The Financial Services and Markets Act 2000 (Disclosure of Information by Prescribed Persons) Regulations 2001 No. 1857

Regulation 2

SCHEDULE

A Schedule person is a person who is performing or has performed any of the following functions—

(a) the verification of information in a manner required by the Authority pursuant to section 165(6)(a) of the Act;

(b) the authentication of a document in a manner required by the Authority pursuant to section 165(6)(b) of the Act;

(c) the making of a report under section 166 of the Act;

(d) the conduct of an investigation under section 167, 168(3) or (5) or 169(1)(b) of the Act;

(e) the conduct of an investigation under section 284 of the Act;

(f) the conduct of an investigation pursuant to regulations made under section 262 of the Act.