SCHEDULES

SCHEDULE 4 U.K.Extension of relevant authorised persons regime to all authorised persons

Amendments of Financial Services and Markets Act 2000 U.K.

11 (1) Section 63E (certification of employees by relevant authorised persons) is amended as follows. U.K.

(2) In the heading omit “relevant”.

(3) In subsection (1), for “A relevant” substitute “ An ”.

(4) In subsection (3) for “a relevant”, in each place it occurs, substitute “ an ”.

(5) In subsection (4) omit “relevant” in each place it occurs.

(6) In subsection (6)(b) omit “relevant”.

(7) In subsection (8) omit the definition of “relevant PRA-authorised person”.

(8) Omit subsection (10).

Commencement Information

I1 Sch. 4 para. 11 in force at 13.9.2018 for specified purposes by S.I. 2018/990, reg. 2(1)(2) (with regs. 3-6)

I2 Sch. 4 para. 11 in force at 18.7.2019 for specified purposes by S.I. 2019/1136, reg. 2(2) (with reg. 7)

I3 Sch. 4 para. 11 in force at 9.8.2019 for specified purposes by S.I. 2019/1136, reg. 2(3) (with reg. 7)

I4 Sch. 4 para. 11 in force at 10.12.2019 for specified purposes by S.I. 2018/990, reg. 2(1)(4) (with regs. 3-6)

I5 Sch. 4 para. 11 in force at 31.3.2021 for specified purposes by S.I. 2019/1136, reg. 2(6) (with reg. 3) (as amended by S.I. 2020/929, reg. 2)

I6 Sch. 4 para. 11 in force at 7.12.2021 for specified purposes by S.I. 2019/1136, reg. 2(7)