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The Financial Services Act 1986 (Extension of Scope of Act) Order 1997 (Approved by Parliament)
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- 1997 No. 2543
- Article 3
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Consequential amendment
3. In Schedule 1 to the Financial Services Act 1986, in paragraph 18(1) (certain group etc activities not constituting investment business) for paragraph (5B) there shall be substituted—
“(5B) In sub-paragraph (5A) “register of securities”—
(a)in relation to a system falling within paragraph 16A(a) above, has the meaning given by regulation 3 of the Uncertificated Securities Regulations 1995; and
(b)in relation to a system falling within paragraph 16A(b) above, means a register of holders of specified securities (within the meaning of the Stock Transfer Act 1982) which is kept by the Bank of England.”.
(1)
Paragraph 18(5B) was inserted into Schedule 1 by article 2(2) of the Financial Services Act 1986 (Uncertificated Securities) (Extension of Scope of Act) Order 1996 (S.I. 1996/1322).
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