
reg. 1(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(b)
The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003
reg. 12(d)
reg. 1(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 15(4)
The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003
reg. 12(e)
reg. 1(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 2
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006
reg 3
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 2
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006
reg 3
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 8
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006
reg 4
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 9
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006
reg 5
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 9
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006
reg 5
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 11
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006
reg 6
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 11
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006
reg 6
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 17
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006
reg 7
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
sch 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006
reg 8
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
sch 2
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006
reg 9
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Capital Requirements Regulations 2006
Sch. 6
para. 8(2)
reg. 1(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2)(b)
The Capital Requirements Regulations 2006
Sch. 6
para. 8(3)
reg. 1(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3)(b)(ii)
The Capital Requirements Regulations 2006
Sch. 6
para. 8(4)
reg. 1(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2
Corporate Insolvency and Governance Act 2020
Sch. 3
para. 39
s. 2(2)
5(2)
s. 49(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2
Corporate Insolvency and Governance Act 2020
Sch. 7
para. 32
s. 2(2)
5(2)
s. 49(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro-prudential Measures) (Amendment) (EU Exit) Regulations 2020
reg. 6(2)
reg. 1(4)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(4A)
The Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro-prudential Measures) (Amendment) (EU Exit) Regulations 2020
reg. 6(3)
reg. 1(4)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10C
The Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro-prudential Measures) (Amendment) (EU Exit) Regulations 2020
reg. 6(4)
reg. 1(4)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 3
The Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro-prudential Measures) (Amendment) (EU Exit) Regulations 2020
reg. 6(5)(a)
reg. 1(4)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 6
The Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro-prudential Measures) (Amendment) (EU Exit) Regulations 2020
reg. 6(5)(b)
reg. 1(4)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
reg. 3
Sch.
para. 41(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2B)(b)(iii)
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
reg. 3
Sch.
para. 41(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 5 Ch. 1 heading
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
reg. 3
Sch.
para. 41(c)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 13
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
reg. 3
Sch.
para. 41(d)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 5
Ch. 2
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
reg. 3
Sch.
para. 41(e)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 1
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
reg. 3
Sch.
para. 41(d)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020
reg. 41
reg. 1(4)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020
reg. 61(3)
reg. 1(4)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020
reg. 61(4)
reg. 1(4)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020
reg. 61(6)
reg. 1(4)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch 1
Pt 1
The Financial Services and Markets Act 2000 (Transitional Provisions) (Ombudsman Scheme and Complaints Scheme) Order 2001
art 18(2)(d)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch 1 Pt 1 Table
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2001
reg 2
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 2 defn(s)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No. 2) Regulations 2001
reg 2(1)
reg 2(2)(a)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 2 defn(s)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No. 2) Regulations 2001
reg 2(1)
reg 2(2)(b)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 11
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No. 2) Regulations 2001
reg 2(1)
(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 12A
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No. 2) Regulations 2001
reg 2(1)
(4)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 15
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No. 2) Regulations 2001
reg 2(1)
(5)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch 1 Pt 1 Table
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No. 2) Regulations 2001
reg 2(1)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch 1 Pt 4 Table
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No. 2) Regulations 2001
reg 2(1)
(7)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch 2 Table
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No. 2) Regulations 2001
reg 2(1)
(8)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
The Financial Services and Markets Act 2000 (Confidential Information) (Bank of England) (Consequential Provisions) Order 2001
arts 46–8
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Financial Services and Markets Act 2000 (Consequential and Transitional Provisions) (Miscellaneous) (No. 2) Order 2001
art. 7
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011
art. 16(2)(a)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011
art. 16(2)(b)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011
