Explanatory Notes

Children and Families Act 2014

2014 CHAPTER 6

13 March 2014

Background and Summary

3.The Act takes forward a range of Government commitments which are intended to improve services for key groups of vulnerable children (children in the adoption and care systems, those affected by decisions of the family courts and those with special educational needs and disabilities) and to support families in balancing home and work life, particularly when children are very young. It takes forward legislation that has been announced in a range of Government documents over the past 2 years, including:

4.The Act contains provisions on a range of policies which span the responsibilities of the Department for Education, the Ministry of Justice, the Department for Business, Innovation and Skills, the Department for Work and Pensions and the Department of Health. It contains measures intended to remove barriers to adoption; reform the family justice system and the special educational needs system and ensure that services place children and young people at the centre of decision making and support. It contains measures which relate to the welfare of children, including areas such as: child performance; protecting children and young people from tobacco and nicotine addiction; young carers and parent carers; “staying put” arrangements; supporting pupils at school with medical conditions; reform of children’s homes; clarifying the Secretary of State’s intervention powers; and free school lunches. The Act contains measures which support wider changes to childcare; introduces a new system of shared parental leave following childbirth or adoption; and extends to all employees the right to request flexible working. Through its reforms to the functions and role of the Children’s Commissioner, the Act is intended to ensure that children in England have a strong advocate for their rights.

5.Pre-legislative scrutiny was conducted in relation to Parts 1, 2, 3 and 6 during 2012. The Government published its response in the Command paper Children and Families Bill: Contextual Information and Responses to Pre-Legislative Scrutiny (CM8540) on 5 February 2013.

6.The Act consists of 10 Parts, 140 sections and 7 Schedules.

7.Where explanatory notes are provided for Schedules, these are included in the notes for the relevant sections. Annex A of this document sets out further detail relating to the parental involvement provision.

Part 1: Adoption and contact

8.Part 1 of the Act contains provisions to give effect to proposals in An Action Plan for Adoption: Tackling Delay, published by the Department for Education on 14 March 2012, and Further Action on Adoption: Finding More Loving Homes, published on 24 January 2013. These set out proposals to speed up the adoption process and enable more children to be placed in stable, loving homes with less delay and disruption. The Act includes provisions which are intended to:

9.Pre-legislative scrutiny of the provisions on “Fostering for Adoption” and ethnicity was undertaken by the House of Lords Select Committee on Adoption Legislation. The Committee’s Interim Report containing its recommendations on these provisions was published on 19 December 2012. The Government response was published on 5 February 2013 as part of Children and Families Bill 2013: Contextual Information and Responses to Pre-Legislative Scrutiny.

Part 2: Family justice

10.Part 2 makes changes to improve the operation of the family justice system, as recommended by the independent Family Justice Review and accepted by the Government in its response published on 6 February 2012. The Family Justice Review, chaired by David Norgrove, was set up by the Government in 2010 to look at the family justice system and make recommendations as to how the system could be changed for the benefit of children and families. An Interim Report was published in March 2011 and the Family Justice Review Final Report was published in November 2011.

11.In respect of private family law (by which is meant the law about resolving disputes between family members, as distinct from public family law, about intervention by public authorities), the Act includes provisions to:

12.In respect of public family law, the Act includes provisions to:

13.In respect of experts, the Act includes provision to ensure that expert evidence in children proceedings is permitted only when necessary to resolve the case justly, taking account of factors including the impact on the welfare of the child, and whether the information could be obtained from one of the parties already involved in the proceedings. Family Procedure Rules are to prescribe the meaning of "children proceedings" which may include both private and public law proceedings.

14.Pre-legislative scrutiny of the family justice sections was undertaken by the House of Commons Justice Select Committee. The Committee published its report on 14 December 2012 and the provisions in Part 2 reflect the Government’s response to the report, published on 5 February 2013 (Children and Families Bill 2013: Contextual Information and Responses to Pre-Legislative Scrutiny).

Part 3: Children and young people in England with special educational needs or disabilities

15.Part 3 of the Act contains provisions following the Green Paper Support and Aspiration: A new approach to special educational needs and disability published by the Department for Education on 18 March 2011 and the follow up Progress and Next Steps published 15 May 2012.

16.The provisions are a major reform of the present statutory framework for identifying children and young people with special educational needs (SEN), assessing their needs and making provision for them. They require local authorities to keep local provision for children and young people with SEN and disabilities under review, to co-operate with their partners to plan and commission provision for those children and young people and publish clear information on services they expect to be available. The provisions set out the statutory framework for identifying, and assessing the needs of, children and young people with SEN who require support beyond that which is normally available. Statements made under section 324 of the Education Act 1996 and Learning Difficulty Assessments made under section 139A of the Learning and Skills Act 2000 are replaced by new 0-25 Education, Health and Care plans (EHC plans) for both children and young people. The provisions place a new requirement on health commissioners to deliver the health care services specified in plans.

