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The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

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Interpretation

13.  In this Part—

“pre-commencement information” means information which is subject to restrictions (with or without qualifications or exceptions) on disclosure by virtue of a pre-commencement provision;

“pre-commencement provision” means—

(a)

any provision in—

(i)

Schedule 2B to the Insurance Companies Act 1982(1);

(ii)

Part VIII of the Financial Services Act 1986(2);

(iii)

Part V of the Banking Act 1987(3); or

(iv)

SRO rules;

which imposes restrictions on the disclosure of information, or creates exceptions or qualifications to such restrictions; or

(b)

regulation 48 of the Investment Services Regulations 1995(4);

“recognised self-regulating organisation” means a body which immediately before the coming into force of section 348 of the Act was a recognised self-regulating organisation within the meaning of section 8(1) of the Financial Services Act 1986, or a recognised self-regulating organisation for friendly societies within the meaning of Schedule 11 to that Act;

“SRO rules” means the rules of a recognised self-regulating organisation;

“transitional information” means information which immediately before the coming into force of section 19 of the Act was subject to restrictions on disclosure by virtue of a pre-commencement provision.

(4)

S.I. 1995/3275. Regulation 48 was amended by Regulation 11 of S.I. 1996/1669.

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