art. 16(2)(c)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 4
The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011
art. 16(3)(a)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 4
The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011
art. 16(3)(b)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Electronic Money Regulations 2011
reg. 62
Sch. 3
para. 11
reg. 3
reg. 1(2)(a)(xiv)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2
The Postal Services Act 2011 (Consequential Modifications and Amendments) Order 2011
Sch. 1
para. 48
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Undertakings for Collective Investment in Transferable Securities Regulations 2011
reg. 5(2)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Undertakings for Collective Investment in Transferable Securities Regulations 2011
reg. 5(2)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(1)
The Undertakings for Collective Investment in Transferable Securities Regulations 2011
reg. 5(3)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2)(e)
The Undertakings for Collective Investment in Transferable Securities Regulations 2011
reg. 5(3)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3C)
(3D)
The Undertakings for Collective Investment in Transferable Securities Regulations 2011
reg. 5(3)(c)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(d)(ii)
The Undertakings for Collective Investment in Transferable Securities Regulations 2011
reg. 5(4)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Blanket amendment
The Treaty of Lisbon (Changes in Terminology) Order 2011
art. 3-6
8-10
art. 2
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Capital Requirements (Amendment) Regulations 2010
Sch. 2
para. 2(2)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(1)
The Capital Requirements (Amendment) Regulations 2010
Sch. 2
para. 2(3)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(4)
The Capital Requirements (Amendment) Regulations 2010
Sch. 2
para. 2(3)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
The Capital Requirements (Amendment) Regulations 2010
Sch. 2
para. 2(4)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
The Capital Requirements (Amendment) Regulations 2010
Sch. 2
para. 2(4)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 5
The Capital Requirements (Amendment) Regulations 2010
Sch. 2
para. 2(4)(c)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Cross-Border Payments in Euro Regulations 2010
Sch. Pt. 3
para. 10(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 5(4)(a)
The Cross-Border Payments in Euro Regulations 2010
Sch. Pt. 3
para. 10(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 5(6)(c)
The Cross-Border Payments in Euro Regulations 2010
Sch. Pt. 3
para. 10(c)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8
The Cross-Border Payments in Euro Regulations 2010
Sch. Pt. 3
para. 10(d)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9
The Cross-Border Payments in Euro Regulations 2010
Sch. Pt. 3
para. 10(e)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11
The Cross-Border Payments in Euro Regulations 2010
Sch. Pt. 3
para. 10(f)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Cross-Border Payments in Euro Regulations 2010
Sch. Pt. 3
para. 10(g)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
The Cross-Border Payments in Euro Regulations 2010
Sch. Pt. 3
para. 10(h)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Credit Institutions (Reorganisation and Winding up) Regulations 2004
reg. 18(4)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Credit Institutions (Reorganisation and Winding up) Regulations 2004
reg. 38(6)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Insurers (Reorganisation and Winding Up) Regulations 2004
reg. 16(4)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Life Assurance Consolidation Directive (Consequential Amendments) Regulations 2004
reg. 19(2)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Life Assurance Consolidation Directive (Consequential Amendments) Regulations 2004
reg. 19(2)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2)(c)
The Life Assurance Consolidation Directive (Consequential Amendments) Regulations 2004
reg. 19(3)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2A)
The Life Assurance Consolidation Directive (Consequential Amendments) Regulations 2004
reg. 19(3)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3)(b)(iii)
The Life Assurance Consolidation Directive (Consequential Amendments) Regulations 2004
reg. 19(3)(c)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Conglomerates and Other Financial Groups Regulations 2004
reg. 11(a)
reg. 1(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Conglomerates and Other Financial Groups Regulations 2004
reg. 11(b)
reg. 1(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Solvency 2 Regulations 2015
Sch. 2
para. 12(2)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Solvency 2 Regulations 2015
Sch. 2
para. 12(2)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2)(c)
The Solvency 2 Regulations 2015
Sch. 2
para. 12(3)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2)(d)
(f)
The Solvency 2 Regulations 2015
Sch. 2
para. 12(3)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Mortgage Credit Directive Order 2015
Sch. 1
para. 8(2)(a)
Pt. 4
art. 1(5)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Mortgage Credit Directive Order 2015
Sch. 1
para. 8(2)(b)
Pt. 4
art. 1(5)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(1)
The Mortgage Credit Directive Order 2015
Sch. 1
para. 8(3)(a)
Pt. 4
art. 1(5)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3F)
The Mortgage Credit Directive Order 2015
Sch. 1
para. 8(3)(b)
Pt. 4
art. 1(5)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Payment Card Interchange Fee Regulations 2015
reg. 17(3)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Small and Medium Sized Business (Credit Information) Regulations 2015
reg. 25(2)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Small and Medium Sized Business (Finance Platforms) Regulations 2015
reg. 22(2)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Payment Accounts Regulations 2015
Sch. 7
para. 9
