The Local Government, Teachers' and National Health Service (Scotland) Pension Schemes (Provision of Information and Administrative Expenses etc.) Regulations 1996

Provision of information to prescribed persons

5.  For the purposes of section 172(1) of the 1995 Act, the prescribed persons are–

(a) a person who is or has been an authorised person within the meaning of the 1986 Act (“an authorised person”);

(b) an appointed representative within the meaning of section 44 of the 1986 Act (“an appointed representative”);

(c) a recognised self-regulating organisation within the meaning of the 1986 Act;

(d) a recognised professional body within the meaning of the 1986 Act;

(e) the Securities and Investments Board(1);

(f) the Investors Compensation Scheme Limited(2);

(g) a professional indemnity insurer of an authorised person or an appointed representative;

(h) the Chartered Accountants Compensation Scheme Limited;

(i) the Solicitors Indemnity Fund Limited;

(j) a person or body arbitrating or adjudicating in, or investigating or considering, a complaint brought by such an individual as is mentioned in section 172(1) of the 1995 Act against an authorised person or an appointed representative;

(k) a person or body appointed to act on behalf of any of the above.

(1)

A designated agency within the meaning of section 114 of the 1986 Act.

(2)

Established under section 54 of the 1986 Act.