Financial Services Act 2021 (c. 22)

SCHEDULES

SCHEDULE 1 U.K. Exclusion of certain investment firms from the Capital Requirements Regulation: consequential amendments

PART 1 U.K. Amendments of the Capital Requirements Regulation

3 (1) Article 4A (definitions: regulators' rules) is amended as follows. U.K.

(2) In paragraph 1(b) (references to FCA sourcebook), for “as the sourcebook has effect on IP completion day” substitute “ as amended from time to time ”.

(3) At the end insert—

“3 In this Regulation, “Part 9C rules” has the same meaning as in FSMA (see section 417 of that Act).”

Commencement Information

I1 Sch. 1 para. 3 in force at 1.1.2022 by S.I. 2021/671, reg. 5(1)(b) (with reg. 5(2)) (as amended by S.I. 2021/1163, regs. 1(2), 2)