F1[Part 2U.K.Co-ordination of regulatory enforcement

Textual Amendments

F1Pt. 2 substituted (4.5.2016 for specified purposes, 1.10.2017 in so far as not already in force) by Enterprise Act 2016 (c. 12), ss. 20(1), 44(1)(c); S.I. 2017/473, reg. 3(b)

Modifications etc. (not altering text)

Functions of primary authoritiesU.K.

30Inspection plansU.K.

(1)Where a relevant function consists of or includes a function of inspection, the primary authority may in accordance with this section make an inspection plan.

(2)An “inspection plan” is a plan containing recommendations as to how a local authority with the function of inspection should exercise it in relation to the regulated person.

(3)An inspection plan may in particular set out—

(a)the frequency at which, or circumstances in which, inspections should be carried out;

(b)what an inspection should consist of.

[F2(3A)An inspection plan may require a local authority other than the primary authority, on exercising the function of inspection in relation to the regulated person, to provide the primary authority with a report on its exercise of the function.]

(4)Before making an inspection plan the primary authority must consult the regulated person.

(5)When making an inspection plan the primary authority must take into account any relevant recommendations relating to inspections which are published by any person (other than a local authority) pursuant to a regulatory function.

(6)Where a primary authority has made an inspection plan, it must, if [F3the Secretary of State] consents to the plan, bring the plan to the notice of the other local authorities with the function of inspection.

(7)[F4Where the primary authority exercises ] the function of inspection in relation to the regulated person [F5, it] must have regard to a plan to which consent has been given under subsection (6).

[F6(7A)A local authority other than the primary authority may not exercise the function of inspection in relation to the regulated person otherwise than in accordance with a plan that has been brought to its notice under subsection (6), unless—

(a)it has notified the primary authority in writing of the way in which it proposes to exercise the function in relation to the regulated person, and

(b)the primary authority has notified the local authority in writing that it consents to the authority's exercising the function in that way.

(7B)Subsection (7C) applies if a primary authority that has been notified by a local authority as described in subsection (7A)(a) fails to notify that authority in writing, within the notification period, whether it consents to the authority's exercising the function of inspection as described in the notification.

(7C)The primary authority is to be treated for the purposes of this section, following the expiry of the notification period, as having given the notification of consent described in subsection (7A)(b).

(7D)The “notification period”, in subsections (7B) and (7C), is the period of five working days beginning with the first working day after the day on which the notification referred to in subsection (7A)(a) is received by the primary authority.

(7E)Where an inspection plan includes a requirement of the type described in subsection (3A), a local authority exercising the function of inspection in relation to the regulated person must provide a report to the primary authority in accordance with the requirement.]

F7(8). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(9)A notification under subsection [F8(7A)(a)] must include reasons for exercising the function otherwise than in accordance with the plan.

[F9(9A)A primary authority may, with the consent of the Secretary of State, revoke a plan made by it under this section.

(9B)If a primary authority revokes a plan under subsection (9A), it must notify the other local authorities with the function of inspection that the plan is no longer in effect.]

(10)A primary authority may from time to time revise a plan made by it under this section (and subsections (3) to [F10(9B)] apply in relation to any revision of the plan).

[F11(11)In subsection (7D), “working day” means a day other than—

(a)a Saturday or Sunday,

(b)Christmas Day or Good Friday, or

(c)a day which is a bank holiday under the Banking and Financial Dealings Act 1971 in—

(i)the part of the United Kingdom where the primary authority is, or

(ii)(if different) the part of the United Kingdom where the authority is that has given the notification referred to in subsection (7A)(a).]]

Textual Amendments