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SCHEDULES

SCHEDULE 18E+W+S+N.I.Further minor and consequential amendments

PART 2 E+W+S+N.I.Amendments of other Acts of Parliament

Companies Act 2006 (c. 46)E+W+S+N.I.

110The Companies Act 2006 is amended as follows.E+W+S+N.I.

Annotations:

Commencement Information

I1Sch. 18 para. 110 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.

111In section 384 (companies excluded from small companies regime), in subsection (2)(c), for “Part 4” substitute “ Part 4A ”.E+W+S+N.I.

Annotations:

Commencement Information

I2Sch. 18 para. 111 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.

112(1)Section 461 (permitted disclosure of information obtained under compulsory powers) is amended as follows.E+W+S+N.I.

(2)In subsection (3), for paragraph (e) and the “or” following it, substitute—

(e)the Financial Conduct Authority,

(ea)the Prudential Regulation Authority, or.

(3)In subsection (4)(g), for “Financial Services Authority” substitute “ Financial Conduct Authority or the Prudential Regulation Authority ”.

Annotations:

Commencement Information

I3Sch. 18 para. 112 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.

113In section 467 (companies excluded from being treated as medium-sized), in subsection (1)(b)(i) and (2)(c), for “Part 4” substitute “ Part 4A ”.E+W+S+N.I.

Annotations:

Commencement Information

I4Sch. 18 para. 113 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.

114In section 470 (power to apply provisions to banking partnerships), in subsection (2), for “Part 4” substitute “ Part 4A ”.E+W+S+N.I.

Annotations:

Commencement Information

I5Sch. 18 para. 114 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.

115In section 474 (definitions), in subsection (1), in the definition of “e-money issuer”, for “Part 4” substitute “ Part 4A ”.E+W+S+N.I.

Annotations:

Commencement Information

I6Sch. 18 para. 115 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.

116In section 539 (definitions), in subsection (1), in the definition of “e-money issuer”, for “Part 4” substitute “ Part 4A ”.E+W+S+N.I.

Annotations:

Commencement Information

I7Sch. 18 para. 116 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.

117(1)Section 843 (realised profits and losses of long-term insurance business) is amended as follows.E+W+S+N.I.

(2)In subsection (2)(b), for “section 142(2)” substitute “ Part 9A ”.

(3)In subsection (6)(a), for “Part 10” substitute “ Part 9A ”.

Annotations:

Commencement Information

I8Sch. 18 para. 117 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.

118In section 948 (restrictions on disclosure), in subsection (7)—E+W+S+N.I.

(a)for paragraph (a) substitute—

(a)the Financial Conduct Authority;

(aa)the Prudential Regulation Authority;

(ab)the Bank of England;, and

(b)in paragraph (c), for “Financial Services Authority” substitute “ Financial Conduct Authority or the Prudential Regulation Authority or similar to the regulatory functions of the Bank of England ”.

Annotations:

Commencement Information

I9Sch. 18 para. 118 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.

119In section 950 (Panel on Takeovers and Mergers: duty of co-operation), in subsection (1)—E+W+S+N.I.

(a)for paragraph (a) substitute—

(a)the Financial Conduct Authority;

(aa)the Prudential Regulation Authority;

(ab)the Bank of England;, and

(b)in paragraph (c), for “Financial Services Authority” substitute “ Financial Conduct Authority or the Prudential Regulation Authority or similar to the regulatory functions of the Bank of England ”.

Annotations:

Commencement Information

I10Sch. 18 para. 119 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.

120In section 995 (petition by Secretary of State), in subsection (1)—E+W+S+N.I.

(a)in paragraph (c), for “or the Financial Services Authority” substitute “ , the Financial Conduct Authority, the Prudential Regulation Authority or the Bank of England ”, and

(b)in paragraph (d), for “or the Financial Services Authority” substitute “ , the Financial Conduct Authority, the Prudential Regulation Authority or the Bank of England ”.

Annotations:

Commencement Information

I11Sch. 18 para. 120 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.

121In section 1164 (meaning of “banking company” and “banking group”), in subsection (2), for “Part 4” substitute “ Part 4A ”.E+W+S+N.I.

Annotations:

Commencement Information

I12Sch. 18 para. 121 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.

122In section 1165 (meaning of “insurance company” etc.), in subsection (2), for “Part 4” substitute “ Part 4A ”.E+W+S+N.I.

Annotations:

Commencement Information

I13Sch. 18 para. 122 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.

123(1)Schedule 2 (specified persons and descriptions of disclosure for the purposes of section 948) is amended as follows.E+W+S+N.I.

(2)In Part 1, in section (A) (United Kingdom), for paragraph 5 substitute—

5The Financial Conduct Authority.

5AThe Prudential Regulation Authority.

(3)In Part 2, in section (A) (United Kingdom)—

(a)in paragraph 11, for “paragraph 7 of Schedule 1 to the Financial Services and Markets Act 2000” substitute “ section 84 of the Financial Services Act 2012 ”,

(b)in paragraph 12, for “section 15 of the Financial Services and Markets Act 2000” substitute “ section 69 of the Financial Services Act 2012 ”,

(c)in paragraph 37, for “Financial Services Authority” substitute “ Financial Conduct Authority or the Prudential Regulation Authority ”,

(d)in paragraph 49, for paragraph (a) substitute—

(a)a decision of the Financial Conduct Authority;

(aa)a decision of the Prudential Regulation Authority;.

(4)In Part 3, in paragraph 1(2), for “Financial Services Authority” substitute “ Financial Conduct Authority or the Prudential Regulation Authority or similar to the regulatory functions of the Bank of England ”.

Annotations:

Commencement Information

I14Sch. 18 para. 123 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.

124(1)Schedule 11A (specified persons, description, disclosures etc. for the purposes of section 1224A) is amended as follows.E+W+S+N.I.

(2)In Part 1, for paragraph 5 substitute—

5The Financial Conduct Authority.

5AThe Prudential Regulation Authority.

(3)In Part 2—

(a)in paragraph 28, for “paragraph 7 of Schedule 1 to the Financial Services and Markets Act 2000” substitute “ section 84 of the Financial Services Act 2012 ”,

(b)in paragraph 29, for “section 15 of the Financial Services and Markets Act 2000 (c. 8)” substitute “ section 69 of the Financial Services Act 2012 ”,

(c)in paragraph 52, for “Financial Services Authority” substitute “ Financial Conduct Authority or the Prudential Regulation Authority ”, and

(d)in paragraph 71, for paragraph (a) substitute—

(a)a decision of the Financial Conduct Authority;

(aa)a decision of the Prudential Regulation Authority;.

Annotations:

Commencement Information

I15Sch. 18 para. 124 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.