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SCHEDULES

SCHEDULE 4E+W+S+N.I.EEA passport rights and treaty rights

PART 2 E+W+S+N.I.Amendments of Schedule 4 to FSMA 2000: Treaty rights

23(1)Paragraph 3 (exercise of Treaty rights) is amended as follows.E+W+S+N.I.

(2)In sub-paragraph (2), for “Authority” substitute “ appropriate UK regulator ”.

(3)After that sub-paragraph insert—

(2A)In sub-paragraph (2) “the appropriate UK regulator” means—

(a)where any of the activities to which the notification under that sub-paragraph relates is a PRA-regulated activity, the PRA;

(b)in any other case, the FCA.

(2B)Where the PRA receives a notification under sub-paragraph (2), it must give a copy to the FCA without delay.

(2C)Where the FCA receives a notification under sub-paragraph (2), it must in prescribed cases give a copy to the PRA without delay.

Annotations:

Commencement Information

I1Sch. 4 para. 23 in force at 27.2.2013 for specified purposes by S.I. 2013/423, art. 2

I2Sch. 4 para. 23 in force at 1.4.2013 in so far as not already in force by S.I. 2013/423, art. 3, Sch.