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SCHEDULES

SCHEDULE 12Amendments of Parts 11 and 23 of FSMA 2000

PART 1Part 11 of FSMA 2000: information gathering and investigations

9(1)Section 169 (investigations at the request of an overseas regulator) is amended as follows.

(2)In subsection (1), for “the Authority” substitute “a regulator”.

(3)In subsections (3) and (4), in each place, for “Authority” substitute “regulator”.

(4)In subsection (5), in each place, for “Authority” substitute “regulator”.

(5)In subsection (6), for “Authority” substitute “regulator”.

(6)In subsection (7), for “the Authority” substitute “a regulator”.

(7)In subsection (8), for “Authority” substitute “regulator”.

(8)In subsection (9), for “The Authority” substitute “Each regulator”.

(9)In subsection (11), for “Authority” substitute “regulator”.