reg. 1(2)(b)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
sch 2
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2009
reg 2
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Payment Services Regulations 2009
Sch. 5
para. 10(a)
reg. 1(2)(a)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 5(4)(a)
The Payment Services Regulations 2009
Sch. 5
para. 10(b)
reg. 1(2)(a)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 5(6)(e)
The Payment Services Regulations 2009
Sch. 5
para. 10(c)
reg. 1(2)(a)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8
The Payment Services Regulations 2009
Sch. 5
para. 10(d)
reg. 1(2)(a)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9
The Payment Services Regulations 2009
Sch. 5
para. 10(e)
reg. 1(2)(a)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11
The Payment Services Regulations 2009
Sch. 5
para. 10(f)
reg. 1(2)(a)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Payment Services Regulations 2009
Sch. 5 Pt. 2
para. 10(g)
reg. 1(2)(a)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
The Payment Services Regulations 2009
Sch. 5 Pt. 2
para. 10(h)
reg. 1(2)(a)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Order 2018
art. 21
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Financial Services and Markets Act 2000 (Claims Management Activity) Order 2018
art. 99(2)
art. 1(2)
(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2
The Financial Services and Markets Act 2000 (Claims Management Activity) Order 2018
art. 99(3)
art. 1(2)
(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
art. 9(2B)(a)
Data Protection Act 2018
Sch. 19
para. 278(2)
s. 117
209
210
s. 212(1)
reg. 2(1)(g)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
art. 9(6)
Data Protection Act 2018
Sch. 19
para. 278(3)
s. 117
209
210
s. 212(1)
reg. 2(1)(g)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Benchmarks) Regulations 2018
reg. 56(2)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12(6)
The Financial Services and Markets Act 2000 (Benchmarks) Regulations 2018
reg. 56(3)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2
The Financial Services and Markets Act 2000 (Reinsurance Directive) Regulations 2007
reg. 3(2)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2)(d)
The Financial Services and Markets Act 2000 (Reinsurance Directive) Regulations 2007
reg. 3(3)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2)(f) and word
The Financial Services and Markets Act 2000 (Reinsurance Directive) Regulations 2007
reg. 3(3)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3)(b)(iii)
The Financial Services and Markets Act 2000 (Reinsurance Directive) Regulations 2007
reg. 3(4)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3)(b)(v) and word
The Financial Services and Markets Act 2000 (Reinsurance Directive) Regulations 2007
reg. 3(4)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch 1
Pt 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2005
reg 2(1)
(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch 2
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2005
reg 2(1)
(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 1
The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021
reg. 5(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2
The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021
reg. 5(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Data Reporting Services Regulations 2024
reg. 29
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12B and words
The Electronic Commerce Directive (Financial Services and Markets) Regulations 2002
reg. 16
reg. 1(b)
SCHEDULE 1DISCLOSURE OF CONFIDENTIAL INFORMATION WHETHER OR NOT SUBJECT TO DIRECTIVE RESTRICTIONS
Regulations 9, 10 and 12
PART 1
Person | Functions |
|---|---|
The Bank of England, the European Central Bank or the central bank of any country or territory outside the United Kingdom |
|
A body (other than a central bank) in a country or territory outside the United Kingdom having (a) functions as a monetary authority or (b) responsibility for overseeing payments systems | Its functions as such |
A recognised investment exchange (other than an overseas investment exchange) | Its functions as such |
The body known as the Panel on Takeovers and Mergers | All of its functions |
The Society of Lloyd's | Its regulatory functions |
The Director General of Fair Trading |
|
The Competition Commission |
|
An official receiver appointed under section 399 of the Insolvency Act 198635, or an official receiver for Northern Ireland appointed under article 355 of the Insolvency (Northern Ireland) Order 198936 | His functions under enactments relating to insolvency, in so far as they relate to:
|
The scheme manager | Its functions under Part XV of the Act |
A body responsible, in an EEA State other than the United Kingdom, for administering a deposit-guarantee scheme recognised in accordance with directive 94/19/EC37, or an investor-compensation scheme recognised in accordance with Directive 97/9/EC38 | Its functions as such |
A designated professional body within the meaning of Part XX of the Act | Its functions as such |
A body which was, immediately before the coming into force of section 19 of the Act, a recognised professional body within the meaning of the Financial Services Act 198639 | Its functions as such under that Act or under the Act |
A person appointed to make a report under section 166 of the Act | His functions as such |
A person appointed to conduct an investigation under section 167 or section 168(3) or (5) of the Act | His functions as such |
An auditor exercising functions conferred by or under the Act | Those functions |
An auditor of an authorised person appointed under or as a result of an enactment (other than the Act) | His functions as such |
An actuary exercising functions conferred by or under the Act | Those functions |
A person appointed as an inspector under section 49 of the Industrial and Provident Societies Act 196540 | His functions as such |
A person appointed as an inspector under section 18 of the Credit Unions Act 197941 | His functions as such |
A person appointed to make a report under section 52(5)(d) of the Building Societies Act 198642 | His functions as such |
