SCHEDULEClaims Management Regulations
Conduct of authorised persons
9
1
Regulations shall enable the Regulator to issue one or more codes of practice about the professional conduct of authorised persons.
2
Regulations under sub-paragraph (1) shall include provision—
a
about the manner in which a code is to be prepared and published (which may, in particular, include provision requiring—
i
consultation;
ii
the submission of a draft to the Secretary of State for approval);
b
about the consequences of failure to comply with a code (which may, in particular—
i
provide for compliance with a code to be treated as a condition of authorisations;
F1ia
enable the Regulator to require an authorised person to pay a penalty;
ii
enable the Regulator to impose conditions on, suspend or cancel authorisations).