SCHEDULES

SCHEDULE 1Exclusion of certain investment firms from the Capital Requirements Regulation: consequential amendments

PART 1Amendments of the Capital Requirements Regulation

I13

1

Article 4A (definitions: regulators' rules) is amended as follows.

2

In paragraph 1(b) (references to FCA sourcebook), for “as the sourcebook has effect on IP completion day” substitute “ as amended from time to time ”.

3

At the end insert—

3

In this Regulation, “Part 9C rules” has the same meaning as in FSMA (see section 417 of that Act).