17.The provisions extend the rights that parents of children with statements of SEN currently have, to express a preference for the school they wish their child to attend, to young people in education and training (including further education). In addition, they widen the institutions for which they can express a preference to include Academy schools, further education colleges and sixth form colleges, non-maintained special schools and independent special schools and independent specialist colleges approved for this purpose by the Secretary of State.

18.The provisions are also intended to give parents and young people greater control over the way their support is provided through involvement with local authorities in reviewing services and through the option of personal budgets in certain circumstances. They introduce a requirement to consider mediation before appeals are made to the First-tier Tribunal. This is to help resolve disagreements without the need for Tribunal appeals wherever possible. The provisions also extend the right to appeal to young people in education and training (including further education); include a power to pilot giving children the right to make appeals to the Tribunal themselves, rather than it having to be through their parent; and to pilot the Tribunal making recommendations on the health and social care provision set out in an EHC plan.

19.The sections replace and extend, in relation to England, provisions in Part 4 of the Education Act 1996, associated regulations, and sections 139A to 139C of the Learning and Skills Act 2000, which will be repealed in relation to children and young people in the area of a local authority in England. Regulations will set out the detailed requirements of particular provisions where provided for in the sections. A statutory Code of Practice will be developed to provide guidance on the new framework for SEN, for the approval of Parliament.

20.Pre-legislative scrutiny of the SEN provisions was undertaken by the House of Commons Education Select Committee. The Committee published its report on 18 December 2012 and the provisions in Part 3 reflect the Government’s response to the report, published on 5 February 2013 (Children and Families Bill 2013: Contextual Information and Responses to Pre-Legislative Scrutiny).

Part 4: Childcare etc

21.Part 4 of the Act contains various provisions relating to childcare, some of which flow from proposals described in More Great Childcare which the Government published on 29 January 2013 and which includes the Government’s response to Professor Cathy Nutbrown’s report, Foundations for Quality (published in June 2012). Section 3D of More Great Childcare refers to the plans to introduce childminder agencies.

22.This Part contains provision:

Part 5: Welfare of Children

23.Part 5 of the Act contains various provisions relating to the welfare of children, including to:

Part 6: The Children’s Commissioner

24.Part 6 of the Act implements the recommendations from John Dunford’s independent review of the Children’s Commissioner (Review of the Office of the Children’s Commissioner (England): December 2010), which concluded that there were strong arguments for retaining the office of Children’s Commissioner (“OCC”), but that the legislative framework had prevented the Commissioner from having sufficient impact on children’s lives. The provisions in the Act aim to remove the barriers that John Dunford identified, in particular by:

25.Pre-legislative scrutiny of the OCC sections was undertaken by the Joint Committee on Human Rights (JCHR). The Government’s response to the report was published on 5 February 2013 (Children and Families Bill 2013: Contextual Information and Responses to Pre-Legislative Scrutiny).

Part 7: Statutory rights to leave and pay

26.Part 7 of the Act delivers the legislative commitments made in the Government Response to the Modern Workplaces consultation (November 2012). The provisions create a new employment right to shared parental leave and statutory shared parental pay for eligible working parents. Women continue to be eligible for maternity leave and statutory maternity pay or allowance in the same way as previously. If they choose to bring their leave and pay or allowance to an early end, eligible working parents can share up to the balance of the remaining leave and pay as shared parental leave and pay. Eligible adopters can use the new system for shared parental leave and pay. Adoption leave and pay include prospective parents in the “Fostering for Adoption” system, and parents in a surrogacy arrangement who are eligible, and intend to apply, for a parental order.

Part 8: Time off work: Ante-natal care etc

27.Part 8 creates a new right for employees and qualifying agency workers to take unpaid time off work to attend up to two ante-natal appointments with a pregnant woman. The right is available to the pregnant woman’s husband, civil partner or partner, the father or parent of the pregnant woman’s child, and intended parents in a surrogacy situation who meet specified conditions.

28.Provision is made for paid and unpaid time off work for adopters to attend meetings in advance of a child being placed with them for adoption.

Part 9: Right to request flexible working

29.Part 9 provides for the expansion of the right to request flexible working from employees who are parents or carers to all employees, and the removal of the statutory process that employers must currently follow when considering requests for flexible working. The Government’s policy reforms for the right to request flexible working are set out in its paper Modern Workplaces – Government Response on Flexible Working (published in November 2012). This Part sets out the statutory provisions to support those reforms.

30.Changes enable employers to consider requests using their existing HR processes instead of having to follow a statutory procedure.

31.These sections amend the Employment Rights Act 1996 (“ERA”). Following consultation the Advisory, Conciliation and Arbitration Service (“ACAS”) has published a draft Code of Practice on handling requests to work flexibly in a reasonable manner. This Code will explain what the minimum requirements are in order to consider a request in a reasonable manner. If neither House of Parliament resolves that no further proceedings shall be taken, the Code of Practice will be issued using powers in the Trade Union and Labour Relations (Consolidation) Act 1992 and will be brought into force by order on a date appointed by the Secretary of State.