A person appointed as an investigator under section 55 of the Building Societies Act 1986 or as an inspector under section 56 of that Act43 | His functions as such |
A person appointed to make a report under section 62(3)(d) of the Friendly Societies Act 199244 | His functions as such |
A person appointed as an investigator under section 65 of the Friendly Societies Act 199245 or as an inspector under 66 of that Act | His functions as such |
A recognised supervisory body within the meaning of Part II of the Companies Act 198946 or Part III of the Companies (Northern Ireland) Order 199047 |
|
A qualifying body as defined by section 32 of the Companies Act 198948 | Its functions as such |
The Institute of Actuaries or the Faculty of Actuaries | Supervisory functions in relation to actuaries exercising functions conferred by or under the Act |
A recognised professional body within the meaning of section 391 of the Insolvency Act 1986 or article 350 of the Insolvency (Northern Ireland) Order 1989 |
|
The Department of Enterprise, Trade and Investment in Northern Ireland |
|
The Occupational Pensions Regulatory Authority | Its functions under:
|
The Charity Commissioners for England and Wales | Their functions under any enactment in so far as they relate to the supervision of:
|
The investigator appointed by the Authority in accordance with paragraph 7 of Schedule 1 to the Act | His functions as such |
PART 2
Person | Functions |
|---|---|
An EEA regulatory authority |
|
PART 3
Person | Functions |
|---|---|
A dependent territory regulatory authority | Its functions as such |
A non-EEA regulatory authority | Its functions as such |
PART 4
Person | Functions |
|---|---|
An inspector appointed under Part XIV of the Companies Act 1985 | His functions as such |
A person authorised to exercise powers under section 447 of the Companies Act 198552 | His functions as such |
A person authorised under section 84 of the Companies Act 1989 to exercise on behalf of the Secretary of State powers conferred by section 83 of that Act53 | His functions as such |
The Department of Enterprise, Trade and Investment in Northern Ireland |
|
An inspector appointed under Part XV of the Companies (Northern Ireland) Order 1986 | His functions under that Part |
A person appointed to exercise powers under article 440 of the Companies (Northern Ireland) Order 198656 | His functions as such |
A recognised clearing house (other than an overseas clearing house) | Its functions as a clearing house in so far as they are exercisable in relation to defaults or potential defaults by market participants |
A person included on the list maintained by the Authority for the purposes of section 301 of the Act | His functions under settlement arrangements to which regulations made under that section relate |
A person approved under the Uncertificated Securities Regulations 199557 as an operator of a relevant system (within the meaning of those Regulations) | His functions as such in so far as they are exercisable in relation to defaults or potential defaults by market participants |
SCHEDULE 2DISCLOSURE OF CONFIDENTIAL INFORMATION NOT SUBJECT TO DIRECTIVE RESTRICTIONS
Regulation 12
Person | Functions |
|---|---|
The Bank of England | All its public functions (so far as not mentioned in Schedule 1) |
The International Monetary Fund | All its functions |
The Director General of Fair Trading | His functions under any enactment (so far as not mentioned in Schedule 1) |
The Competition Commission | Its functions under any enactment (so far as not mentioned in Schedule 1) |
The Gas and Electricity Markets Authority | Its functions under any enactment |
A local weights and measures authority in Great Britain | Its functions as such under any enactment |
An EEA regulatory authority | Its functions as such (so far as not mentioned in Schedule 1) |
The Department of Enterprise, Trade and Investment in Northern Ireland |
|
A recognised clearing house (other than an overseas clearing house) | Its functions as such (so far as not mentioned in Schedule 1) |
A person approved under the Uncertificated Securities Regulations 1995 as an operator of a relevant system (within the meaning of those regulations) | His functions as such (so far as not mentioned in Schedule 1) |
The scheme operator | Its functions as such |
The Chief Ombudsman appointed in accordance with paragraph 5 of Schedule 17 to the Act, and any other member of the panel of ombudsmen appointed in accordance with paragraph 4 of that Schedule | Their functions as such |
An inspector appointed under section 284 of the Act | His functions as such |
A person appointed in accordance with regulations made under section 262(1) of the Act to carry out an investigation in relation to an open-ended investment company | His functions as such |
The Occupational Pensions Regulatory Authority | Its functions under the Pension Schemes Act 1993 and the Pensions Act 1995 (so far as not mentioned in Schedule 1 to these Regulations) |
The Charity Commissioners for England and Wales | Their functions under any enactment (so far as not mentioned in Schedule 1) |
The Commissioners of Customs and Excise | Their functions under any enactment |
The Postal Services Commission | Its functions under the Postal Services Act 200060 |
The Pensions Ombudsman | His functions under the Pension Schemes Act 1993 and the Pensions Act 1995 |
SCHEDULE 3PRESCRIBED DISCIPLINARY PROCEEDINGS
Regulation 2
The following disciplinary proceedings are prescribed for the purposes of section 349(5)(d) of the Act—
a
disciplinary proceedings relating to the exercise by a barrister, solicitor, auditor, accountant, valuer or actuary of his professional duties;
b
disciplinary proceedings relating to the discharge of his duties by an officer or servant of—
i
the Crown;
ii
the Authority;
iii
the body known as the Panel on Takeovers and Mergers;
iv
the Charity Commissioners for England and Wales;
v
the Director General of Fair Trading;
vi
the Competition Commission;
vii
the Insolvency Practitioners Tribunal in relation to its functions under the Insolvency Act 198661;
viii
ix
x
the National Lottery Commission in relation to their functions under the National Lottery etc. Act 199366.